Financial compliance jobs in GreenfordCreate job alerts

£33,473.44 - £33,999.68 per annum + bonus A Halfords Mobile Expert Team Leader is a critical support to both colleagues and customers. With experience as a Technician already, this is an opportunity to take your career to the next level, supporting a team in delivering excellence to our customer...

The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Support clients with the execution and ongoing maintenance of compliance monitoring programmes. Assist with the drafting and review o...

As a Specialist in Compliance, you will play a crucial role in managing compliance risks and opportunities within our client's marketing business. Your focus will be on supporting exchange and OTC financial trading activities, ensuring adherence to relevant regulations, and fostering a robust com...

Strong working knowledge of FCA regulations and compliance frameworks within the retail financial advice and wealth management sector. Oversight of all compliance functions across the financial planning and corporate finance practices. We are partnering with one of the UK’s leading Financial Plan...

Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/ monitoring Function. Pro-actively engaging with the Operations teams at all levels and building collaborative, effective relationships across the business and providing advice and guidance to th...

Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/ monitoring Function. At least 5 years of work experience within financial crime control area of a bank with product experience of trade finance. They are looking to hire a Senior Quality Control...

As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters. Financial Crimes Compliance, preferably within banking or financial services. This role will repor...

Minimum of 5 years of experience in compliance, with a proven track record in supporting financial trading activities. We are seeking a Specialist in Compliance to join their dynamic team and support their financial trading activities. As a Specialist in Compliance, you will play a crucial role i...

We’re looking for a junior Compliance Officer with industry advisory compliance experience to join our Financial Markets Compliance Advisory function to support the Group in adhering to core regulatory requirements in relation to UK FCA, Trading Venue, Swap Dealer rules and FMSB Market Practice S...

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supportin...

We are seeking a Specialist in Compliance to join their dynamic team and support their financial trading activities. As a Specialist in Compliance, you will play a crucial role in managing compliance risks and opportunities within our client's marketing business. Your focus will be on supporting ...

Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/ monitoring Function. Identifying any financial crime trends/concerns or control weaknesses to the relevant stakeholders including the proposal of improvements and the implantation of effective c...

This is an excellent opportunity for a high-achieving compliance professional with experience in managing Employee Compliance Processes within Financial Services. Miryco Consultants is partnering with a leading Financial Services firm to hire a Central Compliance Analyst. Prepare MI and reports o...

Minimum of 5 years of experience in compliance, with a proven track record in supporting financial trading activities. We are seeking a Specialist in Compliance to join their dynamic team and support their financial trading activities. Provide compliance advisory services to Front, Middle, and Ba...

As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related ma. This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s co

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supportin...

The role holder will support the Compliance Manager and Head of Risk & Compliance in the delivery of the continuous compliance process by conducting deep dives, providing timely, evidence-based reporting for the Board, Risk Committee, Executive Team and wider management in accordance with FSCS's

This is an excellent opportunity for a high-achieving compliance professional with experience in managing Employee Compliance Processes within Financial Services. Miryco Consultants is partnering with a leading Financial Services firm to hire a Central Compliance Analyst. Prepare MI and reports o...

Ensuring consistency of application of the department’s screening standards against existing financial crime controls and regulatory benchmarks and ensuring that audit trail and record keeping is completed as per department procedures. Acting as a final reviewer of transactions reviewed by the

Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/ monitoring Function. Ensuring consistency of application of the department’s screening standards against existing financial crime controls and regulatory benchmarks and ensuring that audit trail...

Perform ad hoc regulatory compliance research and analysis tasks for clients. Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices. Financial Services or Consulting.

Minimum of 5 years of experience in compliance, with a proven track record in supporting financial trading activities. We are seeking a Specialist in Compliance to join their dynamic team and support their financial trading activities. As a Specialist in Compliance, you will play a crucial role i...

Reporting to the Head of Governance, Compliance, and Risk, you'll play a crucial role in managing compliance, minimising risk, and identifying best practice improvements to boost operational performance. Please note :This role is not a financial risk management position within the corporate struc...

Reporting to the Head of Governance, Compliance, and Risk, you'll play a crucial role in managing compliance, minimising risk, and identifying best practice improvements to boost operational performance. Procurement, Risk Management Compliance ,. Strong knowledge of regulatory requirements, compl...

Financial Compliance Manager | International Media Agency | London | Hybrid working. JasperRose are currently partnering with GroupM, the world’s leading media investment company and the parent company of well-known agencies like Mindshare, Wavemaker, and EssenceMediaCom to recruit a Financial Co...

Financial Crimes Compliance, preferably within banking or financial services. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters. This role will repor...

