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The role will provide critical support across a range of financial crime compliance activities, with a particular focus on investigative research and analysis. We are seeking a proactive and detail oriented Financial Crime Compliance professional to join a small but dynamic 2LoD team. Participate...

They are looking to hire a Senior Quality Control Officer with experience in Trade Finance and Financial Crime. Overseeing a team of Quality Control reviewers to determine whether Financial Crime Control process outputs meet the established quality objectives set out in the department procedures....

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Association of Professional Compliance Consultants (APCC). AML, sanctions, fraud & regulatory compliance.

We’re looking for a junior Compliance Officer with industry advisory compliance experience to join our Financial Markets Compliance Advisory function to support the Group in adhering to core regulatory requirements in relation to UK FCA, Trading Venue, Swap Dealer rules and FMSB Market Practice S...

We are seeking a Specialist in Compliance to join their dynamic team and support their financial trading activities. Your focus will be on supporting exchange and OTC financial trading activities, ensuring adherence to relevant regulations, and fostering a robust compliance culture. Minimum of 5 ...

Financial Promotions Compliance Manager. You will collaborate with other teams across the Client Group and Compliance to s. Royal London is a financial services company with a difference.

Your focus will be on supporting exchange and OTC financial trading activities, ensuring adherence to relevant regulations, and fostering a robust compliance culture. Provide compliance advisory services to Front, Middle, and Back Office teams on regulations such as anti-bribery, AML/CTF, sanctio...

As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related ma. This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s co

Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/ monitoring Function. Acting as a final reviewer of transactions reviewed by the team and testing assessments of the first line to ensure business is conducted in line with the risk and complianc...

The role holder will support the Compliance Manager and Head of Risk & Compliance in the delivery of the continuous compliance process by conducting deep dives, providing timely, evidence-based reporting for the Board, Risk Committee, Executive Team and wider management in accordance with FSCS's

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supportin...

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Audits (financial crime, regulatory, safeguarding).

Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/ monitoring Function. They are looking to hire a Senior Quality Control Officer with experience in Trade Finance and Financial Crime. Overseeing a team of Quality Control reviewers to determine w...

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Audits (financial crime, regulatory, safeguarding).

As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters. Financial Crimes Compliance, preferably within banking or financial services. This role will repor...

Supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group. Maintain, update, and monitor compliance standards including written policies and procedures. Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and

Solutions Consultant - Fraud and Financial Crime Compliance. This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud &...

Financial Services or Consulting. Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clie...

You will collaborate with other teams across the Client Group and Compliance to set up financial promotions procedural framework as a business function, and coordinate implementation to ensure consistent application. Financial Promotions Compliance Manager. Previous experience of approving financ...

We are seeking a Specialist in Compliance to join their dynamic team and support their financial trading activities. As a Specialist in Compliance, you will play a crucial role in managing compliance risks and opportunities within our client's marketing business. Your focus will be on supporting ...

As Head of Financial Services Compliance, you’ll build on the great work the teams have already put in place, developing our Financial Services compliance approach to be best-in-class for a fast-growth organisation. We’ve got a fantastic opportunity for a senior Compliance professional to lead t

Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/ monitoring Function. Ensuring consistency of application of the department’s screening standards against existing financial crime controls and regulatory benchmarks and ensuring that audit trail...

Providing oversight and coordination of financial crime and compliance related regulatory obligations owned by CB and IB. Ensure key 1st line of defense controls and procedures to satisfy financial crime and compliance related legal and regulatory requirements are appropriately designed, implemen...

We are seeking a Specialist in Compliance to join their dynamic team and support their financial trading activities. As a Specialist in Compliance, you will play a crucial role in managing compliance risks and opportunities within our client's marketing business. Minimum of 5 years of experience ...

Are you an experienced Compliance Systems or Practice Manager with a passion for driving efficiency, compliance, and operational excellence in a professional services environment?. Proven track record in project management, financial oversight, and regulatory compliance. This is an exciting oppor...

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supportin...

