You will also ensure all relevant regulatory requirements are met including the FCA's Conduct Rules and Principles. With great offices and hybrid working patterns, the company offer someone the ...
Assess proof of ID, Mortgage history, Equifax search, Proof of Income, Affordability, etc. in accordance with company and FCA procedures, and updating the system accordingly. * Ensure workload is ...
Gain exposure to further clients including PR and marketing, FCA-regulated clients, and hospitality * Quarterly events including memorable Christmas and Summer parties and BBQs * Dress down Fridays, ...
Apart from the entertainment industry, this firm have a loyal client base from other industry sectors including PR and marketing, FCA-regulated clients, manufacturing, and restaurants with turnovers ...
Detailed knowledge of FCA and Firms procedures and record keeping requirements Attained minimum one Diploma level qualification and working towards attaining full Diploma qualification. High level of ...
An understanding of FCA regulations * Experience in underwriting 1st and/or 2nd charge or BTL mortgage applications
... FCA client Money Rules) and broker hedges trading. They will also maintain the cash book records, manage treasury deposit investments, and take a lead role in producing the monthly management ...
To be aware of all relevant FCA regulations and guidelines relating to financial services including MiFID II, GDPR & PRIIPS. * To be efficient, diligent, and disciplined in all tasks undertaken
Good understanding of FCA requirements For more information regarding the role of Buy to Let Underwriter please contact us Stellar Select is acting as an employment agency and is a corporate member ...
Ensure adherence to regulatory requirements throughout client interactions and comply with FCA regulations. * Stay updated through in-house training and professional development initiatives to ...
Understanding of FCA regulations. * Experience in underwriting mortgage applications. If your career history includes roles such as Mortgage Underwriter, Mortgage Processor, Mortgage Case Manager ...
A sound knowledge and understanding of FCA standards, consumer legislation and trade practices. * Financially astute with a proven track record of achieving results. * Excellent communication skills ...
The clients come from various sectors, including manufacturing, distribution, retail, wholesale, property, FCA regulated entities, professional organisations, recruitment, charities, and pension ...
Adhering to internal underwriting policy and regulatory requirements including FCA. Money Laundering, Data Protection If you have experience of underwriting within mortgages or secured loans and are ...
Findings communicated to the team to ensure the company remains compliant with FCA procedures and third party audit processes * Attend / contribute to internal meetings to understand / support / help ...
Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...
To assist the Team Leaders in ensuring the timely and accurate delivery of complaint resolution in accordance with mutually agreed service level agreements (SLA) and other agreed deadlines and to ensure that regulatory and audit requirements are met. To provide an excellent and efficient service ...
Lutine Bell are currently supporting a leading Investment Manager based in London looking to appoint a Compliance Advisory Officer. Contribute to reporting due from the Compliance team including Regulatory reporting. Analyse, plan and execute actions and regulatory developments which affect the C...
The Regulatory Compliance Officer will be responsible for assisting in all aspects of regulatory compliance for our brands sold globally, this includes formulation, claims compliance, and artwork approvals. This role involves the fast-paced development of new branded products intended mostly for ...
You will play a key part in supporting the delivery of the compliance plan, developing as well as enhancing compliance processes, providing compliance advice, working on regulatory projects and more. Risk & Compliance Manager | Insurance MGA | West Midlands | £45 - 55,000 (doe). Finitas are delig...
Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...