Financial compliance jobs in AldershotCreate job alerts

Cash flow management to ensure adequate bank funding. * Weekly and monthly management of inventory ... Ensure compliance with statutory and financial regulations and standards. * Prepare accurate ...

Business Analyst / PMO (KYC, Financial Crime, Compliance) – Banking Client – London. The role as Business Analyst was created to deliver against our strategic objectives and to comply with regulatory expectations to adopt and enforce the highest Financial Crime and Sanctions compliance and behavi...

Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. Provide Compliance and AML oversight and hold the associated FCA Senior Management functions SMF16 Compliance Oversight and SMF17 Money Laundering Reporting Officer. Ch...

Barclay Simpson are currently recruiting for a Compliance Officer to join a Wealth Manager based in Hertfordshire. You will be covering all areas of compliance including, monitoring, advisory, AML and T&C compliance. You will ideally come from another wealth manager in a compliance role. ...

Quality Assurance & Compliance Manager. We are looking for a Quality Assurance and Compliance Manager with exceptional stakeholder management skills, a collaborative style to come join our team. In the role of QA & Compliance Manager you will be highly organised, have a proven track record of exc...

The primary purpose of this role is to provide compliance advice, oversight and training in respect of Janus Henderson Investors EMEA distribution related activities, both retail and institutional. You will represent compliance in distribution matters, including but not limited to the following:....

The Global Regulatory Compliance Officer/Manager will be responsible for cosmetic product registrations, screen products to make sure that we are up-to-date on all regulations, along with formula and raw material data. Evaluate formulas for compliance and safety. ...

An ambitious and data-driven team player eager to steer our compliance monitoring to new heights. Monitor and ensure compliance with all applicable laws and regulations. Develop, implement, and maintain compliance programs and policies. Conduct regular compliance audits and risk assessments to id...

The Senior License Compliance Sales Specialist. The LCSS guides the sales team and channel partners through the license compliance process and conducts. We will only consider candidates that have direct negotiation and closing experience as Sales Representatives or License Compliance Sales Repres...

This investment platform puts the customer at the core of it’s business. We’re looking for someone to lead compliance. Experience in a regulatory compliance and financial crime. Solid understanding of retail investments / wealth management. ...

My client is an innovative & well established start-up with a unique product to meet the risk and compliance needs of all regulated organisations and transform the way they see and use communication (mobile, data, trading etc… ). The company is booming and is looking for Senior Sales/Sales Manage...

Lutine Bell are currently supporting a leading Specialty Insurer based in London looking to appoint a Compliance Analyst. Supporting the business by providing timely Compliance advice and guidance on both new and existing initiatives. Undertaking and supporting Compliance Monitoring reviews and p...

Our client, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. As the Compliance & Risk Manager, you’ll be responsible for overseeing the client onboarding process, ensuring all CDD checks and regulatory requirements ar...

We are looking for a Risk and Compliance Manager, ideally with Legal experience, looking to be at the forefront of the implementation and development of regulatory and compliance matters for the firm. Apply below or contact Gemma at Austen Lloyd as soon as possible, quoting Role Ref: GL 55607 (Ri...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on funds / investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

An International Law Firm is looking for a Senior AML and Conflicts Analyst to join their dynamic team in London. This position is perfect for someone with extensive experience as an AML Analyst (or similar roles) working within a law firm, wherein they gained a strong knowledge of UK AML Regulat...

Review compliance policies and procedures to ensure ongoing compliance with regulatory obligations, and ensuring this is reflected in training material. Assist with the planning and delivery of compliance monitoring and assurance activities. Minimum 5-years relevant experience within a financial ...

They pride themselves on maintaining the highest standards of compliance and are seeking a skilled Head of Compliance to lead their compliance efforts for a team of advisors. The Head of Compliance will play a crucial role in ensuring the firm adheres to all regulatory requirements and maintains ...

Head of Compliance – Hedge Fund Compliance Consultancy. This is an excellent “Head of Compliance” role for someone who is looking for something different in their Compliance career. The company offer a hybrid mix of “working-from-home” and also in-the-office, so you get the best of both worlds. T...

UK Customs and Trade Compliance Manager. Pod Talent is excited to be supporting a leading global medical solutions company in recruiting for a UK Customs and Trade Compliance Manager. Key Responsibilities for the position of Trade Compliance Manager -. Key Experience Required for the position of ...

The Role - Compliance and Statutory Services Delivery Manager. This role will be to manage, co-ordinate and complete works associated to statutory compliance inspections. The successful candidate will hold extensive knowledge of statutory compliance maintenance activities and will have a technica...

Combining strategic oversight with hands-on implementation, you’ll ensure compliance with industry standards and regulatory requirements while building a culture of integrity and ethical conduct. We are seeking a compliance leader with:. Significant experience in compliance management within the ...

An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional wi...

Lutine Bell are currently supporting a leading insurer looking to appoint a Compliance Officer into their retail division of the business, reporting directly into the Head of Compliance. Serve as a trusted advisor and main compliance contact for internal stakeholders, taking a proactive approach ...