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The United Kingdom, Europe, MEA Cluster (EMEA) Anti-Money Laundering (AML) Regulatory Reporting Head is responsible for overseeing the requirements and providing the appropriate execution oversight in alignment with Global Suspicious Activity Reporting Standard (SAR), Global AML Regulatory Report...

As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme, with a specific focus on regulatory change. Advise the business on regulatory change. Substantial compliance experience with a focus on regulatory change.

Primary responsibilities include monitoring compliance risk behaviours, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies a...

Global Regulatory Compliance Manager. Lead and support regulatory inspections, audits, and manage relationships with regulatory agencies. Role: Global Regulatory Compliance Manager.

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide.

Reporting to the Head of Compliance Monitoring, London, the Vice President role is required to execute assigned monitoring reviews to assist in the completion of the Compliance Monitoring Plan (‘CMP’) and the needs of EMEA’s Compliance Monitoring Programme. Execute all assigned monitoring revi

The Conflicts Management Group (“CMG”) in the Americas is responsible for the regulatory advisory function and the management of conflicts of interest, MNPI and the proper functioning of information barriers.It is part of the Global CMG function within the Investment & Corporate Banking Regulato

Work closely with the Compliance Manager and other departments on compliance initiatives. We are currently supporting a leading renewable energy investment firm in their search for a Regulatory Analyst to join their expanding Governance, Risk, and Compliance team. This role is essential in mainta...

The team is made up of five pillars (regulatory compliance, financial crime, compliance monitoring, advisory, data protection, and regulatory affairs). This role is to lead the regulatory compliance pillar and reports directly to Revolut NewCo’s Chief Compliance Officer (SMF16). This position is ...

This is a fantastic opportunity for an experienced Programme Manager to lead a team of Product Managers and Business Analysts to complete the transformation of compliance platforms and support a growing business in navigating a challenging and evolving regulatory landscape in the UK & Europe. Sen...

S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection and management, client lifecycle management, regulatory compliance, and document management. S&P Global's Regulatory and Compliance Solutions have a transformative impact o...

As part of our global growth strategy, MCoBeauty, a leading beauty brand under the umbrella of DBG Health, is excited to announce its expansion into the European market, starting in the UK. We're eager to bring our MCoBeauty products, known for their exceptional quality and affordability, to cons...

The successful hire will play a key role in supporting iCapital’s UK business by handling and supervising regulatory and compliance matters (working alongside our in-house Legal and Compliance professionals in London). Work closely with the regional Compliance teams in the EU who are responsible ...

We help and support clients achieve their strategic goals by guiding them through new legislation changes and helping to navigate accounting, regulatory, technology and operating model change. Interim Regulatory Compliance Specialist,.

Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies an...

I am working with a hedge fund who are looking to find a funds regulatory lawyer (7PQE).If you are in practice and might be interested in a move inhouse or currently working in leading hedge fund already and ready for your next challenge please get in touch!.Qualified lawyer (UK & Foreign qualifi...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and traini

An excellent opportunity has arisen at a leading Investment bank in the city for Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to any new regulatory change initiatives. Within this role you will contribute to the reviews and ...

The ideal candidate disposes of:.Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.Monitor industry practice with respect to global financial regulation.Updat...

Some of the key stakeholders will include Head of Compliance Practices, Europe, Compliance Advisory and Surveillance teams and Global Compliance teams across Europe/APAC and North America. An excellent opportunity has arisen at a leading Investment bank in the city for Regulatory Change Complianc...

Specifically, you will work on key workstreams and cross-border issues, including set up of a new US entity and hold regulator engagement, drafting of compliance policies, ongoing Compliance program implementation and Chief Compliance Officer support. As part of the Compliance Division within our...

Interim Regulatory Compliance Specialist,. We help and support clients achieve their strategic goals by guiding them through new legislation changes and helping to navigate accounting, regulatory, technology and operating model change. Our key offerings are internal audit (outsource and co-source...

As part of our global growth strategy, MCoBeauty, a leading beauty brand under the umbrella of DBG Health, is excited to announce its expansion into the European market, starting in the UK. We're eager to bring our MCoBeauty products, known for their exceptional quality and affordability, to cons...

Global Regulatory Compliance Manager Salary: up to £60,000 Location: London We are working with a leading global brand in the Beauty & Personal Care industry, renowned for their innovative product ...