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The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. Assist dealers with loan origination and the deal funding process, ensuring a smooth process for all parties, and provide ongoin

What will you do as our Dealer Account Manager?/pulliPrepare presentations and proposals to communicate company products and services to all levels of management within Independent and Franchise Dealerships/liliIdentify sales prospects and contact these and other accounts assigned to you/liliFollow-

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. In the Role Build relationships, prospect new clients, and drive business by promoting Company products/services to potential de

Oversee, administer, and continuously enhance the firm's Compliance Program across all broker-dealer and investment banking activities. Minimum of 10+ years of broker-dealer compliance experience. Prior experience serving as a Chief Compliance Officer or senior compliance leader at a full-service br

As a Tire Service Advisor, you will work for Dealer Tire inside a premium OEM dealership. If you are an innovative individual who performs with excellence, energy, fairness, and accountability, then consider a future with Dealer Tire. Dealer Tire is a drug-free environment.

Lead and develop the Northeast territory targeting wirehouses and broker dealers by actively developing relationships with advisors to promote business building ideas and services; maintain and grow assets in territory across mutual funds, SMAs, alternative investment products, and ETFs.

Meet the requirements of Dealer Tire's Motor Vehicle Record Policy and Company Vehicle Fleet Policy. Dealer Tire is a drug-free environment. Why Dealer Tire: An amazing opportunity to join a growing organization, built on the efforts of hard working, innovative, and team-oriented people.

As Senior Manager of Broker-Dealer Financial Operations and Controls you will play a pivotal role in overseeing and managing all financial and operational aspects of our broker dealer business. The Firm Operations Team at Betterment oversees and operates Betterment's broker-dealer entity that safegu

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. They introduce dealers to the company and programs, demonstrating an ability to influence decisions and drive results. Motivated

A fast-growing financial services company in New York is seeking a skilled compliance professional to support its broker-dealer and registered investment adviser operations.

Lead and develop the Northeast territory targeting wirehouses and broker dealers by actively developing relationships with advisors to promote business building ideas and services; maintain and grow assets in territory across mutual funds, SMAs, alternative investment products, and ETFs.

RSM is looking for a Assurance Manager to join our Capital markets practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation.

Your expertise in financial management will directly impact the Swap Dealer's ability to navigate the evolving landscape of cryptocurrency markets, optimize our financial performance, and maintain our reputation as a trusted and reliable partner in the industry. Collaborate with senior management to

Experience in Broker-Dealer or Capital Markets is a plus, but not required. Broker-Dealer and Capital Markets Coverage Group. Houlihan Lokey's Financial Services Group is seeking to support its quickly-growing Broker-Dealer and Capital Markets practice with an experienced Investment Banking Associat

Assist dealers with loan origination and the deal funding process, ensuring a smooth process for all parties, and provide ongoing support to clients Collaborate with management to analyze sales trends, identify future opportunities, and develop strategies for growth Monitor market competition by c

Associate Broker Dealer Risk Specialist. The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and decision-making skills with integrity and ownership. The Associate Ri

The Broker-Dealer Operations Team at Betterment oversees and operates Betterment's broker-dealer entity that safeguards over $65B in assets for over one million customers. As Director of Broker-Dealer Operations you will lead the team and oversee all financial and operational aspects of our broker d

The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function provides centralized compliance support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting. Regulatory compliance

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. In the RoleBuild relationships, prospect new clients, and drive business by promoting Company products/services to potential dea

Project Manager/Wealth Management or Broker Dealer. We need a senior Project Manager with experience leading Wealth Management and/or Broker dealer projects (Not Investment Banking) in a Banking or Financial services environment.

ADA Disclosure: Any candidate who feels that they may need an accommodation to complete this application, or any portions of same, based on the impact of a disability should contact Dealer Tire's Human Resources Department to discuss your specific needs. We're Dealer Tire, a family-owned, internatio

Lead and develop the Northeast territory targeting wirehouses and broker dealers by actively developing relationships with advisors to promote business building ideas and services; maintain and grow assets in territory across mutual funds, SMAs, alternative investment products, and ETFs.

As a Tire Service Advisor, you will work for Dealer Tire inside a premium OEM dealership. Maintaining strong, effective relationships with customers and dealer personnel. For more information on our benefit offerings, please visit our Dealer Tire Family of Companies.

We are seeking a Vice President to lead marketing for the Independent Broker Dealer (IBD) channel. Vice President Marketing Independent Broker Dealer Channel.

Develop and implement strategic marketing plans to support the growth and expansion of the dealer network and consumer originations acquisition via prospecting to drive more through the door applications across the Chase dealer network, ensuring alignment with business goals. Maintain dealer segment

Lead and develop the Long Island & CT territory targeting wirehouses and broker dealers by actively developing relationships with advisors to promote business building ideas and services; maintain and grow assets in territory across mutual funds, SMAs, alternative investment products, and ETFs.

New York, NY: $131,800 - $150,500 for Dealer Success Manager Jericho, NY: $131,800 - $150,500 for Dealer Success Manager Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the

A New York–based, full-service broker-dealer and investment bank providing investment banking, brokerage, trading, and capital markets services to institutional and corporate clients. Oversee, administer, and continuously enhance the firm’s Compliance Program across all broker-dealer and investm

The Swap Dealer Advisor will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team. The Swap Dealer Advisor will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance

Your expertise in financial management will directly impact the Swap Dealer's ability to navigate the evolving landscape of cryptocurrency markets, optimize our financial performance, and maintain our reputation as a trusted and reliable partner in the industry. Collaborate with senior management to

SEA, NFA and CME regulatory knowledge surrounding Broker-Dealers and FCM's. Professional experience with both financial and operational activity of a self-clearing broker dealer with a foreign parent and foreign affiliates focused institutional activity. Assist with preparation of FINRA FOCUS Report

RSM is looking for an Assurance Manager to join our Capital Markets practice, which specializes in serving, introducing, and clearing broker dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation.

A broker dealer client offering prime brokerage, global securities financing, correspondent clearing, agency execution, and foreign research distribution services to clients worldwide is seeking a finance professional to support financial reporting, controls, and operational oversight within its U.

The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and decision-making skills with integrity and ownership. The Associate Risk Specialist's primary responsibilities

We are seeking an analyst to support our broker‑dealer client with SEC Rule 15c3‑3 (Customer Protection Rule) reserve and possession/control calculations on a contract basis.

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. Build relationships, prospect new clients, and drive business by promoting Company products/services to potential dealer partner

We are seeking an analyst to support our broker‑dealer client with SEC Rule 15c3‑3 (Customer Protection Rule) reserve and possession/control calculations on a contract basis.

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. They introduce dealers to the company and programs, demonstrating an ability to influence decisions and drive results. Motivated

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. Motivated and entrepreneurial, Dealer Relationship Representatives drive success by achieving and surpassing business goals, mee