Offres compliance testing à GreenfordCreate job alerts

AES Compliance & Testing Ltd are best known for air tightness testing in the new build sector, we also offer other on-site services including sound insulation testing, ventilation testing, Veritherm and thermography surveys in the residential, non-residential and existing building sector. Kevin H...

Compliance Audit Officer - Controls and Testing. As a Compliance Audit Officer - Controls and Testing. Sharing and discussing control results with Compliance and Business stakeholders and proactively manage challenge.

Monitoring Testing, Regulatory filings, participating in local and global initiatives and other. Assist with developing the annual monitoring and testing plan;.

Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry.Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional test...

Our client is a well known Investment Bank who are looking for someone to manage the Compliance reviews and Testing team on a daily basis. Monitoring Testing, Regulatory filings, participating in local and global initiatives and other. Assist with developing the annual monitoring and testing plan...

Your work will include responding to statutory requests for information under the Freedom of Information Act (2000) and the UK GDPR and Data Protection Act (2018). Educated to degree level – ideally in law or data protection/CIPP.

To enhance a strong Compliance culture and holistic and integrated end-to-end view of all compliance risks. To assist in the development, implementation and review of Compliance policies and procedures. To provide advice and guidance on relevant policies and procedures in relation to the bank’s a...

The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with Compliance regulatory standards and internal policies. The Compliance Risk &...

We have a growing portfolio of clients due to our excellent reputation within the industry and we are seeking to add to our successful team with an experienced Quality, Risk and Audit officer.

Our client is a successful brokerage firm based in the City.

Our Client, a UK Based Private Equity firm specialising in Private Debt and Hedge Funds, are looking for a KYC Specialist to join their lean team of four.

Prominent global private equity firm is seeking a Senior Legal Compliance Officer/Attorney to join their growing team!.Financial services, PE, FCA compliance.Will report to the GC and CCO who sit in the U.Provision of advice concerning regulatory and operational matters and internal policies, whe...

Regulatory Advice: Provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations. Risk Management: Identify and manage regulatory risks, escalate as needed, and support fair treatment and positive client outcomes. Private Client Risk & C...

This position requires an individual with expertise in UK and EU regulations and strong analytical skills to assess compliance impacts, inform internal stakeholders, and support the firm’s strategic responses. Stakeholder Engagement: Communicate regulatory updates to stakeholders across the bank,...

Our client is a well known Investment Bank who are looking for someone to manage the Compliance reviews and Testing team on a daily basis. The VP Compliance Manager is an integral part of the firms ...

Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance ...

Fulfilling the second line of defence mandate with respect to compliance oversight by providing independent assessment, review, testing and validation of compliance related controls operating across ...

On behalf of this organisation, AMS is looking for a Compliance Audit Officer - Controls and Testing for a 12-month contract, based hybrid in London. Purpose of the Role: You will be responsible for ...

As a Compliance Assurance, Monitoring and Testing professional, your role will be pivotal in delivering a risk-based programme of second line compliance for our client's EMEA region. You will be ...

On behalf of this organisation, AMS is looking for a Compliance Audit Officer - Controls and Testing for a 12-month contract, based hybrid in London. Purpose of the Role: You will be responsible for ...

Lead core initiatives, including risk assessments, compliance testing, policy updates, and training sessions. What You'll Bring * Experience : At least 3 years in a second-line financial crime risk ...

Experienced in financial crime compliance testing, sampling, and assuring processes and controls to mitigate financial crime risks CV. Alternatively, call Pritesh Chudasama on for a confidential ...

Ability to draft and maintain fit-for-purpose compliance policies, procedures, and controls, perform targeted compliance testing, and manage regulatory filings We love hearing from anyone inspired to ...

Compliance Validation Testing & Issue Management * Oversee issue resolution from internal/external reviews, collaborating across all defence lines. * Lead CVT activities per the approved plan ...