EXPERIENCED COMPLIANCE ANALYST New York, NY 5 Days onsite in Downtown Manhattan The Role Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance ...
Ensure financial compliance of grants with government, foundation and private funding requirements. Review grant documentation, including funding guidelines, application, budget, award letter(s), and ...
Interfacing with other internal departments, including administration, finance, compliance, and tax. * Attend both internal and external meetings where required and also take notes. * Other related ...
Knowledge of consumer Banking Business/Product (Deposits, Cards, Loans, Mortgages), Wealth Products from a Risk, Finance, Compliance or, Operations perspective is highly preferred. * Familiarity with ...
About the Company Hadrius consolidates and automates regulatory compliance for financial firms of all sizes (fintechs, investment advisors, funds, broker dealers, and more) through our AI-powered ...
Risk Management and Compliance: * Identify and mitigate financial risks, including market risks, operational risks, and regulatory risks, through effective risk management strategies and controls
This provides an excellent opportunity for training and advancement within Financial Services Compliance & Regulation. Key responsibilities will include: * Monitoring employee electronic ...
Cantor Fitzgerald is a leading financial services company committed to delivering excellence in ... Tax Compliance, Accounting, and Reporting. Reporting directly to the Global Head of Tax, the ...
Surveillance Compliance Officer New York, NY - Hybrid Hamlyn Williams have partnered with a global financial services platform, based in New York, NY, that are looking to hire a Surveillance ...
Conduct financial analysis and reporting, ensuring accuracy and compliance with accounting standards. * Oversee cash and treasury management, focusing on optimizing cash flow and reducing costs
They play a key role in managing financial transactions, maintaining financial records, and ensuring compliance with internal policies and external regulations. This position involves collaboration ...
Ensure compliance with departmental policies and procedures in all financial activities and reporting. Requirements : * Great Plains * SQL is a must * Power BI Education and Experience : * Bachelor ...
Financial SME (control testing and gap assessments) Location: Manhattan, NY (Hybrid) Duration: 3+ ... Collaborate with stakeholders to ensure compliance with industry standards * Prepare detailed ...
Build consistent FP&A processes and tools for financial reporting and modeling to maintain compliance and deliver guidance. * Build and lead a high-performing FP&A team, fostering a culture of ...
This is a 100% remote Financial Advisor opportunity working on a 1099 basis. You can either have a ... Experience compliance, operations and back-office professionals * Seamless transition process
As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that ... Bachelor's degree in finance, economics, accounting, or a related field. Advanced degree or ...
Financial Management: oversight of generating accurate and reliable financial reports, data, and ... Manage SOX compliance · Complete the year-end audit process. Review and approve all ...
A financial services firm in New York City is currently seeking an experienced Compliance Consultant to join their growing team as their new Associate Director - Broker Dealer Compliance
The Financial Planning Consultant will be responsible for growing this book over time through leads ... Compliance with company attendance standards. Comprehensive Benefits We offer a competitive salary ...
Identify, address, and resolve project challenges promptly, ensuring compliance with financial regulations and standards. * Agile Leadership: Facilitate Agile ceremonies, including daily stand-ups ...
... compliance infrastructure support *LPL Financial, member FINRA, SIPC, is the clearing broker-dealer for Equitable Advisors, LLC and they are not affiliated. We know that making a move is a big ...
Oversee the implementation of financial controls, tax, and compliance processes * Ensure the implementation of systems are fit for purpose and scalable * Build, train, and mentor a strong finance ...
Demonstrated interest in compliance or the broader financial services industry is a plus * Excellent written and verbal communication skills * Mature, confident and polished individual with strong ...
This position is responsible for supervising the Telephonic Financial Counseling Team, which is ... Ensure staff compliance with Annual In-service requirements. * Serve as a liaison with hospital ...