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Train and onboard new financial planners, including certifying competency. At a minimum must hold the Diploma in Regulated Financial Planning by the CII (or equivalent). Maintain, update, and monitor compliance standards including written policies and procedures.

As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters. This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s ...

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supportin...

The role will provide critical support across a range of financial crime compliance activities, with a particular focus on investigative research and analysis. Participate in internal projects aimed at enhancing the financial crime compliance framework. At least 2 years of experience in financial...

The role will provide critical support across a range of financial crime compliance activities, with a particular focus on investigative research and analysis. Participate in internal projects aimed at enhancing the financial crime compliance framework. At least 2 years of experience in financial...

Perform ad hoc regulatory compliance research and analysis tasks for clients. Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices. Financial Services or Consulting.

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Audits (financial crime, regulatory, safeguarding). Association of Professional Compliance Consultants (APCC).

We are seeking an Associate, Financial Crimes Compliance EMEA ("FCC EMEA") to support the implementation and execution of the Bank’s financial crimes compliance programs across Europe, the Middle East, and Africa. This role will report to the EMEA Financial Crimes Compliance leadership a

Proven track record in developing and deploying financial crime and compliance solutions in the financial services domain. Actively support Financial Services clients in the UK and across Europe, with a key aim to build client relationships, drive financial crime and compliance assets and proposi...

Responsibilities: Support clients with the execution and ongoing maintenance of compliance monitoring programmes. Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing. Perform ad hoc regulatory compliance research a...

Support clients with the execution and ongoing maintenance of compliance monitoring programmes. Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing. Perform ad hoc regulatory compliance research and analysis tasks ...

Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of compliance. Arrange and deliver relevant training to team members with respect to regulation and compliance. Train and onboard new financial planners, incl...

Proven track record in developing and deploying financial crime and compliance solutions in the financial services domain. Develop and execute a go-to-market strategy for financial crime and compliance solutions in Financial Services, targeting large Tier 1 banks, insurance organizations, and inv...

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. Financial Crimes Compliance, preferably within banking or financial services. As an Associate in Financial Crimes Compliance EMEA, you will play a key ...

The CB/IB Financial Crime Risk and Compliance Business Control Oversight (FCR&C BCO) unit sits within Deutsche Bank's CB IB Operations and Controls with the FCR&C BCO Head of reporting directly to CB/IB MB Board member. Lead CB/IB Financial Crime Risk Culture & Training program and facilitate col...

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supportin...

Proven track record in developing and deploying financial crime and compliance solutions in the financial services domain. We are seeking a dynamic Financial Crime and Compliance Lead to drive our go-to-market strategy, engage with clients in the Financial Services sector, and generate new busine...

Minimum of 10 years of experience in Public Accounting, First, Second or Third Line of defense financial services industry Compliance or Fraud and Financial Crimes functions. We are looking for a Senior Audit Manager for Compliance, Fraud & Financial Crime, Vice President. You will report directl...

IFA TECHNICAL ADVISORY – L4 FINANCIAL PLANNING KNOWLEDGE REQUIRED (SUIT COMPLIANCE, PRODUCT PROVIDERS OR SALES/PARAPLANNER EXPERIENCE). Our client, a leading financial services firm, seeks to recruit a Technical Helpdesk & Training support manager. It may suit someone already in a Compliance role...

Minimum of 10 years of experience in Public Accounting, First, Second or Third Line of defense financial services industry Compliance or Fraud and Financial Crimes functions. Drive consistent risk assessment and audit coverage approach of financial crimes and compliance related controls across Bu...

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. Financial Crimes Compliance, preferably within banking or financial services. As an Associate in Financial Crimes Compliance EMEA, you will play a key ...

As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters. This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s ...

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Design & embed compliance frameworks. Manage Compliance Monitoring Programme oversight for clients.

Supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group. Arrange and deliver relevant training to team members with respect to regulation and compliance. Experience in a similar position within the financial services industry.

We are seeking a dynamic Financial Crime and Compliance Lead to drive our go-to-market strategy, engage with clients in the Financial Services sector, and generate new business opportunities across GB and Europe. Proven track record in developing and deploying financial crime and compliance solut...

