Trade compliance jobs in London - Page 6Create job alerts

We have an opportunity for a Senior Scientific and Regulatory Affairs - UK/IRL Market Lead (known internally as - Program Manager SRA (Science & Regulatory Affairs) UK/IRL) to join us at Mars. You will lead a variety of regional regulatory activities related to raw materials, finished products, l...

The Ignite Program by Aristocrat Interactive aggregation BU (Pariplay) is a cutting-edge initiative designed to support and accelerate the growth of innovative game studios and developers. Through a combination of tailored mentorship, advanced tools, and strategic guidance, the program enables em...

Technical Support Engineer All candidates should make sure to read the following job description and information carefully before applying. Department for Business and Trade Apply before 11:55 pm on Sunday 1st December 2024 Details Reference number 371763 Salary £32,858 - £38,272 National: £32,85...

The Ignite Program by Aristocrat Interactive aggregation BU (Pariplay) is a cutting-edge initiative designed to support and accelerate the growth of innovative game studios and developers. Through a combination of tailored mentorship, advanced tools, and strategic guidance, the program enables em...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk ma...

Due to increasing demand for their product overseas and ongoing changes within trading compliance regulations, they are now seeking a highly experienced Trade and Customs Compliance specialist for their UK operation. Head of International Trade and Customs Compliance: Ref DSA02010 Our client is a...

Role SummaryMarex Financial Ltd is searching for a Surveillance Compliance Officer to join their team in London. The role focuses on Trade Surveillance across a variety of asset classes, with an opportunity to gain exposure to a wider range of compliance activities at a market-leading commodity b...

Marex Financial Ltd are searching for a Surveillance Compliance Officer to join their team in London. The role focuses on Trade Surveillance across a variety of asset classes; with an opportunity to gain exposure to a wider range of compliance activities at a market-leading commodity broking comp...

IT, trade support, and onboarding of new clients) at an asset management business. Due to the nature of this role, candidates must have previous buy-side experience. Responsibility for business controls for compliance with a Type I and II ISAE 3402 / AAF 01/06 / AAF 01/20 report. Oversight of Out...

We are looking for a candidate with 12 months Compliance / Trade Monitoring Surveillance experience to join and work within a Trading Surveillance team. ...

As a Technical analyst, you will play a key role in the delivery of product requirements. Experience working with Trade Surveillance, Compliance, Regulatory Reporting. Work closely with the Compliance Stakeholders to ensure functional / Technical requirements are clearly specified . ...

Assist, from a technical standpoint, in the implementation of a sophisticated trade order management and compliance monitoring systems to the fund management industry. ...

... compliance with new and existing regulatory bodies. Core areas will include: * Capital Markets * Crypto Trading * OTC * Market Making * Digital Asset offering Key Responsibilities for the Risk ...

Key Account Manager (On Trade HALO Accounts) Central London Up to £55,000 + travel allowance ... Promote compliance and professionalism, staying well-informed of relevant laws, regulations, and ...

Strong Trading and negotiation skills * Awareness and understanding of Compliance rules * Awareness and understanding of the FCA Rules and how to comply with them * A sound knowledge of policy ...

The successful candidate will play a crucial role in advising the sales and trading teams, managing derivatives transactions and ensuring compliance with regulatory requirements. Key Responsibilities

Collaborate with the, trading, Operations and IT teams to optimise trading processes and reduce ... Familiarity with regulatory requirements, compliance, and audit processes in the futures industry

... trade partners Contract negotiation: negotiate terms, pricing structures, and promotional ... Monitor distributor performance and compliance with contractual agreements. Address any logistical ...

... compliance with terms of the approved credit proposal and completed in a timely manner. * Act as a ... trade confirmations and pricing letters); and liaise with external legal counsel to obtain legal ...

In this hands on role, you will ensure the highest standards of quality, safety, and compliance while coordinating trades and managing various projects. Benefits: * 28 Days annual leave * Access to ...

Our offering spans Asset Management, Trading, Custody, and Market Making. With over nine years of ... Ensure compliance with relevant industry regulations, including monitoring for updates and changes ...

Maintain and grow client relationships, providing tailored trading solutions. * Analyse market trends to offer insights and trading strategies. * Manage risk and ensure compliance with regulations

Monitoring and inspecting progress of all works to ensure compliance with Contract Documents ... A technical degree or professional/trade qualification is preferred. * Experience in high-volume ...

... compliance while effectively managing legal risks. Your background will reflect a blend of private practice and in-house experience, ideally within financial services, banking, trading, or payment ...