Regulatory compliance jobs in TwickenhamCreate job alerts

Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies an...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide.

Compliance Officer, Regulatory Change - London. As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme, with a specific focus on regulatory change. Advise the business on regulatory change.

Reporting to the Head of Compliance Monitoring, London, the Vice President role is required to execute assigned monitoring reviews to assist in the completion of the Compliance Monitoring Plan (‘CMP’) and the needs of EMEA’s Compliance Monitoring Programme. The role is required to help ensure

Primary responsibilities include monitoring compliance risk behaviours, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies a...

Financial Services, with risk, legal, compliance and/or project management experience. Compliance, Regulatory Inventory Traceability Compliance Officer, Executive Director, London. The successful candidate should demonstrate an understanding of regulatory change management practices, including st...

Senior/Lead Programme Manager – Compliance/Regulatory Expert - New Role. This is a fantastic opportunity for an experienced Programme Manager to lead a team of Product Managers and Business Analysts to complete the transformation of compliance platforms and support a growing business in navigatin...

The team is made up of five pillars (regulatory compliance, financial crime, compliance monitoring, advisory, data protection, and regulatory affairs). We’re looking for a Head of Regulatory Compliance to join the Compliance team at Revolut NewCo Ltd (our entity, which has applied for a UK Bankin...

Interim Regulatory Compliance Specialist,. We help and support clients achieve their strategic goals by guiding them through new legislation changes and helping to navigate accounting, regulatory, technology and operating model change. Our key offerings are internal audit (outsource and co-source...

An excellent opportunity has arisen at a leading Investment bank in the city for Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to any new regulatory change initiatives. Within this role you will contribute to the reviews and ...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Provide general advisory services in connection with investment banking & financing activities. Train business units on conflict management, control room, in

Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it relates to market regulations to provide seamless advice on market regulations to the trading businesses. Monitor internal and external Compliance incidents / events and escalate to the Head of Marke...

I am working with a hedge fund who are looking to find a funds regulatory lawyer (7PQE). Must have funds regulatory experience, preferably in public markets/hedge fund setting (rather than private markets funds).

An excellent opportunity has arisen at a leading Investment bank in the city for Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to any new regulatory change initiatives. Some of the key stakeholders will include Head of Compli...

The Global Regulatory Compliance Officer/Manager will be responsible for cosmetic product registrations, screen products to make sure that we are up-to-date on all regulations, along with formula and ...

Regulatory Areas : Consumer duty & conduct risk, governance design & review, compliance monitoring, operational risk & resilience, risk & controls transformation, process mining, anti-financial crime ...

Develop, maintain and test compliance monitoring systems and controls (including policies and ... Keep up to date on relevant regulatory developments * Conduct thematic reviews * Assisting on ...

As the Compliance & Risk Manager, you'll be responsible for overseeing the client onboarding process, ensuring all CDD checks and regulatory requirements are met. You'll lead a team of compliance ...

Review study reports from the quality control and production departments to ensure compliance with regulatory requirements. * Coordinate submission preparation with various departments including ...

Responsibilities will include: - regulatory change monitoring - coordinating regulatory authorisation filings - advising business on regulatory matters - assisting with redesigning Compliance ...

Compliance Monitoring: * Monitor changes in regulatory requirements and assess their impact on the organization's reporting processes. * Collaborate with compliance teams to ensure adherence to ...

In this role, you will be responsible for ensuring that medication administration is in compliance with regulatory standards and company policies. The successful candidate will have experience with ...

Manage audit reporting regimes to demonstrate compliance with statutory regulations. Assist in the development and monitoring of the Asbestos Management Plan. Act as the day-to-day responsible person ...

Experience Required Relevant experience working in-house at an FCA-regulated firm or in a compliance consulting role; Experience in the relevant regulatory environments including but not limited to ...