Regulatory jobs in Mitcham - Page 8Create job alerts

Big 4 Legal Team Seeks Top-Tier Financial Services Regulatory Lawyer (3-6 PQE) - London Do you thrive in a fast-paced environment advising on complex financial services regulations? Are you a ...

AML, regulatory developments etc) and will have responsibility for driving governance, training and organisational compliance communication. In addition, the appointed Compliance Manager will be ...

Regulatory Compliance and Oversight: * Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA's product intervention measures on ...

The Privacy Officer will facilitate regulatory compliance by establishing and coordinating TRG's Privacy Council. Knowing how to persuade and enable the business, while maintaining integrity, the ...

Regulatory Compliance * Directly support license application with FCA and MiCA * Assist in preparing for and responding to regulatory audits and reviews. * Stay updated on relevant regulatory ...

Responsible for bringing the organisation into compliance by driving and delivering the required regulatory change objectives and goals across the EMEA entities to the required standards, within the ...

You will be responsible for providing high quality and timely legal advice and support to the organisation on complex regulatory and corporate matters, proactively identifying solutions that will ...

Support the implementation of regulatory changes affecting front office operations. * Ensure all configurations and processes comply with financial regulatory standards. * Collaborate with compliance ...

Ensure Regulatory Compliance and Permit Acquisition: * Manage the permitting process to ensure all required environmental and zoning permits are obtained. You'll make sure that projects adhere to ...

Reviewing trading activities and related support functions, identifying, and mitigating regulatory compliance risk, implementing systems of work, processes, and procedures to deliver effective ...

This role will be instrumental in a three-phase, six-month project aimed at enhancing regulatory compliance and strengthening risk frameworks. The successful candidate will work closely with the CFO ...

Regulatory Compliance & Reporting: Ensure all credit activities comply with PRA standards, prepare reports for senior management, and liaise with regulatory bodies. * Governance & Oversight: Enhance ...

Understand and meet all legal, regulatory and compliance requirements within your area of responsibility * Comply with agreed client service levels including timely and accurate response to client ...

Continuously assess regulatory risks and monitor critical processes. * Perform quality assurance on the first line's control framework and provide improvement feedback. * Track and ensure completion ...

This role is focussed on ensuring compliance with regulatory reporting requirements, offering the opportunity to actively contribute to a range of Finance-related regulatory projects and initiatives

This pivotal role involves steering the compliance team, and crafting and implementing regulatory strategies and policies to ensure our diverse product portfolio-spanning cosmetics, Class I medical ...

This role will play a pivotal part in ensuring the resilience and continuity of critical business functions, with a specific focus on aligning with the latest regulatory standards, including DORA ...

The ideal candidate is someone who can effectively navigate the complexities of compliance and regulatory matters in the legal industry. Client Details Our client is a top-tier US Law firm. It prides ...

Act as the primary liaison with regulatory authorities. * Oversee compliance audits and ensure that any gaps in regulatory compliance are addressed promptly. Qualifications and Experience * Bachelor ...

Corporate and Regulatory Support : Provide guidance on corporate and regulatory matters relevant to marine energy commodities such as LNG and alternative fuels. * Group Structuring and Compliance

Regulatory Compliance * Support in any regulatory risk assessments, mainly focusing on EBA outsourcing requirements, operational risk and operational resilience. Operational Risk Reporting * Prepare ...

Collaborate with cross-functional teams, including R&D, Quality, Regulatory Affairs, and IT, to ensure end-to-end traceability, from requirements through to testing and validation. Provide expert ...

Regulatory change * Operations transformation * Process reengineering * Technology transformation * Data and analytics * Controls * Good understanding of capital markets, related trends and ...

Monitor and communicate regulatory changes affecting products, services, and business activities. * Maintain knowledge of applicable laws and regulations. * Provide guidance on implementing ...