Compliance testing jobs in , London - Page 12Create job alerts

About the role: Moneyfarm is looking for a Controls & Monitoring Testing Analyst to support our Risk & Compliance function across Italy and the UK. You will help strengthen our risk framework, deliver compliance monitoring, test key controls, manage incidents, and identify opportunities to automate

Monitoring and auditing the company’s conduct and compliance needs against UK regulatory requirements; leading the development and enhancement of compliance framework including policies, procedures and processes, monitoring programmes and controls; ensuring the firm meets all regulatory obligation

We are Plumb Centre, part of the Wolseley Group - a leading specialist trade merchant across the UK and Ireland.We pride ourselves in putting our people and customers at the heart of everything we do – and best of all, provide opportunities to develop skills and build careers through our award-win

Are you someone that has a wealth of life experience which could help you navigate challenging situations? This could be resilience from raising a family, or the life skills you’ve built up from years of building relationships with those around you.If so, you have the transferrable skills to succe

Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We're hiring Financial Services Contact Centre Agents to join our supportive, fast paced customer service team.Save on commuting costs with only 2 days in the office each week once you have

Shift Pattern - 20 hours Part Time Evenings.If you’re a confident talker who enjoys asking questions and getting to know people, then this could be the role for you.Maybe you have a wealth of life experience and building relationships, or maybe negotiating mealtime meltdowns with your family is a

Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We're hiring Financial Services Contact Centre Agents to join our supportive, fast paced customer service team.Save on commuting costs with only 2 days in the office each week once you have

Where: 3 Capital Quarter, Tyndall Street, Cardiff, CF10 4BZ.Competitive Salary: Starting at £26,116 rising to £26,738 after 8 months, plus an uncapped monthly commission scheme.Online GP: Access to a private GP 24/7 for you and your immediate family.Paid Carer’s Leave: Market-leading carers leav

Following warehouse procedures and safety standards, and reporting noncompliance to the Stores Team Leader. Supporting inspections and sample testing of materials and products and maintaining accurate records of all movements.

This role will offer broad exposure across advisory, surveillance, regulatory change, and compliance program development, working closely with investment and non-investment teams in a fast-paced environment, reporting directly to the Head of Compliance. We’re working with a leading hedge fund that

Working closely with their Global Head of Compliance, the main focus of the work will be on ethics and investigations, regulatory compliance and trade/ export compliance, initially across EMEA, but with the long-term vision of this being a global role. Strong experience across investigations, regula

We are partnering with a leading property management organisation in London who are looking to recruit an additional Customer Services Advisor to join their busy, friendly, and supportive team.This is an excellent opportunity for someone who enjoys helping people, solving problems, and delivering ou

Support the development and maintenance of compliance monitoring plans and assist in preparing insightful reports for senior management. Conduct routine regulatory checks, manage compliance documentation, and track key deadlines to ensure unwavering adherence to rules and policies. Draft, update, an

If you're passionate about compliance and have a strong understanding of AML legislation, this could be the perfect opportunity for you!. In this role, you’ll take ownership of client onboarding, work closely with senior colleagues and ensure general compliance throughout firm-wide processes and p

Reporting into senior leadership, the Chief Compliance Officer will own the firm's global compliance function, setting strategy and overseeing day-to-day execution across all jurisdictions. Set the strategic direction of the global compliance programme, ensuring consistency of standards while accomm

Conduct compliance monitoring, thematic reviews, and maintain compliance systems, procedures, and registers. Promote a strong compliance culture and support the wider Compliance team. Reporting into the Head of Compliance, you will provide second-line compliance oversight of delegated authority and

Holds, or is prepared to undertake, the CISI Level 6 Compliance Diploma (or equivalent compliance qualification) within two years of joining. Eames Consulting are currently supporting an established Wealth Manager looking to appoint a Senior Compliance Advisory Officer into their London office. Deli

We are recruiting for a Compliance Officer to join the Legal, Risk & Compliance (“LR&C”) department. Compile statistics and reports and contribute to compliance monitoring reviews. The Compliance Officer works within the Business Acceptance team and ensures that all new clients and matters are o

Joining a global compliance team of seven already, and with 9 licenses across the globe, you will be managing a graduate compliance office in London and another based in Cyprus. Senior Compliance and Legal Officer. FinTop Consulting has partnered with an institutional broker to assist their expansio

You will advise on global regulatory requirements, strengthen compliance systems, and partner with senior leadership to support strategic growth across multiple jurisdictions. Support implementation of compliance frameworks, including AML/CTF, market abuse, best execution, and conflicts of interest.

Client Relations Assistant / Compliance and Contracts Officer. You will be responsible for managing client documentation, compliance, and partnership agreements, while fostering strong, trust-based relationships.

We are supporting an established, global re/insurance organisation who is seeking a Senior Compliance Assurance Officer to join their Group Compliance function on a 12-month fixed-term contract. The Senior Compliance Assurance Officer will play a key role in assessing and strengthening the effective

At DASI, the role of the Trade Compliance Officer is to work with the Trade Compliance Manager (TCM), and DASI’S third party Customs Brokers, to ensure accurate and timely presentation of all relevant documentation required for Customs clearance on all Inbound Shipments. Possible growth in the rol

OCR is working with an exciting hedge fund seeking an experienced compliance professional to develop and manage the UK compliance programme, while supporting broader trading compliance initiatives across the business. Oversee and enhance the UK compliance framework in line with FCA requirements.

I am partnered with with a global multi-strat hedge fund looking for a senior electronic trading compliance professional to support the Head of Compliance and partner with colleagues globally. This is a high-profile role within the London office, offering exposure to senior management and the opport

We are looking to hire a detail-oriented, collaborative and agile regulatory compliance professional who is able to take the initiative to work closely with internal business, operations and various functional key-stakeholders in Ant International, to support the achievement of business targets and

You’ll be supporting the Head of Compliance with a wide variety of Compliance duties but with a particular focus on assisting with the delivery of the Compliance Monitoring Plan, including executing thematic reviews. As a result, it’s envisaged that this role will develop into a Compliance Manag

The firm is looking for individuals with proven experience in one or more areas of legal compliance, including AML, SRA Accounts Rules, Data Protection and GDPR, complaints, SRA Authorisation and Investigations, Immigration Advice Authority (IAA) compliance, or BSB Authorisation. Providing tailored

Minimum 3 years’ compliance experience within financial services (e. Strong track record of developing and embedding compliance policies. CISI Level 3), with willingness to work towards an advanced compliance qualification.

Providing compliance input into product governance and Consumer Duty. Maintaining compliance registers and documentation. Compliance Officer – Insurance (SME, Property & Casualty Combined).

Relevant qualifications within a compliance role Knowledge of the requirements with external contractor management within compliance, specifically asbestos and water hygiene What you will receive as the Compliance Contract Officer : Hourly rate between £26. As the Compliance Contract Officer you wi