Are you a business? Hire fca candidates in Doncaster
Work with the wider Operations team to review internal processes and procedures to ensure compliance with FCA regulations and company procedural standards. * In conjunction with wider Operations team ...
You'll work closely with 1st line (including a current team of 10 advisers) to ensure compliance with all relevant FCA and PRA regulations. You'll also support the execution of the firm's T&C scheme ...
Duties include: * of Fact Find Information to ensure it meets FCA requirements * with the identification of demands and needs and possible solutions * assessment to investment risk and capacity for ...
Compliance Officer - Insurance. A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and promotion of best practice. Act as a key part of the Compliance function driving...
Red Snapper Recruitment are working with the Metropolitan Police Service to source candidates with recent policing experience and a public protection background who would be interested in 2 year fixed term contracts.To support BCU detectives investigating offences within the Public Protection por...
We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. This critical role will be responsible for leading our global risk management...
Accountant will support the department with maintaining statutory compliance and preparing financial statements for all entities, globally. Accountant you will be preparing detailed reconciliations, schedules, and support and assisting in the preparation of financial statements. ...
Your main focus will be to liaise with local and overseas entities to ensure they are compliant with the firms Compliance framework, with opportunities to travel both nationwide and overseas, whilst also working closely with the Senior Compliance Manager in supporting the regional structure for r...
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Position: Capital Markets Reporting Accountant - UK Remote (6-month Contract). ...
They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Advise on compliance requirements for new initiatives. Strong experience in advising businesses on energy markets compliance. ...
You'll be supporting our businesses across England and Wales to deliver their objectives whilst ensuring they have a robust compliance controls in place. You’ll be working as part of the Risk & Compliance team and be an active contributor to their growing function whilst supporting our hub busine...
Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience). Our client needs either a “senior Compliance Manager”, or "Head of Compliance" level experience either gained from a Hedge Fund, Asset Manager, or Priva...
The MLRO/Compliance Officer will be responsible for managing our compliance with legal and regulatory requirements, with a particular focus on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. Provide training and guidance to staff on compliance procedures and the import...
We are looking for a junior recruiter who is self-guided, motivated, and enjoys the challenges of working in a fast-paced, ever changing environment.This position will be a mixture of recruiting entry level roles gloabally and assisting the TA team in all administration associated with the depart...
The role of the Senior Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies and codes of conduct through appropriate control systems in order to minimise and mitigate risks to the business. The role is to assist the the Complianc...
We are working with a prestigious law firm who are looking to bring in a Risk & Compliance Manager to their team based in London. This role will be reporting into the Financial Crime Risk and Compliance Director and will work closely with the COLP/General counsel. You would be directly responsibl...
Supporting the Head of Compliance, you’ll use your Wealth Management compliance experience to provide group-wide compliance advice, guidance and support at all levels. You’ll work closely with 1st line (including a current team of 10 advisers) to ensure compliance with all relevant FCA and PRA re...
As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. Compliance Monitoring & Surveillance. ...
To undertake compliance monitoring reviews as agreed with the Head of Compliance Monitoring to achieve delivery of the Compliance Monitoring Plan as agreed for the activities of WMUK, LFA and LFI. To deliver the Compliance Monitoring plan, which is agreed on an annual basis with the regulated ent...
As a 111 Call Handler you will be highly trained to assess and advise patients to provide the best care and outcome - no two calls will be the same. GI Group are seeking to appoint several 111 Call Handlers to our client based in Rotherham. Main Duties of the 111 Call Handler:. Successful candida...
As the Regulatory Compliance Manager, you will play a crucial role in leading the firm’s regulatory obligations to the FCA and overseeing regulations for installations. This role is suitable for individuals seeking to enter a Compliance Manager position or progress in their career. Collaborate wi...
Compliance Manager - Lloyds Market. Support the business as the Compliance function SME. Assess ongoing compliance with Lloyd's Regulatory Principles. Create & maintain relevant compliance policies & procedures. ...
Do you have experience in litigation and insolvency investigations? If so, RSR Regulatory Services have the right job for you.On behalf of our client Griffins, we are recruiting for an .Griffins are a national firm of licensed insolvency practitioners, established over 40 years ago, with collecti...