Are you a business? Hire regulatory analyst candidates in New York, NY
About the Role: Grade Level (for internal use): 14 The Team: Our team thrives on collaboration and innovation, bringing together diverse perspectives to drive impactful solutions. We value open communication, continuous learning, and a shared commitment to excellence. What sets us apart is our bl...
We are looking for a hands-on Trade and Transaction Regulatory Business Analyst with a passion for delivering innovative client solutions. Understand our software to contribute to the business requirements, product design, and prioritization process.
Job Description: Job Title CRE Large Loan Originator Corporate Title Director Location New York, NY Overview Deutsche Bank's Commercial Real Estate (DBCRE) Group provides secured debt financing to public corporations, private equity groups and individuals owning, acquiring, or developing commerci...
Firm Risk Management Morgan Stanley's Firm Risk Management (FRM) Division is an exciting and rapidly growing space. We support Morgan Stanley to achieve its business goals by partnering with business units across the Firm to realize efficient risk-adjusted returns, acting as a strategic advisor t...
The Surveillance Analyst is responsible for developing and executing surveillance across Rates Products of trades, orders, and communications in line with local regulatory requirements and internal policies. Assist with the implementation and enhancement of surveillance reports and processes / pr...
Guggenheim Securities ("GS") is seeking to hire a Monitoring and Testing Analyst to join its Compliance team. Assist with the development, implementation, execution and reporting of the Firm's compliance monitoring and testing program to support risk mitigation efforts and adherence to regulatory...
Our client is a leading global investment bank specializing in providing strategic advisory services to clients facing complex financial challenges. They are seeking a highly motivated and experienced Analyst to join their Restructuring and Special Situations Investment Banking team. The ideal ca...
Are you a passionate IT trailblazer - a growth focused, problem solver who takes full ownership of your work, wants to collaborate & co-create with fellow IT experts, innovate, learn new skills, create new solutions & drive your career to the pinnacle of your potential? If so, you will love worki...
Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance requirements for GTFD related transactions.
Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. Tasks will primarily include surveillance and monitoring of firm trading activity, documenting and updating policies, managing regulatory ...
International Bank is seeking a senior credit risk analyst to be responsible for the credit risk assessment of new and existing transactions presented by the asset securitization team. Prescreen credit applications before a new business meeting with regards to compliance to internal and regulator...
Also, includes specialized accounting, such as equity compensation, securitization, payroll and investment accounting. Take responsibility for the accurate reporting of accounting reconciliations on Citi reporting tools. Review and examine key controls for accounting process across multiple proce...
Stash Invest is in search of a Brokerage and Compliance Analyst to assist in the day to day Brokerage Operations of a rapidly growing investment advisor. Assist in the day to day brokerage operations, including account management, Clearance/Settlement and Regulatory Compliance.
Debt Syndicate Operations, Analyst/Associate. Work with Operations, Middle and Back Office to ensure coordination across settlement and compliance with all FINRA and REG M regulatory filing requirements associated with Debt New Issues. Deep Product/Process knowledge of fixed income new issue exec...
This Analyst position is responsible for supporting upper management through the engagement of critical bank wide initiatives and operations including the regulatory remediation support, ESG governance, and MUFG Americas Holdings Corporation (MUAH) Board operations.
The Quality Assurance Unit is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the overall control environment through performing periodic and on-going assessments of the accuracy, completeness and timeliness of financial regula...
FanDuel is looking to add a Senior Technology Regulatory & Controls Analyst to its Technology Regulatory & Controls team to help drive our first line of defense (1LOD) technology & cyber controls function. The Senior Technology Controls Analyst will partner and collaborate with other 1LOD functio...
Minimum of 5-8 years of experience as a Business Analyst in the financial services industry, with a focus on regulatory reporting. Project Coordination: Act as a liaison between business units and technical teams to ensure successful project execution for CFTC and Dodd-Frank regulatory reporting ...
Are you passionate about ensuring that businesses operate ethically and within the bounds of the law? Do you have an eye for detail and enjoy navigating the complexities of regulatory frameworks, financial regulations, and industry standards? If you’re excited about helping organizations stay com...
Knowledge of Beauty Industry: Up-to-date with the latest beauty industry trends, consumer behaviors, and regulatory environment in the US. About the job Job Summary: The Market Analyst will be responsible for the collection, analysis, and interpretation of market data to evaluate existing and pot...
Global Banking & Markets current regulatory engagement model requires uplift to unify approach and messaging externally, standardize and enhance regulatory relations exams and responses, improve remediation outcomes and accountability across the division. Adopting centralized standards for manage...
Always verify and apply to jobs on Federal Reserve System Careers () or through verified Federal Reserve Bank social media channels. Federal Reserve Bank of New YorkWorking at the New York Fed you at the center of the financial world with a unique perspective on national and international markets...
Our Global Legal, Compliance and Regulatory (GLCR) team provides first class advice to colleagues and functions across the organization – ensuring AIG navigates an ever-changing landscape that spans state, federal, and international lines. The team has a multi-dimensional impact, from helping avo...
With the right backing, people and businesses have the power to progress in incredible ways.When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other.Here, youll learn and grow as we hel...