Financial Services Consultant - Regulatory Compliance Monitoring. Assist in drafting and reviewing key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing. Perform regulatory compliance research and analysis as needed.

Participate in internal projects aimed at enhancing the financial crime compliance framework. At least 2 years of experience in financial crime compliance in a 2nd line role. We are seeking a proactive and detail oriented Financial Crime Compliance professional to join a small but dynamic 2LoD te...

Understands projects (system or process related) within the function, participates on process/system design to eliminate financial risks, assesses potential impact on financial compliance, ensures and collaborates with project team to deliver project compliance memo on time and with high quality....

Provide compliance advisory services to Front, Middle, and Back Office teams on regulations such as anti-bribery, AML/CTF, sanctions, anti-trust, and financial trading regulations (Market Abuse, UK MIFID, RAO, UK EMIR). We are seeking a Specialist in Compliance to join their dynamic team and supp...

Alfa is currently recruiting a Senior Audit and Compliance Consultant to contribute to all information security auditing activities along with supporting day-to-day information security governance, risk, and compliance (InfoSec GRC) activities. Senior Audit and Compliance Consultant.

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Design & embed compliance frameworks. AML, sanctions, fraud & regulatory compliance.

Significant experience in financial crime compliance within the financial services sector. Financial Crime Compliance (FCC) Senior Advisor – Correspondent Banking. Draft detailed Risk Assessment reports on respondent Bank Financial Crime Frameworks.

Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/ monitoring Function. Ensuring consistency of application of the department’s screening standards against existing financial crime controls and regulatory benchmarks and ensuring that audit trail...

EY’s Financial Services (FS) Tax practice provides tax advisory, transactions and compliance services to a variety of clients in the Financial Services market ranging from some of the world's largest multinational institutions, corporations and funds. Our EY Financial Services Tax teams are growi...

Supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group. Maintain, update, and monitor compliance standards including written policies and procedures. Arrange and deliver relevant training to team members with respect to regulation and compliance.

Demonstrated in-house legal experience with a proven track record in managing complex legal and compliance issues within the financial services sector. Chatham Financial is the largest independent financial risk management advisory and technology firm. Manage regulatory relationships, including l...

We are working with a leading national law firm to recruit a Financial Crime Lawyer into their Risk and Compliance team in Manchester. In this role, you’ll be a central figure in upholding the firm’s high standards in anti-money laundering and financial crime compliance, while contributing to st

Financial Crime Assurance Manager | S3 | Compliance. Leading Financial Crime Assurance reviews by evaluating the design and operating effectiveness of financial crime controls to identify potential risks or gaps. An industry recognised Financial Crime, Compliance or Internal Audit qualification o...

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supportin...

So, in case you were wondering,Shield is how compliance teams in financial services can finally read between the lines to see what their employee communications are really saying. Our platform analyzes digital interactions to fight financial crimes and mitigate a toxic workplace environment. Shie...

Maintain, update, and monitor compliance standards including written policies and procedures. Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of compliance. Arrange and deliver relevant training to team mem...

Understands projects (system or process related) within the function, participates on process/system design to eliminate financial risks, assesses potential impact on financial compliance, ensures and collaborates with project team to deliver project compliance memo on time and with high quality....

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Design & embed compliance frameworks. Manage Compliance Monitoring Programme oversight for clients.

UK/Middle East Financial Crimes Monitoring and Testing Lead, Financial Crimes Compliance, AVP. UK regulatory obligations relating to financial crimes compliance and ensure correctness of mapping to applicable legal entities;. UK regulatory obligations relating to financial crimes compliance and e...

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Cryptoasset compliance experience. Audits (financial crime, regulatory, safeguarding).

Compliance Specialist - Financial Trading. Minimum of 5 years of experience in compliance, with a proven track record in supporting financial trading activities. We are seeking a Compliance Specialist to join their dynamic team and support their financial trading activities.

If you are a compliance professional with a passion for financial trading and a commitment to excellence, we would love to hear from you. Minimum of 5 years of experience in compliance, with a proven track record in supporting financial trading activities. Provide compliance advisory services to ...