Legal compliance jobs in Richmond - Page 3Create job alerts

... and legal requirements. * Deputise for the Head of Compliance when required, attending meetings ... being the point of contact, providing subject matter expertise. * Lead a culture of learning and ...

HEALTH, SAFETY & COMPLIANCE MANAGER Location : Hybrid with regular visits to Brentford Head Office ... You will be responsible for maintaining legal registers and participating in industry groups, while ...

The successful candidate will have some experience of business support, perhaps to include compliance and or legal. a Law degree would be a strong advantage. Office based 5 days, located nr Tottenham ...

Managing service providers including outside legal counsel and compliance consultants * Attend and prepare minutes for all compliance-related committees * Providing ongoing compliance training to ...

The role as Legal PA, Commercial Dispute Resolution This is a fantastic opportunity to join our ... Onboarding new clients by following compliance rules, to include requesting official KYC ...

They are seeking a permanent Head of Compliance - Hard Services, a crucial role ensuring the Trust is compliant with legal and statutory requirements for all hard service provisions across a complex ...

We're looking for a Compliance Manager to support our UK Electronic Money Institution (EMI ... Based in London, you will work with a growing team of multidisciplinary specialists (Risk, Legal ...

Significant compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator * Knowledge and experience of a t least one of: * EMIR * MiFID II * ...

As part of the Compliance Division within our Risk Management Group, this highly visible role acts ... What you offer * 8-12 years' legal or regulatory experience across financial markets regulatory ...

Subject matter legal advice and support to the Bank's businesses and infrastructure functions, including areas such as credit, compliance, risk, product management, tax, finance, fraud, transaction ...

As part of the firm's in-house translation team, you will provide translation services to internal clients across Sales, Service, Research, Content, Marketing, Legal and Compliance, and others. This ...

Providing technical advice and guidance to the team and supporting business compliance.Managing ... Strong experience in legal casework, enforcement, and regulatory functions.Proven leadership skills ...

To deliver a high quality commercial legal service ensuring personal compliance with quality standards and professional ethics. * To be an ambassador for the firm at all times and always promote it ...

Act as a point of escalation for issues that cannot be resolved by the wider HR team, including disciplinary, grievance and dismissal processes to ensure compliance with legal requirements and BBC ...

Ensure compliance with regulatory requirements across all division * Oversee client account ... Experience in senior financial roles, with experience in legal, finance, or insurance sectors ...

Assess compliance with ASB legislation and initiate enforcement actions when needed, including ... Prepare reports and statements of evidence for legal proceedings stemming from legislative ...

Liaise with regulatory bodies such as the FCA and PRA to ensure compliance with UK banking laws and regulations, in conjunction with the Compliance Department * Represent the bank in legal disputes ...

Ability to analyze legal regulations and effectively integrate them into business processes. * Communication Skills: Excellent verbal and written communication skills to successfully relay compliance ...

Understand and meet all legal, regulatory and compliance requirements within your area of responsibility * Comply with agreed client service levels including timely and accurate response to client ...

Maintain employee records and ensure compliance with legal and regulatory requirements. * Support employee engagement initiatives, including performance reviews, training programs, and development ...

You'll ensure the platform meets security standards including OWASP Top 10 and ISO 27001 compliance, collaborating with IT, legal and compliance teams. Location / WFH: You'll join the team in Central ...

Ability to analyze legal regulations and effectively integrate them into business processes. Communication Skills: Excellent verbal and written communication skills to successfully relay compliance ...

Security and Compliance: Ensured the security of the M365 and Copilot environments, overseeing ... Legal Operations (Legal Tech and Legal Project Management, LPM, Operations Project Managers, Change ...

Work closely with legal and compliance teams to implement and monitor compliance initiatives.Technology Integration:* Participate & collaborate with the IT team and vendors to implement and optimise ...