Financial compliance jobs in HitchinCreate job alerts

Key duties: Prepare and manage monthly management accounts, financial reports and forecasts Support with budgeting, financial planning and cash flow management Conduct P&L analysis, balance sheet reconciliations and financial audits Ensure compliance with financial policies, procedures and regula...

Paraplanner? Hitchin, Hertfordshire Working Hours: Monday to Friday, 09:00 17:00 (Office Based) Salary: £30,000 - £45,000 (DOE) We are recruiting on behalf of a long-established and highly regarded Independent Financial Advisory firm based inHitchin. This is an excellent opportunity for a Le...

Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing. Perform ad hoc regulatory compliance research and analysis tasks for clients. Work with client stakeholders to maintain awareness of regulatory expectations and ...

Maintain, update, and monitor compliance standards including written policies and procedures. Train and onboard new financial planners, including certifying competency. Conduct regular competence assessments across the financial planner team.

The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Support clients with the execution and ongoing maintenance of compliance monitoring programmes. Assist with the drafting and review o...

Financial Services or Consulting. Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clie...

We are working with a leading national law firm to recruit a Financial Crime Lawyer into their Risk and Compliance team in Manchester. In this role, you’ll be a central figure in upholding the firm’s high standards in anti-money laundering and financial crime compliance, while contributing to st

You will act as an escalation point for complex queries from the current financial crime lawyers, along with mentoring new joiners, existing financial crime lawyers and those in the wider team. Offer guidance on various compliance issues, such as AML, financial sanctions, fraud prevention. This r...

Train and onboard new financial planners, including certifying competency. Experience in a similar position within the financial services industry. At a minimum must hold the Diploma in Regulated Financial Planning by the CII (or equivalent).

Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of compliance. Maintain knowledge of regulatory developments and rule changes to support the firm’s adherence to high levels of compliance. Conduct regular co...

Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of compliance. Train and onboard new financial planners, including certifying competency. Experience in a similar position within the financial services indus...

Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices. Financial Services or Consulting. Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy.

Strong knowledge of regulatory compliance rather than financial crime People management experience – previous experience in managing a small team Experience with compliance monitoring, risk assessments, regulatory reporting, or governance frameworks. Ensures that the Compliance RCSAs are compl

We are currently looking for two experienced Business Analyst's for an industry leading and ambitious financial services company based in Surrey. Experience gained in the insurance/financial services industry or in a regulated environment, with a focus on developing and enhancing billing/payments...

Strong knowledge of regulatory compliance rather than financial crime People management experience – previous experience in managing a small team Experience with compliance monitoring, risk assessments, regulatory reporting, or governance frameworks. Ensures that the Compliance RCSAs are compl

You will manage audits, support regulatory compliance (including Civil Aviation Authority and customs clearance), oversee health and safety processes, and develop a strong risk and compliance framework. Oversee health & safety compliance in collaboration with consultants and HR. Build and manage ...

Your responsibilities Here's a bit more on what you can expect to be doing day-to-day: Maintain, update, and monitor compliance standards including written policies and procedures Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achi

ONLY CANDIDATES WITH EXPERIENCE IN PERMANENT ROLES NEED APPLY With over 2,500 professionals employed across Europe, the Americas, Asia, and the Middle East, my client is a truly global company who currently have an excellent opportunity for an experienced legal compliance professional to join the...

Strong knowledge of regulatory compliance rather than financial crime People management experience – previous experience in managing a small team Experience with compliance monitoring, risk assessments, regulatory reporting, or governance frameworks. Ensures that the Compliance RCSAs are compl

The role is predominantly tax-compliance focused, but there will be opportunities to get involved in tax advisory work related to these tax-compliance clients. What you'll need to succeed A minimum of three years' experience (Assistant Manager) or four years' experience (Manager) in a tax role wi...

Your responsibilities Here's a bit more on what you can expect to be doing day-to-day: Maintain, update, and monitor compliance standards including written policies and procedures Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achi

Due to continued growth and expanding service lines, we are looking for Managers and Senior Managers with corporate tax compliance experience to join one of their national offices. Your new role In this role, you will play a key part in corporate tax compliance and tax accounting, working closely...

Your responsibilities Here's a bit more on what you can expect to be doing day-to-day: Maintain, update, and monitor compliance standards including written policies and procedures Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achi

What you'll need to succeed Experience of managing a team of personal tax compliance professionals.

Your responsibilities Here's a bit more on what you can expect to be doing day-to-day: Maintain, update, and monitor compliance standards including written policies and procedures Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achi

What you'll need to succeed Experience in compliance within financial services, accountancy, or law firms. Excellent communication skills to engage stakeholders and promote compliance awareness. Ability to manage policy development, compliance audits, client due diligence, and regulatory reportin...

