Senior Compliance Advisor - FCA
1 month ago
Sevenoaks
Our client, a leading business in the Financial Services industry is seeking a Senior Compliance Advisor to join their team on a full-time, permanent basis. Due to an exciting period of growth and change, our client is looking to add a Senior Compliance Advisor to the department, where you will be responsible for supporting on all matters of compliance advisory, providing solutions-based support to the business whilst advising on regulatory matters. The successful candidate must have a background and experience in consumer lending, the Consumer Credit Act and Consumer Duty regulations. Due to the location of the office candidates will be required to drive / have access to a vehicle. Key Responsibilities: • Provide compliance advice and guidance to the business in relation to all matters of regulatory compliance, particularly consumer credit, consumer duty and the FCA handbook, • Act as the first point of escalation for any compliancerelated queries, • Lead on regulatory change implementation across the business, providing critical compliance advice on required changes, • Develop and deliver inperson compliance training, • Ensure all compliance policies are maintained and updated accordingly, • Escalate any compliance issues or risks to senior management when required, • Ensure you are regularly updating your FCA handbook knowledge and regulatory requirements Key Experience: • Minimum of 5 years’ experience in Compliance within an FCA environment, • Solid knowledge of FCA regulations and requirements, • Solid understanding of Consumer Credit and Consumer Duty principles, • Confident acting as an escalation point for any compliancerelated queries, • Highlevel of accuracy and attention to detail at all times, • Proven experience writing detailed policies and procedures, regulatory updates and breach reports, • Excellent communicator, confident liaising with colleagues and clients of all levels across the business, • Ability to work both independently and as part of the wider team This is an excellent opportunity for an experienced Senior Compliance Advisor to join a market-leading firm who are experiencing an exciting period of change. CVs are being reviewed, so please apply now for immediate consideration