Regulatory analyst jobs in Garden City, NYCreate job alerts

MAP is a vital program within Member Supervision, supporting FINRA's overall regulatory mission of investor protection and market integrity. We have various levels of MAP Analyst positions open. Senior Analyst, MAP (Grade 45)Essential Job Functions:Lead or participate in, and provide guidance and...

Successfully completes regulatory and job training requirements. ...

The Senior Analyst, Regulatory Affairs supports the Regulatory Affairs function in serving as an enterprise wide resource on public policy and IDR trends. Analyst, Regulatory Affairs to join our Corporate Counsel team. The Senior Analyst, Regulatory Affairs is a contributor and owner of mission-c...

Analyses financial results; monitoring variances; identifying trends; recommending actions to management. Must be able to demonstrate knowledge of project controls principles relating to budgeting, scheduling, tracking of actual/committed costs, change control and forecasting, and financial princ...

Project cost reports and revises project programming to bring project within or under budget limitations. Oversees project teams’ effort with other disciplines on multi-discipline projects, and with sub-consultants and subcontractors. Ensures that the total effort for all projects is performed in...

Job Title: Quality & Compliance Manager. Lead internal audits to assess compliance with AS9100 standards. Address non-conformities and implement corrective actions to ensure compliance. ...

Assist Project Managers with budget tracking and invoicing. Handling a variety of tasks including coordinating and managing various environmental investigation and/or industrial hygiene assignments including Phase I and II Environmental Site Assessments, Community Air monitoring, indoor air quali...

Relevant experience in Market Data domain, deep understanding of Market Data (Curves, Vols), market data sources, reference data,. Developing automation process for data extraction, data pre-processing, data quality check and remediation. We are looking for a talented and experienced Business ana...

We are seeking a highly motivated and results-oriented Commercial Real Estate Financial Analyst to join our team. The successful candidate will be responsible for conducting financial feasibility analysis, creating financial models of potential investments, and transaction processing and calculat...

Strong Project Manager with Geneva experience. Support Product Manager with additional sprint-related activities (i. ...

A successful Nassau County developer of commercial real estate assets is seeking an experienced Project Manager. The ideal candidate will have skills and savvy for preparing and managing the progress of multiple construction projects from start to completion. Accountable for preparing and managin...

The Senior Business Lead Analyst is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Business Analyst - Risk Management. Coordinate with business leads and senior pilla...

The Senior Project Manager will manage and control the total scope of services as defined in the Contract and Documents while maintaining the profitability objects of the company. Run weekly internal project meetings and be available for all project related OAC and Subcontractor meetings,. Ensure...

The Financial Crimes Compliance Officer has day to day management duties of departmental staff and is expected to be knowledgeable in all aspects of BSA/AML/ and OFAC/Economic Sanctions programs and technologies, and for reporting on the efficacy of the programs to executive management and the bo...

The EDD/AML Analyst is responsible for maintaining certain aspects of the Bank's BSA/AML compliance program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Assists in the monitoring and reporting of accounts where suspicious/unusual activity has been noted, and...

Measure financial data, prepare written narratives and/or presentations to explain outcomes and recommendations to management and peers. Analyze key financial drivers and effectively communicate those results to finance leadership. Analytical thinking ability and a clear understanding of general ...

The Creative Project Manager is responsible for managing the broad spectrum of projects produced by Audubon’s creative department, ensuring alignment on creative needs, timelines, and budgeting, and on-time, on-spec delivery of high-quality products that support organizational goals. The Creative...

The Financial Analyst is responsible for financial reporting and analysis, report development, and communicating with business line leadership regarding financial performance and forecasting. This includes financial reporting for actual results, forecast, budget and performance analysis for a spe...

Opal Wealth is currently looking to add a Financial Analyst to their team of wealth management professionals. Opal Wealth Advisors, located in Jericho Long Island (NY), is a registered investment advisor (RIA) dedicated to helping their clients create and use wealth to accomplish their financial ...

We are currently seeking a Compliance Officer, Surveillance to join our Compliance team. Compliance Officer, Surveillance. Compliance officers will also be delegated additional core tasks such as email surveillance, reviewing and maintaining pro-accounts and other tasks as warranted. Provide trai...

A BSA/AML Analyst is responsible for maintaining certain aspects of the Bank's BSA/AML compliance program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Assists in the monitoring and reporting of accounts where suspicious/unusual activity has been noted, and t...

An Alternative Net Capital (ANC) Specialist Manager has a responsibility to plan, supervise and conduct examinations to assess member firms' risk management frameworks and evaluate systems, procedures and internal controls established to effectively manage market, credit and liquidity risks. The ...

Bank Compliance: 2 years minimum experience in Bank Compliance. Develop and implement compliance policies and procedures tailored to the bank's needs and regulatory requirements. Provide regular training to employees to ensure they understand their compliance obligations and how to fulfill them. ...

The QA / Business Analyst acts as the intermediary between the project initiator and the developers to lead the requirements gathering, analysis, functional design, and QA testing for the requested system enhancements to the custom applications used by the booksellers and associates in our Barnes...