Data Business Analyst – SQL, Power BI, Change, Insurance - Manchester.A well-respected Insurer is searching for a Data Business Analyst to join them out of their Manchester office.They are a Specialty Insurance business focusing on international lines of business across property, casualty and cyb...

Are You Ready to Redefine How Pensions Operations Should Work?.If you're the kind of leader who spots inefficiencies and thinks, “there’s a smarter way to do this”—then this role is calling your name.A global firm is looking for a Pensions Operations Team Lead who isn’t afraid to challenge

Business Process Analyst - (Oracle ERP & HCM).Are you a skilled Business Process Analyst with a background in Oracle ERP and HCM transformation?.We’re looking for a Business Process Analyst to support a large-scale Oracle Fusion implementation across two business entities.You’ll lead the capture

Job Opportunity: Team Leader – Children’s Residential Home.Royston (Cambridgeshire / Hertfordshire Border).Permanent | Part-time – 32 hours per week (Shifts).Level 3 Diploma in Residential Childcare.We are seeking a dedicated and experienced.This role is based at a well-established children’

Technical Business Analyst | United Kingdom/Remote | £45,000 - £50,000.User Stories | Workshops | Agile | Cross Functional | Technical BA | SDLC | Consultancy |.Looking to join a company that takes Development seriously? Maybe you want to make an impact on peoples lives.I’m supporting a brillian

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Prior compliance experience within a general insurance or related financial services environment. We’re exclusively partnered with a fast-growing and forward-thinking financial services provider that has been expanding significantly across the UK. Maintain accurate records of compliance interacti...

Operate within legal, financial, time, and policy constraints to meet safety and compliance goals. Building M&E and Compliance Manager. Building M&E and Compliance Manager.

The client is currently delivering a range of.BACS, CHAPS, SEPA, SWIFT, CBPR+).Knowledge of SQL, XML, XSD, MQ, API, Postman, and ETL is desirable.Experience with OPF systems, Loans, Money Market, Trade Finance, Derivatives, and FX Products is a plus.Familiarity with Agile/Scrum methodologies and ...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e. The business I have partnered is a new player on the market with significant financial investment behind them.

Experience across different sectors, including in Public Sector, Utilities, Financial Services, Consumer Products and Retail.

Our client, a highly respected and reputable recognised membership organisation within the construction and roofing sector, is currently seeking a Compliance Manager to lead quality assurance and compliance for their Competent Person Scheme. Create and implement compliance policies and training p...

Placecube is looking for a detail-oriented and highly motivated Business Analyst to join our team.This crucial role bridges operational and technical teams to ensure solutions meet customer needs and business objectives.The Business Analyst will collaborate with stakeholders to gather requirement...

We are a trusted Digital Engineering and Enterprise Modernization partner, combining deep technical expertise and industry experience to help our clients anticipate what’s next.Our offerings and proven solutions create a unique competitive advantage for our clients by giving them the power to see...

Milton Keynes (Hybrid – 2 days in the office).Full-time, 35 hours per week (Monday to Friday).Are you an experienced Business Analyst who thrives in complex environments and enjoys leading transformative change? This is a fantastic opportunity to join an organisation with a powerful mission — to

Company Description Job Title: Senior key worker Location: Carmarthen town (SA31) , Llandeilo(SA19), Pencarder, Nantgaredig(SA32) Pay Rate: £13.Shifts available: Range of shifts available Access to vehicle required: Yes, due to the geographical location and nature of the role 1 year of social car...

Document hardware demise processes and ensure compliance with data protection and environmental regulations.

Business Process Analyst - (Oracle ERP & HCM).Are you a skilled Business Process Analyst with a background in Oracle ERP and HCM transformation?.We’re looking for a Business Process Analyst to support a large-scale Oracle Fusion implementation across two business entities.You’ll lead the capture

Must have experience working on Cyber Security programmes within Financial Services. These roles are a great chance to drive critical change in a well-respected financial institution with strong remote flexibility.

If you have good experience in financial crime, sanctions and compliance monitoring and would like to take on more responsibility and focus on the areas of compliance you enjoy most, while taking on new challenges in areas that you may not have had exposure to, then this could be the perfect role...

Ennogen, founded in 2011, is a fast-growing international pharmaceutical and medical device company with a focus on reinvigorating heritage brands to meet under-served clinical need.At the core of everything we do is our purpose to improve the lives of our patient communities around the world.In ...

Document hardware demise processes and ensure compliance with data protection and environmental regulations.