Fca jobs in Ipswich

Our growing Insurance Broking client are looking to recruit a new Personal Lines Insurance Advisor to join their team. You will be responsible for handling Home and Motor Insurance and will be dealing with all aspects of broking, New Business, MTA's and Renewals for your clients. You will be fami...

Title: Commercial Account Handler Location: Ipswich, Suffolk Salary: Negotiable + Benefits Overview: WM Brokers (part of Brown & Brown Europe) are an established insurance broker and are currently looking for an experienced Commercial Insurance Account Handler to join their welcoming and profes...

Lutine Bell are supporting a leading Financial Services firm in the Midlands to appoint a Prudential Compliance Officer. The ideal candidate will possess a comprehensive understanding of regulatory frameworks and compliance requirements, coupled with the ability to interpret complex regulations e...

The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments and providing compliance advice and support to the business. We are supporting ...

Are you a Compliance Officer looking for your next challenge in the Fintech and Payment industry? Are you detail-oriented and ready to be a part of a team dedicated to safeguarding financial integrity? If so, we have an exciting opportunity for you. As a Compliance Officer, you will find yourself...

We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit a Compliance Manager to support the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. ...

The Lead Investigator, Casino/Sports Risk and Fraud is tasked with finding causes of risk, detecting and stopping fraud within our product operations. ...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

An exciting opportunity has arisen to join a boutique trading house that are looking for someone to join their compliance team in a generalist compliance officer role, there will however be a focus on the Compliance monitoring and assurance program however there will be the opportunity to get inv...

We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments, such as pharmaceuticals. Ensure compliance with industry safety regulations and standard...

Our client, a successful Investment Management firm, are looking for an experienced Senior Compliance professional to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and...

Complete tasks as delegated by the Principle Investigator and attend investigator meetings as required. Clinical Research Physician / Sub-Investigator - London, Permanent, Onsite. Carrot Recruitment are acting as a recruitment agency sourcing a Clinical Trials Sub-Investigator for a permanent ful...

The Divisional Chief Risk & Compliance Officer for Davies UK&I will be accountable for the delivery of an effective and efficient Risk & Compliance infrastructure and function across Davies UK&I Division, with the purpose of:. Delivering at Divisional level all objectives set by the Group Chief R...

Senior Compliance Monitoring Officer | Lloyd's Broker | London/WFH | £60 - 70,000 (doe). Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team. Minimum 3 years compliance/compliance monitoring experience. Reporting into ...

We are seeking a diligent and experienced Compliance Manager to ensure that our group of security and risk management companies operates in full compliance with relevant laws, regulations, and industry standards across all African regions where we operate. The Compliance Manager will be responsib...

To provide an excellent and efficient service to our customers' policyholders, responding to written and verbal complaints received from policyholders and IFA's. To respond to complaints received from policyholders and IFA's received via multchannels. Process complaints on policies in priority or...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Advise on compliance requirements for new initiatives. Strong experience in advising businesses on energy markets compliance. ...

We are currently seeking to recruit a Global Trade Compliance Manager to join our Risk & Legal Compliance team. The role requires a high level of subject matter expertise to resolve complex export and sanctions compliance issues, the ability to identify potential risks in a timely manner, and eff...

We are looking for someone to Develop, manage, and deliver the ISS Waste Services legislative compliance framework. You will be engaging with key clients providing support and advice which ensures their compliance with waste legislation, and then reporting back to the business. Conducting Duty of...

You will be familiar with and adhere to strict FCA, DPA, TCF and MID regulations and liaise with your Customer via teleph... ZIPC1_UKTJ

You will be familiar with and adhere to strict FCA, DPA, TCF and MID regulations and liaise with your Customer via telephone, written communication and occasionally face to face. It will be important ...

Assessing and helping to prepare responses to regulatory Consultation papers where appropriate, especially those issued by the FCA. * Contributing to the production of regulatory update newsletters ...

Comply with FCA and audit requirements. * Honesty, integrity, reputation, competence/capability & financial soundness as required under the Financial Conduct Authority (FCA). * Be positive ...