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⭐️ Compliance Officer 📍 Hybrid Based 💰 Competitive Salary depending on experience Our client is a leading wealth management firm dedicated to helping individuals, families, and businesses achieve their long-term financial goals. They pride themselves on their integrity, client-focused approach, and commitment to the highest professional and regulatory standards. As they continue to grow, they are seeking a talented Compliance Officer to join their team and support the ongoing development of their robust compliance framework. Role & Responsibilities: 📋 • Monitor and assess compliance with FCA rules, internal policies, and industry standards., • Maintain and develop the firm’s compliance policies, procedures, and risk management framework., • Investigate complaints and issue Final Response Letters to clients., • Conduct regular compliance reviews and audits, reporting findings and recommending improvements., • Provide guidance and training to staff on regulatory requirements and best practices., • Provide support to the T&C Manager as/when required., • Support the Compliance Manager with thematic reviews and regulatory change initiatives. Do you have the following to apply? ✅ • Proven experience in a Compliance role within a wealth management/IFA firm, • Hold the Level 4 Diploma in Financial Planning (or equivalent). Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted. Clayton Davies is acting as an employment agency on behalf of our client.

✨ Management Accountant | Wakefield | Successful, Growing Business ✨ Elevation Recruitment Group are delighted to be partnering with a well-established and highly respected organisation in Wakefield to recruit a Management Accountant. This is a fantastic opportunity for an ambitious finance professional to join a thriving business where you’ll play a key role in driving financial performance and supporting strategic decision-making. This is a fully office based role based in Wakefield. Key Responsibilities: 🔹 Take responsibility to prepare monthly management accounts, including variance analysis, MI and insightful commentary 🔹 Support budgeting, forecasting, and cash flow management 🔹 Produce meaningful analysis to guide business decisions and performance 🔹 Maintain strong financial controls and ensure compliance with company policies 🔹 Partner with stakeholders across the business to deliver financial insight and support 🔹 Contribute to process improvements and system enhancements About You: ✅ Ideally AAT / ACCA Studier with experience with end to end management accounts ✅ Strong analytical mindset and excellent attention to detail ✅ Able to manage multiple priorities and work to tight deadlines ✅ Confident communicator – comfortable engaging with finance and non-finance teams ✅ Advanced Excel skills What’s on Offer: 💼Salary up to £40k DOE 📚 AAT / CIMA / ACCA study support 🚀 Genuine career development opportunities within a supportive environment Plus many more benefits! If you’re a proactive, detail-oriented finance professional looking to take the next step in your career, we’d love to hear from you!

A growing, forward-thinking financial planning firm is seeking an enthusiastic individual to join its technical support team as a Junior Paraplanner. This is a fantastic opportunity for someone looking to build a long-term career in paraplanning within a supportive, development-focused environment. About the Role This position is ideal for someone who has already gained experience in technical report writing and holds RO1 (or a higher CII qualification). The successful candidate will be committed to working toward further professional exams, such as the Diploma in Regulated Financial Planning. Key Responsibilities You will support the technical and administrative elements of financial planning cases, including: * Case Preparation * Research Support * Documentation * Client Recommendation Implementation * Compliance What We're Looking For * Qualifications: RO1 (or equivalent) as a minimum. * Career Ambition: A genuine desire to progress toward diploma-level qualifications. * Technical Curiosity: Comfortable learning new concepts and applying foundational regulatory knowledge. * Attention to Detail: Strong accuracy and a careful approach to written wor...

Our client is a leading wealth management firm dedicated to helping individuals, families, and businesses achieve their long-term financial goals. As they continue to grow, they’re looking for an exceptional Head of Advice to lead their advisory function and drive the highest standards of client service, compliance, and professional development across their adviser network. The Head of Advice will be responsible for the strategic leadership, development, and governance of their financial advice proposition. You will ensure that all advice delivered across the firm is compliant, client-centric, and aligned with their business objectives. Role & Responsibilities: • Oversee the quality, suitability, and consistency of financial advice across the business., • Develop and implement the firm’s advice framework and best practice standards., • Act as the primary liaison with compliance and risk teams to ensure FCA and internal regulatory requirements are met., • Support recruitment, training, and mentoring of advisers to maintain a high-performing culture., • Collaborate with the Chief Investment Officer, Compliance Director, and Operations teams to align advice, investment, and operational strategies., • Represent the advice function at senior management and board level., • Drive innovation in advice delivery through digital tools, client experience en...