Regulatory analyst jobs in Miami, FLCreate job alerts

This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and acts as liaison with various business units when compliance updates are required. National Association of Federal Credit Union Certifi...

About the Role: Arcadia Capital is seeking highly motivated, successful candidates with relevant investment banking experience for an Investment Banking Analyst position based at our headquarters in Miami, Florida.   Arcadia Capital offers Analysts the exceptional opportunity to work on small tea...

Job Description The Portfolio Manager is an Associate-level role responsible for supporting, developing, implementing, and monitoring the investment process tools and strategies, reporting to the Portfolio Strategist and collaborating with the CIO. This role will leverage quantitative models, dat...

About the Company At BMG Money, we help people solve unexpected financial problems affordably. Our team members draw from many years of experience at leading banks, fintechs, law firms, and governments. We all share one vision—we help employees borrow and improve their financial quality of life...

We are seeking an experienced Operations Analyst with a strong background in global fixed income trading support and reconciliation, and proficiency in Python to support a transition from Excel. The ideal candidate will play a critical role in supporting our trading operations, ensuring seamless ...

Role Overview: As an Options Platform Analyst at Citadel Securities, you have the opportunity to work with best-in-class processes and controls to enable the firm’s trading strategies and manage the firm's financial and regulatory risks in a fast-paced, dynamic environment. Responsibilities: ...

Opportunities available for a EMR Analyst to join our Community Medical Group family! The EMR Analyst plays a crucial role in supporting the implementation, maintenance, and optimization of Electronic Medical Records (EMR) systems within Community Medical Group (CMG.) This position involves wor...

The Revenue Management Operations Analyst assesses sailing performance and revenue metrics to determine optimal pricing programs, maximizing revenue growth and occupancy. This role supports the development, enhancement, management, and implementation of Revenue Management pricing promotions and p...

Description Job Summary The Identity/Access Management Analyst II is focused on identity management and is responsible for multiple aspects of managing the access required by the users of the organization. Facilitates the automation and timely completion of user provisioning processes and procedu...

Seeking a Commercial Credit Analyst to join a bank in Miami. You will be responsible for analyzing and assessing the creditworthiness of our clients. You will work closely with our relationship managers to evaluate credit applications and provide recommendations on credit decisions. You will also...

A rapidly expanding, boutique hedge fund is looking to add a Compliance Officer to their recently established Miami office. They have performed exceptionally well and have cemented themselves as a leading name in the European hedge fund space. They are now capitalising on their strong performan...

Seeking a Commercial Credit Analyst to join a bank in Miami. You will be responsible for analyzing ... Experience dealing with clients, stakeholders, and regulatory agencies * Ability to prioritize work ...

Ability to analyze complex reports, legal documents, and government regulations. * Travel required to ships, shipyards, or vendor facilities (up to 30%). EXPERIENCE * Minimum 2 years' experience in ...

The EMR Analyst plays a crucial role in supporting the implementation, maintenance, and ... regulatory compliance. * Conduct system testing and support the go-live process. * Provide ...

Working knowledge of regulatory filings including form ADV, CRS, U4, U5, etc. QUALIFICATIONS * 3-5 years experience conducting suitability reviews of broker-dealer * Experience with Surveillance ...

Conduct thorough financial analysis of investment performance, distributions, and investor allocations to ensure accurate tracking and compliance with regulations. * Leverage advanced Excel skills ...

Respond to audit request from Regulators. * Collaborate with all departments across the firm * Review daily deliverables and analyze for root-cause of exceptions; ensure remediation of issues

Continually monitor business processes and regulatory changes to identify new potential risk threats to help ensure compliance with regulations. * Consult and collaborate with a variety of internal ...

Analyze and define business problems in our current stores and develop business cases within Zara ... Meetings in person or call on a weekly / biweekly and monthly to address regulatory issues ...

Actively ensure compliance with all applicable regulatory and operational standards. * Collaborate ... Analyze borrower income, business operations, and financial status to assess their ability to repay ...

Your expertise will be essential in analyzing trade documents, ensuring regulatory compliance, verifying customs invoices, and preparing accurate declarations. You'll play a key role in maintaining ...

Market Analysis: Conduct regular market analyses to benchmark compensation practices against industry standards, ensuring competitiveness and compliance. * Regulatory Compliance: Ensure all ...

... responsibilities from regulatory changes, policies and procedures, to wider surveillance and ... This is a fantastic opportunity for an existing Compliance Analyst / Associate to take a step up ...

Regulatory Support/Audit: Serve as the primary point of contact for regulatory inquiries related to ... Proficient in investment suitability standards, quantitative analysis, and data management