Regulatory compliance jobs in MitchamCreate job alerts

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide.

They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm. As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme, with a specific focus on regulatory change. Compl...

Assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding pers...

Reporting to the Head of Compliance Monitoring, London, the Vice President role is required to execute assigned monitoring reviews to assist in the completion of the Compliance Monitoring Plan (‘CMP’) and the needs of EMEA’s Compliance Monitoring Programme. The role is required to help ensure

The team is made up of five pillars (regulatory compliance, financial crime, compliance monitoring, advisory, data protection, and regulatory affairs). This role is to lead the regulatory compliance pillar and reports directly to Revolut NewCo’s Chief Compliance Officer (SMF16). We’re looking fo

Effectively communicate with regulatory bodies and auditors, and stay updated on best practices in regulatory compliance. The Regulatory Analyst will be responsible for regulatory reporting, third-party due diligence, and ensuring the effectiveness of internal risk controls. If you are passionate...

Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies an...

They provide compliance advice and complete the compliance monitoring program. Client Compliance Infrastructure set-up, working with clients to customise collateral to their needs. You will conduct compliance monitoring and ongoing advice and assistance, so knowledge of the AR MiFID AIFM regimes ...

Capital is seeking a Senior Vice President to join the Global Regulatory and Compliance Team, based in London. Work closely with the regional Compliance teams in the EU who are responsible for drafting and implementing policies and procedures, and monitoring compliance. Regulatory & Compliance EM...

The Global Regulatory Compliance Officer/Manager will be responsible for cosmetic product registrations, screen products to make sure that we are up-to-date on all regulations, along with formula and raw material data.The position will work with cross functional partners in all parts of product a...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and traini

Conduct regulatory risk assessments, provide strategic advice to internal stakeholders, and develop action plans to mitigate risks and meet compliance standards. Role: Global Regulatory Compliance Manager. Develop and maintain a global regulatory strategy for beauty and personal care products, en...

Primary responsibilities include monitoring compliance risk behaviours, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies a...

Senior/Lead Programme Manager – Compliance/Regulatory Expert - New Role. This is a fantastic opportunity for an experienced Programme Manager to lead a team of Product Managers and Business Analysts to complete the transformation of compliance platforms and support a growing business in navigatin...

S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection and management, client lifecycle management, regulatory compliance, and document management. S&P Global's Regulatory and Compliance Solutions have a transformative impact o...

I am working with a hedge fund who are looking to find a funds regulatory lawyer (7PQE).If you are in practice and might be interested in a move inhouse or currently working in leading hedge fund already and ready for your next challenge please get in touch!.Qualified lawyer (UK & Foreign qualifi...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The Conflicts Management Group (“CMG”) in the Americas is responsible for the regulatory advisory function and the management of conflicts of interest, M

As part of our global growth strategy, MCoBeauty, a leading beauty brand under the umbrella of DBG Health, is excited to announce its expansion into the European market, starting in the UK. Our commitment to enhancing well-being and empowering individuals to embrace their beauty remains steadfast...

Specifically, you will work on key workstreams and cross-border issues, including set up of a new US entity and hold regulator engagement, drafting of compliance policies, ongoing Compliance program implementation and Chief Compliance Officer support. As part of the Compliance Division within our...

An excellent opportunity has arisen at a leading Investment bank in the city for Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to any new regulatory change initiatives. Some of the key stakeholders will include Head of Compli...

Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it relates to market regulations to provide seamless advice on market regulations to the trading businesses. Monitor internal and external Compliance incidents / events and escalate to the Head of Marke...

Drafting and updating regulatory reporting policies and procedures. Our client is a global quantitative hedge fund, seeking a compliance officer to for all global regulatory reporting requirements. Monitoring and reviewing compliance with various US/European/Asian regulatory reporting requirement...

Essential~ Must be knowledgeable in cybersecurity compliance, supported by a general knowledgeacross cybersecurity governance domains, including:# Cybersecurity risk assessment# Cybersecurity risk management and reporting# Cybersecurity policies, processes, and standards~ Experience in the compli...

Interim Regulatory Compliance Specialist,. Previous experience of Compliance gained in Capital Markets and Banking, including implementation of MiFID, MAR, EMIR and SFTR. Our key offerings are internal audit (outsource and co-source) finance and risk management, compliance and technology.