Regulatory compliance jobs in Mitcham - Page 2Create job alerts

... monitoring compliance. To be considered candidates must have a minimum of four years experience ... MiFID regulatory reporting. Candidates can come from a BAU or project/UAT testing background

This position is pivotal in ensuring that our operations align with regulatory requirements and support our strategic goals. Key Accountabilities: * Compliance Framework: Develop, and implement our ...

The Compliance Manager's role is to support the Compliance Director in the execution of the regulatory and compliance activities of ICE Futures Europe and ICE Trade Vault Europe (the "organisations ...

Regulatory Manager £60,000 - £65,000 dependent on experience London - hybrid working (3 days p/w ... Manage compliance with retailer registration requirements globally (e.g., Russia, India, UAE

Regulatory Affairs Specialist West London - Hybrid Salary - Up to £41,000 + Car allowance ... This role is primarily centered on label compliance, raw material and finished goods registration ...

Scope includes Liquidity, Compliance, Financial Information, Capital, and Statistical information spanning all regulatory returns produced within the bank. * Support the wider Finance, Risk and ...

To provide comprehensive advice on regulatory requirements * Interpret and communicate complex ... To assist in developing and implementing a robust compliance framework which is proportionate to ...

Previous experience in Regulatory Affairs and Compliance particularly within pharmaceutical industry. * You will have a proven background working on CTAs (clinical trial application) and MAAs ...

Responsible for the overall direction of the Compliance Team and all aspects of compliance with regulatory obligations as set out by the FCA and any other regulatory body. This will include managing ...

Regulatory Implementation : * Partner with the wider compliance team to integrate regulatory policy changes affecting in-scope jurisdictions, which may include new rules or shifts in regulatory ...

Lead assessments of regulatory updates and engage with trade associations on targeted topics. * Address business stakeholders' inquiries regarding the PRA/FCA Handbooks and compliance policies and ...

Build and maintain relationships with regulatory authorities, payment schemes, and other relevant stakeholders to stay informed about industry trends and compliance changes. * Ensure accurate ...

The successful candidate will develop regulatory strategies, prepare applications, and support ongoing maintenance activities to ensure compliance and successful product registrations. Please note ...

The purpose of this role is to support the development and execution of a Compliance Monitoring and Testing Programme. In scope, this role is responsible for ensuring regulatory adherence and ...

A Global bank is recruiting for a Regulatory Reporting Specialist for their London office. In this ... Compliance, Audit etc. Please apply for this position if it's a good match for you.

Thistle Initiatives, our regulatory consultancy, provides expert compliance advice and support right across the financial services sector. Our clients range from niche start-ups to long-established ...

Risk & Compliance Manager | Insurance Broker | North-west England | £55 - 65,000 (doe) Finitas are ... Manage the submission of all regulatory returns and internal Group regulatory reporting. Experience ...

... Compliance team to deliver specialist support for the operational resilience program. This is a ... Experience in responding to regulatory requests, notifications, or submissions (from either a firm ...

Ensure all regulatory documentation and reports are accurate, complete, and submitted in a timely manner. - Team Building: Recruit, develop, and manage a compliance team, setting strategic direction ...

Regulatory Advice: Provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations. Advise on unregulated lending for regulated aspects

Compliance Officer 12 month contract I'm looking to hear from highly experienced compliance ... regulatory frameworks within asset management and hedge funds It's imperative that you have ...

AML, regulatory developments etc) and will have responsibility for driving governance, training and organisational compliance communication. In addition, the appointed Compliance Manager will be ...

Our client will also look at an ex-Hedge Fund, Asset Management COO, someone who still have deep Compliance and Regulatory knowledge and who wants to try Compliance as a career and try working in ...

Advise the business on regulatory matters * Provide insight and support to the Compliance training Broad Financial Crime and Sanctions exposure within the London Insurance Market is essential. Strong ...