Regulatory compliance jobs in Mitcham - Page 15Create job alerts

Serve as a primary advisor to senior management on financial crime matters, providing regular updates on regulatory developments and advising on the implications for the institution. 5. Compliance ...

Regulatory Trends Analysis: Review inspection report trends and make recommendations for improvement, proactively identifying opportunities to enhance compliance. * Incident Investigation: Conduct ...

Oversee financial control processes, including management information, and compliance with regulatory and statutory reporting. * Financial planning : Lead the short- and medium-term budgeting and ...

Compliance with all statutory, regulatory and Approved Code of Practice (ACOP) requirements associated with building safety and the compliance function, ("Big 6").? Lead and comply with all statutory ...

The Associate Director will ensure the timely and compliant submission of regulatory dossiers, including MAAs, variations, renewals, and other filings while supporting cross-functional teams to ...

Are you a Regulatory Lawyer seeking a new challenge? Centred around the maintenance and regeneration of power facilities, this multidisciplinary company is looking to expand its expert legal team ...

Maintenance of SMCR Files in preparation for any regulatory audits. * Working with Compliance in gathering requirements for SMF approvals. * Administering on-boarding and off-boarding of SMFs on the ...

Fulfil the statutory duties of the SMF 17 function, ensuring the Bank's compliance with all regulatory requirements. * Act as the main point of contact with regulatory bodies, including the National ...

... Compliance and Regulatory risks. A fundamental requirement of this role is that it is a regulated activity and in scope of the Certification Regime. It is therefore subject to the Conduct Rules set ...

... compliance initiatives. This role will ensure that privacy standards and regulatory obligations are maintained across the organisation. With direct oversight of a specialised privacy team, this ...

... regulatory, leadership, and strategic expertise in a home-based setting with travel requirements. Day to Day of the role: * Prioritise and process casework on a day-to-day basis. * Assure compliance ...

Regulatory/Legal Background : Experience in handling compliance cases or legal investigations; knowledge of financial services is a bonus. * Exceptional Communication : Strong written and verbal ...

... compliance specifically related to data dormancy and deletion. * Translate regulatory requirements into actionable product features and processes focused on effective data retention, dormancy, and ...

Stay informed on regulatory changes affecting the company and provide timely advice on compliance. * Interact with regulatory bodies as needed, ensuring timely submissions and responses. Key ...

Compliance and Regulatory Oversight * Ensure compliance with all relevant regulatory requirements, industry standards, and internal policies throughout the reinsurance placement process while ...

Oversee compliance with EMEA statutory accounting and regulatory requirements. * Manage and coordinate audit processes across multiple jurisdictions, ensuring timely filings. * Ensure alignment ...

The ideal candidate will have a deep understanding of global data privacy laws and regulations, and a proven track record of implementing and managing data privacy programs and compliance in a ...

You must have substantial compliance experience within the Health & Beauty sector and will have current knowledge of UK and EU cosmetic regulations. Previous cosmetics complianceexperience within the ...

They will also work with the Compliance team, local business lines, support functions (including IT and Operations) and other stakeholders to identify business changes and regulatory developments ...

The ideal candidate has a strong understanding of applicable payroll regulations, benefit schemes, and tax compliance requirements, as well as an ability to be a fast learner with strong attention to ...

Monitor industry trends and regulatory changes to ensure ongoing compliance and best practices. * Participate in audits and inspections related to validation activities, providing necessary ...

Responsible for ensuring compliance with capital adequacy, risk management and regulatory reporting standards. Work closely with cross-functional teams to develop and implement strategies that align ...

Stay updated on regulatory changes and ensure compliance with industry standards * Own and maintain the firm's ICARA (Internal Capital Adequacy and Risk Assessment) ensuring heads of departments are ...