Regulatory Reporting 12 month FTC - EMIR / MiFID II - Leading multi-billion dollar Asset Manager A dynamic EMIR and MiFID regulatory reporting officer FTC has arisen, working for a leading, City ...
Joining the Agile Talent Community as an Interim Regulatory Reporting Consultant, you will have the freedom to work on projects that you choose, whether full or part-time within FS BRS and support ...
Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis. Responsibilities
This role will focus on Regulatory Reporting and compliance, particularly within MiFID. This is a long-term contract role, a great opportunity! The following skills / experience is essential
Other roles and responsibilities will include, but are not limited to: - Ensuring all delivery requirements are met, such as guaranteed standards, regulatory reporting through the SSEN IT systems, ...
To participate in the effective management of Customer Complaints, Regulatory Reporting, Non-Conformances and CAPA * To prepare and analyse data for the purpose of Management Review * To ensure that ...
Provide regulatory guidance to all internal business areas * Contribute to reporting due from the Compliance team including Regulatory reporting * Support Compliance projects * Analyse, plan and ...
As the Senior Python Developer you will build a new platform for trading and risk calculations and associated regulatory reporting using back end OO Python in a Unix / Linux environment, with ...
Preparation and delivering of accurate monthly and quarterly regulatory reporting package to be audited and filed with the SEC. * Assist internal & external audit, statutory and regulatory returns to ...
Contribute to the production of regulatory reports (e.g. ORSA/ SFCR/ RSR). * Undertake ad-hoc analyses on financial and investment risks as needed (e.g. stress/scenario testing) and contribute to ...
Provide insightful reporting to the executive team and regulatory bodies, offering assurance on business performance and risk mitigation. * Utilize your extensive experience in regulatory affairs to ...
At ARC Regulatory, our experienced team is passionate about supporting the advancement of high ... Prepare annual accounts and VAT reporting * Oversee all financial matters including month end ...
Reporting to the Senior Regulatory and Quality Affairs Manager, you will actively contribute to the development and maintenance of an effective Quality System, ensure compliance of the products to ...
An ideal candidate will have experience of maintaining the fund's books and records, managing cash flows, audit, tax, regulatory reporting and reviewing NAV calculations. Qualifications ...
The successful candidate will be working within the NPD team and reporting to the Regulatory Manager. This is a full-time position, located in Watford (Greater London), UK. THIS ROLE REQUIRES WORKING ...
Researching & verifying performance analysis. * Assist in preparing regulatory reporting, foreign licensing and application filings. * Assist in preparing for SEC examinations. * Coordinating with ...
... Regulatory Reporting requirements. You will be trained "on-the-job" by the MD and other senior Consultants and likely manage a small team of junior Compliance Analysts. The teams will need your ...
... making, regulatory and risk assessments, compliance audits and due diligence research. We have ... reports. * Conduct discovery calls to fully qualify leads in order to provide tailored ...
The Senior Accountant will be supporting the financial reporting, audits, cash management, and ensuring compliance with accounting standards and regulations for the UK entity. The ideal candidate ...
Drive the quality management review process, including data and reporting for Quality Management ... Provide QA support during regulatory authority inspections, as applicable. * Carry out internal and ...
Managing Director Control Now Summary Control Now (CN) is a regulatory technology business established in 2017 to address investment firms' requirements to submit compliant transaction reports for ...
Role: Associate Regulatory Affairs Type: Contract Length: 12 Months Location: London We've ... Lab Experience (familiar with lab testing) with exposure to Reg affairs reports and records OR ...
Audits and Reporting: Coordinate and support internal and external audits, ensuring timely and accurate reporting to regulatory bodies. * Team Leadership: Lead and mentor a team of compliance and ...
Assisting the Firm's GC/COLP in handling issues arising from the regulatory obligations of the Firm, including assisting in any reporting obligations to the SRA and other applicable regulators