Regulatory compliance jobs in Mitcham - Page 17Create job alerts

Fulfil the statutory duties of the SMF 17 function, ensuring the Bank's compliance with all regulatory requirements. * Act as the main point of contact with regulatory bodies, including the National ...

A single applicant should not create multiple email addresses to apply to additional opportunities About the division Global Compliance manages the firm's compliance, regulatory and reputational ...

... Compliance and Regulatory risks. A fundamental requirement of this role is that it is a regulated activity and in scope of the Certification Regime. It is therefore subject to the Conduct Rules set ...

... compliance initiatives. This role will ensure that privacy standards and regulatory obligations are maintained across the organisation. With direct oversight of a specialised privacy team, this ...

... products to ensure compliance with Group and local regulatory policies. • Provide technical support and guidance to both functions and businesses. • Provide technical support on the ...

Responsible for bringing the organisation into compliance by driving and delivering the required regulatory change objectives and goals across the EMEA entities to the required standards, within the ...

... regulatory, leadership, and strategic expertise in a home-based setting with travel requirements. Day to Day of the role: * Prioritise and process casework on a day-to-day basis. * Assure compliance ...

This role will be challenging and wide-ranging, with a focus on commercial partnerships/ distribution agreements, ad sales agreements, general commercial agreements, regulatory matters and compliance ...

Regulatory/Legal Background : Experience in handling compliance cases or legal investigations; knowledge of financial services is a bonus. * Exceptional Communication : Strong written and verbal ...

... compliance specifically related to data dormancy and deletion. * Translate regulatory requirements into actionable product features and processes focused on effective data retention, dormancy, and ...

Stay informed on regulatory changes affecting the company and provide timely advice on compliance. * Interact with regulatory bodies as needed, ensuring timely submissions and responses. Key ...

... advisory and employment compliance and the employment aspects of all types of corporate ... Employee/regulatory investigations. Qualifications Your experience We are currently seeking an ...

Compliance and Regulatory Oversight * Ensure compliance with all relevant regulatory requirements, industry standards, and internal policies throughout the reinsurance placement process while ...

Oversee compliance with EMEA statutory accounting and regulatory requirements. * Manage and coordinate audit processes across multiple jurisdictions, ensuring timely filings. * Ensure alignment ...

The ideal candidate will have a deep understanding of global data privacy laws and regulations, and a proven track record of implementing and managing data privacy programs and compliance in a ...

They will also work with the Compliance team, local business lines, support functions (including IT and Operations) and other stakeholders to identify business changes and regulatory developments ...

You must have substantial compliance experience within the Health & Beauty sector and will have current knowledge of UK and EU cosmetic regulations. Previous cosmetics complianceexperience within the ...

The ideal candidate has a strong understanding of applicable payroll regulations, benefit schemes, and tax compliance requirements, as well as an ability to be a fast learner with strong attention to ...

Monitor industry trends and regulatory changes to ensure ongoing compliance and best practices. * Participate in audits and inspections related to validation activities, providing necessary ...

Responsible for ensuring compliance with capital adequacy, risk management and regulatory reporting standards. Work closely with cross-functional teams to develop and implement strategies that align ...

The Senior Group Accountant will be pivotal in maintaining accurate financial reporting, enhancing existing controls, and ensuring compliance with regulatory and reporting standards. This role ...

Collaborate with legal, compliance, and trading teams to mitigate risks related to market data. * Lead audits and provide insights into regulatory trends and best practices. * Manage vendor ...