Senior Compliance Associate (Asset Management) Location: London – Hybrid £A leading global provider of asset management and investment technology solutions is seeking an experienced Senior Compliance Associate will support the business by providing regulatory advice, reviewing communication

The role will provide critical support across a range of financial crime compliance activities, with a particular focus on investigative research and analysis. At least 2 years of experience in financial crime compliance in a 2nd line role. Participate in internal projects aimed at enhancing the ...

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supportin...

The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Support clients with the execution and ongoing maintenance of compliance monitoring programmes. Assist with the drafting and review o...

Supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group. Maintain, update, and monitor compliance standards including written policies and procedures. Arrange and deliver relevant training to team members with respect to regulation and compliance.

We are seeking an Associate, Financial Crimes Compliance EMEA ("FCC EMEA") to support the implementation and execution of the Bank’s financial crimes compliance programs across Europe, the Middle East, and Africa. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting...

Your responsibilities Here's a bit more on what you can expect to be doing day-to-day: - Maintain, update, and monitor compliance standards including written policies and procedures - Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achi...

The Compliance Manager will also ensure effective communication between Compliance Officers and regulatory authorities, oversee risk assessments, and support the Head of Compliance in developing and maintaining a robust compliance framework across all markets. The Compliance Manager will be respo...

Who You Are This role suits either: - A senior consultant ready to step into broader responsibility, or - An experienced industry compliance professional seeking to move into a consulting environment Requirements: - 8+ years in compliance/consultancy (preferably in payments/e-money) - Strong comm...

The Compliance Manager will also ensure effective communication between Compliance Officers and regulatory authorities, oversee risk assessments, and support the Head of Compliance in developing and maintaining a robust compliance framework across all markets. Compliance Officers, maintaining and...

Are you looking for your next leadership challenge in planning? Join us to lead a dynamic majors team and play a pivotal role in shaping the future of development in Buckinghamshire?.An exciting opportunity has arisen for an experienced.Major Development Management Team.Buckinghamshire on a perma...

Our client, a highly respected and reputable recognised membership organisation within the construction and roofing sector, is currently seeking a Compliance Manager to lead quality assurance and compliance for their Competent Person Scheme. Compliance Manager – Roofing and Cladding. Work closely...

Finitas are delighted to be partnered with a growing Lloyd's syndicate in their search for a Compliance Analyst to join their team. Reporting into the Head of Compliance, you will have an array of responsibilities including, but not limited to:. Minimum 3 years compliance experience.

We are working with a leading specialist law firm in their search for a Legal Secretarial Team Leader.Alongside some secretarial duties, the role will be responsible for managing a team of secretaries who support a busy team of fee earners.You should have senior secretarial background, ideally wi...

The Compliance Manager will also ensure effective communication between Compliance Officers and regulatory authorities, oversee risk assessments, and support the Head of Compliance in developing and maintaining a robust compliance framework across all markets. The Compliance Manager will be respo...

Our client, a highly respected and reputable recognised membership organisation within the construction and roofing sector, is currently seeking a Compliance Manager to lead quality assurance and compliance for their Competent Person Scheme. Work closely with technical teams to ensure robust audi...

Our client, a highly respected and reputable recognised membership organisation within the construction and roofing sector, is currently seeking a Compliance Manager to lead quality assurance and compliance for their Competent Person Scheme. Work closely with technical teams to ensure robust audi...

Although the role title reflects a compliance function, the successful candidate will be working hands-on across quantity surveying, contracts administration, and commercial compliance tasks — with particular emphasis on managing documentation, supporting procurement, and ensuring that vendor eng...

Working collaboratively with managers and site teams to embed a strong compliance culture. As Cleaning Compliance Operations Manager. Experience in a compliance, health and safety, or operational role—ideally within facilities management or the public sector.

As Reception Team Leader, you will take ownership of delivering a premium client-facing service, overseeing front of house and switchboard operations for a high-profile banking client.This is a fantastic opportunity to lead a professional team in a prestigious environment, where exceptional custo...

Solutions Engineering Team Leader.A unique opportunity for a Solutions Engineering Team Lead to work within a software house based in London, to support with the technical aspects of pre-sales demonstrations and help with the onboarding of new clients.This newly created role is offered within a r...

Leading compliance audits and site inspections to ensure health and safety and operational standards are met. Working collaboratively with managers and site teams to embed a strong compliance culture. As Cleaning Compliance Operations Manager.

New Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s syndicate. Reporting into the Head of Compliance, you will support on a wide range of day-to-day Compliance activities. Draft and implement compliance policies, procedures, and controls.