Regulatory jobs in Mitcham - Page 7Create job alerts

A good understanding of regulatory, consumer, data protection and corporate laws is also required. • Must be a qualified lawyer idealy 3 to 5 years PQE - excellent academics, training, and ...

Thistle Initiatives, our regulatory consultancy, provides expert compliance advice and support right across the financial services sector. Our clients range from niche start-ups to long-established ...

Managing the end-to-end regulatory documents process (author and review) - covering ICAAP, ILAAP, Recovery Plan, Pillar 3, etc. This involves liaison and co-operation with other departments of the ...

Oversee financial control processes, including management information, and compliance with regulatory and statutory reporting. * Financial planning : Lead the short- and medium-term budgeting and ...

Act as a lead SME to proactively input into the regulatory change agenda, as well as taking a leading role in highlighting and delivering process improvement. Experience Required Extensive credit and ...

Ability to work within regulatory and policy frameworks * Ability to understand and follow SOPs and Risk Assessments * Can demonstrate contributing effectively to the work of a team * Possesses good ...

Monitor regulatory developments and policy initiatives, coordinate with the Regulatory Affairs Specialist, represent the company's interests through proactive engagement, and assist with analysis and ...

Their in-depth knowledge of the global regulatory landscape allows them to offer holistic support to both established and emerging funds, from structuring and compliance to complex tax and ...

Regulatory Advice: Provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations. Advise on unregulated lending for regulated aspects

In this senior leadership role, you will ensure that all pharmacy operations meet legal, regulatory, and professional standards while driving continuous improvement in patient safety, clinical ...

You will be directly involved in governance, regulatory compliance, and managing key relationships with external stakeholders, external advisors, and solicitors. Your role will also involve ...

We provide advice on regulatory change and preventing financial crime, applications to regulators, building or enhancing regulatory frameworks, conducting compliance investigations or diagnostics ...

Act as the main point of contact with regulatory bodies, including the National Crime Agency (NCA), managing all Suspicious Activity Reports (SARs) and related communications. * Conduct comprehensive ...

Global Regulatory Policy and Advisory ('GRPA') is responsible for establishing Group level, and certain regional level, regulatory capital policies, and for advising the firm's business lines of the ...

Maintenance of SMCR Files in preparation for any regulatory audits. * Working with Compliance in gathering requirements for SMF approvals. * Administering on-boarding and off-boarding of SMFs on the ...

Providing regulatory advice and guidance to the business that, whilst remaining commercially attuned, ensures the delivery of good outcomes. * Developing compliance policies and procedures to educate ...

Risk The Compliance Financial Planning Manager will act as a Financial Planning SME leading the provision of second line regulatory and compliance policy guidance for our financial planning activity

Monitor and analyse legal and regulatory developments relevant to the team's practice, carrying out in-depth research to support client initiatives where needed. * Prepare regular internal ...

The team are now looking to recruit a senior Sports Regulatory solicitor into their practice in London. The team advise on a wide range of sports regulatory matters including issues such as selection ...

Our Building Safety Act service focuses on assisting the design team with the Building Regulations Principal Designer role and assisting clients to comply with their duties. Your purpose: • ...

Ensure compliance with all tax, financial, and regulatory requirements relevant to a charitable organization. Compliance and Governance: * Ensure the foundation complies with all legal, regulatory ...

The role is within their regulatory reporting department and initially has significant emphasis on the Basel 3.1 implementation and also implementation of regulatory reporting software for capital ...

Lead assessments of regulatory updates and engage with trade associations on targeted topics. * Address business stakeholders' inquiries regarding the PRA/FCA Handbooks and compliance policies and ...

We are a specialised consulting firm dedicated to providing high-quality support to financial institutions, focusing on regulatory compliance and financial projects across Europe. We work closely ...