This is an excellent opportunity for a high-achieving compliance professional with experience in managing Employee Compliance Processes within Financial Services. Miryco Consultants is partnering with a leading Financial Services firm to hire a Central Compliance Analyst. Prepare MI and reports o...

We are working with an international law firm to hire a Financial Crime Lawyer into their global Risk & Compliance team in London. In this role, you’ll provide expert guidance on financial crime matters, support firmwide compliance initiatives, and play a key role in developing junior internal pr...

Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/ monitoring Function. Identifying any financial crime trends/concerns or control weaknesses to the relevant stakeholders including the proposal of improvements and the implantation of effective c...

You will act as an escalation point for complex queries from the current financial crime lawyers, along with mentoring new joiners, existing financial crime lawyers and those in the wider team. Offer guidance on various compliance issues, such as AML, financial sanctions, fraud prevention. The co...

Oversight of all compliance functions across the financial planning and corporate finance practices. Strong working knowledge of FCA regulations and compliance frameworks within the retail financial advice and wealth management sector. Shape and lead a compliance function in a high-profile, clien...

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Association of Professional Compliance Consultants (APCC). Experience with compliance systems (monitoring, screening, case management).

EY's Financial Services (FS) Tax practice provides tax advisory, transactions and compliance services to a variety of clients in the Financial Services market ranging from some of the world's largest multinational institutions, corporations, and funds. The Global Compliance Reporting team continu...

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. Financial Crimes Compliance, preferably within banking or financial services. As an Associate in Financial Crimes Compliance EMEA, you will play a key ...

This role offers an exciting opportunity to contribute to the development of a growing Financial Services regulatory compliance practice. The firm also conducts regulatory reviews on behalf of financial regulators. Financial Services Risk and Regulation.

Minimum of 5 years of experience in compliance, with a proven track record in supporting financial trading activities. Your focus will be on supporting exchange and OTC financial trading activities, ensuring adherence to relevant regulations, and fostering a robust compliance culture. If you are ...

Minimum of 10 years of experience in Public Accounting, First, Second or Third Line of defense financial services industry Compliance or Fraud and Financial Crimes functions. In this role you will provide leadership in executing the strategy for Corporate Audit's coverage of compliance, fraud and...

Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/ monitoring Function. At least 5 years of work experience within financial crime control area of a bank with product experience of trade finance. They are looking to hire a Senior Quality Control...

Strong team player, who works collaboratively with the Markets Compliance and other Functions or Compliance teams globally to actively promote a 'One Compliance' voice to the Business and stakeholders. Financial Markets Compliance Advisory provides clear advice and challenges to Global Markets an...

This is an excellent opportunity for a high-achievingcompliance professional with experience in managing EmployeeCompliance Processes within Financial Services. Prepare MI and reportson employee compliance and compliance breaches. Experience: - 2-4 years exposure in a similar compliance role inFi...

Reporting into the Finance Director but with a mix of operational and financial analysis work, this role operates as sole analyst and broad mix of responsibilities from Planning, Risk, Corporate Finance and Analysis.

Job Description: Job Title: H e a d o f F i n a n c ia l C r i m e Risk & Compliance B u s i n e ss C o n t r o l an d O v er s i g h t C B & IB Corporate Title: ManagingDirector Location: New York, NY Overview The CB/IB Financial CrimeRisk and Compliance Business Control Oversight (FCR&C BCO) un...

Job Title: Mental Health Support Worker.Kingston Upon Thames (KT1 3PL).We bridge the gap between in-patient mental health services and independent living.Bridge Support offers cost-effective, proven pathways to support people with long-term mental health conditions in the community.We are looking...

Reporting to theHead of Governance, Compliance, and Risk, you'll play a crucialrole in managing compliance, minimising risk, and identifying bestpractice improvements to boost operational performance. Job Description Role :Risk and Compliance Manager -Governance, Policy and Performance Team Lead ...

Compliance Officer or Compliance Manager. Act as point of contact for compliance queries and regulatory changes. Lead training sessions for legal and support staff on regulatory compliance matters.

Head of Legal & Compliance UK willcontribute to the global legal and compliance team, reporting tothe General Counsel, and will lead the business-critical UKcompliance team and legal function. About ChathamFinancial: Chatham Financial is the largest independent financialrisk management advisory a...

A fantastic opportunity has arisen for an experienced Risk & Compliance Professional, looking for a new role with a leading law firm in London. In return, as a Risk & Compliance Manager you can expect a rewarding and modern working environment, with good levels of remuneration, hybrid working and...

Top European Intellectual Property Firm is seeking an experienced Risk & Compliance Manager on a part-time, permanent basis. A brilliant standalone opportunity which will allow you to take ownership and responsibility for ensuring regulatory compliance and risk management across the firm. Manage ...