Are you a business? Hire compliance testing candidates in Beckenham
Monitoring Testing, Regulatory filings, participating in local and global initiatives and other. Assist with developing the annual monitoring and testing plan;.
Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry. Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional tes...
AES Compliance & Testing Ltd are best known for air tightness testing in the new build sector, we also offer other on-site services including sound insulation testing, ventilation testing, Veritherm and thermography surveys in the residential, non-residential and existing building sector. AES Com...
Compliance Audit Officer - Controls and Testing. As a Compliance Audit Officer - Controls and Testing. Detailed knowledge of specific Compliance principles and processes in control testing applicability, testing programmes, controls results and reporting.
Our client is a well known Investment Bank who are looking for someone to manage the Compliance reviews and Testing team on a daily basis. Monitoring Testing, Regulatory filings, participating in local and global initiatives and other. Assist with developing the annual monitoring and testing plan...
LAW Absolute is recruiting on behalf of a prestigious central London University, for an Information Compliance Officer.The University is seeking to appoint on a temporary ongoing basis initially, with potential to transition into a permanent role in the future.Your work will include responding to...
Our client, a leader in the financial services sector, has an exciting opportunity for a highly motivated and enthusiastic self-starter to join their growing, cross-regional Compliance team to deliver specialist support for the operational resilience program. In this role, you will work collabora...
They are looking to hire a Market Surveillance Officer on an FTC basis. Assisting with technical enhancements relating to compliance monitoring surveillance software. Interest in financial markets, data analysis, and compliance.
We have a great new opportunity as a stand-alone Senior Compliance Officer with a specialist Bridging and Buy to Let lender. Own, maintain, develop and review compliance policies, advising management on possible risks. Maintain the compliance monitoring calendar.
Reviewing Client Files - knowledge of KYC and Client Onboarding.
I’m working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. Monitoring & Assurance: Collaborate with Compliance Monitoring to design assurance programs focused on regulatory risks. Policy & Procedure Develop...
Prominent global private equity firm is seeking a Senior Legal Compliance Officer/Attorney to join their growing team!. Working closely with the Chief Compliance Officer on policy maintenance and regulatory initiatives. Financial services, PE, FCA compliance.
Head of Legal and Compliance who is in need of a KYC Specialist to oversee the function as well as participating in broader compliance responsibilities such as SMCR or IFPR. Broader compliance experience would be an asset although not essential.
A leading City-based investment bank is looking for a proactive Regulatory Compliance Officer to join its Regulatory Change team, specialising in horizon scanning.This role focuses on identifying, analysing, and assessing regulatory developments across the UK and EU markets, ensuring the bank sta...
The Outcomes Testing Manager plays a crucial role in the implementation of an effective Compliance Monitoring and Testing Programme, focusing on the end-to-end outcomes that American Express is ...
Our client is a well known Investment Bank who are looking for someone to manage the Compliance reviews and Testing team on a daily basis. The VP Compliance Manager is an integral part of the firms ...
Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance ...
Fulfilling the second line of defence mandate with respect to compliance oversight by providing independent assessment, review, testing and validation of compliance related controls operating across ...
On behalf of this organisation, AMS is looking for a Compliance Audit Officer - Controls and Testing for a 12-month contract, based hybrid in London. Purpose of the Role: You will be responsible for ...
As a Compliance Assurance, Monitoring and Testing professional, your role will be pivotal in delivering a risk-based programme of second line compliance for our client's EMEA region. You will be ...
Lead core initiatives, including risk assessments, compliance testing, policy updates, and training sessions. What You'll Bring * Experience : At least 3 years in a second-line financial crime risk ...
Experienced in financial crime compliance testing, sampling, and assuring processes and controls to mitigate financial crime risks CV. Alternatively, call Pritesh Chudasama on for a confidential ...
Ability to draft and maintain fit-for-purpose compliance policies, procedures, and controls, perform targeted compliance testing, and manage regulatory filings We love hearing from anyone inspired to ...
