Compliance jobs in Carshalton - Page 2Create job alerts

The post holder will assist the Information Compliance team in coordinating responses to statutory information requests (FOIA, UK GDPR, Data Protection Act), gathering information and preparing ...

Currently recruiting for a well established trading firm for a compliance manager FCA registrations. Interactions with various trading exchanges. Trade Surveillance monitoring Assisting with Training ...

This is a fantastic role for a developing Compliance professional familiar with the facilities industry, working in a stimulating, long term and well resourced contract, for world class employer ...

Head of Compliance, Luxury This high profile luxury brand is looking for a Head of Compliance. The role will manage the compliance and risk function for the global business as well as ethics and ...

Senior Compliance Officer Location : London / Travel required / Hybrid Term : Permanent Salary : £65,000 (Depending on Experience) Reports to : Deputy MLRO About us B4B Payments is part of the ...

Alexander Barnes is leading a Senior Compliance Officer search for a European Payments FinTech. The purpose of this role is to support the development and execution of a Compliance Monitoring and ...

We're looking for a motivated and proactive Compliance Coordinator to join this busy City Law Firm. This is an exciting opportunity for someone looking to make a real impact in a fast-paced legal ...

Compliance playing a central role in said decisions. This newly appointed Compliance Manager will cover a diverse remit of duties and lead all regulation matters for the EU entity. Key duties will ...

Compliance Advisory : * Provide guidance on policies and procedures, representing Compliance in business projects requiring input. Regulatory Implementation : * Partner with the wider compliance team ...

Job Summary Senior corporate ethics and compliance professional with responsibility for providing a broad range of expertise and practical, business-minded advice and support to the Ethics ...

Provide day-to-day compliance support for client's global Operational Resilience program, advising on and contributing to delivery of Operational Resilience program requirements across multiple ...

We are working with an international household name within financial services who are looking for a Compliance Monitoring Officer to join their team on a permanent basis. The organisation have a ...

The Role Head of Compliance - Hedge Fund Compliance Consultancy - Urgent Interim/ Temporary hire (strong possibility to go permanent) Martis Search are representing an established, boutique London ...

Compliance Coordinator Location: Central London with accessible transport / tube links Salary £38,000 - £40,000 Requirement: Current legal experience The Firm A prestigious law firm with over 150 ...

Compliance Advisor I'm working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. This role requires deep ...

They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience. THE RESPONSIBILITIES: * Management of global regulatory relationships. * Advisory coverage of ...

Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. This ...

To actively contribute to the Compliance Team meetings to promote effective compliance management. Policy, Process and Procedures * To assist and support with the development, enhancement and ...

Senior Compliance Assistant (1-2 years experience) * Permanent * City of London (5 days in the office per week) * Paying up to £35k We are currently working with an international bank based in the ...

Provide training and resources to employees to promote awareness of compliance issues.

This position requires a tech-savvy compliance professional who will drive the development, management, and oversight of our electronic trading compliance processes. The successful candidate will ...

The role will report in directly into the COO. In this role you will be responsible for the running of the compliance programme whilst holding the SMF16/17 functions for the business. The role will ...

Head of Compliance Location: Remote within the UK (London HQ) Employment Type: Full-Time As the nominated officer, the MLRO ensures that information leading to knowledge or suspicion of money ...