Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for purpose Compliance Frameworks, Policies & Procedu...
Waterhouse-Kern Associates are excited to be working with an exciting Consultancy who work with exceptional entrepreneurs, ambitious Fintechs and successful financial services firms to combine their expertise with their passion for innovation. They provide high-quality strategic advisory services...
You will have good experience in corporate/financial crime and/or regulatory enforcement, ideally with experience of advising corporates in relation to large scale investigations and prosecutions
Financial Crime Operation Manager - £400- £500 per day outside ir35 - 6 - 12 months (extension possible) - Cardiff - Highly hybrid working - Sector: Finance Yolk recruitment is recruiting for a ...
Our Business Crime & Regulatory Investigations Team advises corporates, and their boards and directors, on business-critical issues concerning corporate/financial crime and regulatory enforcement
Award winning Wealth management client is looking for a Financial Crime Analyst, and the hybrid role with 2 days in Bath, comes with a salary of up to £50,000 p/a and excellent benefits (bonus, 34 ...
Are you a Corporate Crime Regulatory Senior Associate 4+ years PQE looking to focus on corporate crime, financial crime and regulatory enforcement work? If so, this prominent team in Bristol would ...
Provide 2nd line oversight and assurance over 1st line financial crime and compliance related activity * Take a proactive and pragmatic delivery of Financial Crime and Compliance advice and guidance
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Provision of Compliance and Financial Crime expertise to support the change agenda, in particular through delivery of new products and processes * Analysis of legislative and regulatory change to ...
You will provide a steer on file quality, facilitate process improvements, and manage team performance, development and progress reporting to the Financial Crime & Payment Operations (FCPO) Manager
Knowledge and experience of Compliance (including financial crime) systems, controls, and frameworks *A proven track record of providing financial crime and compliance oversight, project support
Experience in one or more of the Line 2 risk disciplines (Risk Management, Compliance, Anti-Financial Crime, DPO) * At least 2 years relevant experience in risk management (in either Line 1 or Line ...
Financial crime prevention: Liaise with Compliance team on 1st line transaction monitoring. The successful candidate will possess: * Previous experience within a compliance or Quality control ...
Providing support in monitoring effective systems and controls to counter money laundering or financial crime risks * Maintaining accurate, up to date and detailed compliance records and registers
Knowledge of financial crime guidance and procedures Desirable: * Equity Release qualification * Financial Protection qualification (CII R05) Additional details of exceptional aspects of the demands ...
... criminal record check. The accuracy of all information you submit as part of your application is vital and may be used as part of the background checking process should you be successful.
As a Financial Advisor, you will be reviewing their life insurance, savings, retirement and ... The business is regulated by the FCA, therefore they will complete an in-depth credit and criminal ...
Financial * Revenue growth * Gross margin contribution * Net margin contribution * Profit ... This post is subject to a satisfactory criminal records check and satisfactory references
You will be subject to a BPSS check (including a criminal record check) Travel Required: Occasional ... Financial Reward: Competitive salary, annual profit share, contributory pension, sh... ZIPC1_UKTJ
We would like to engage with fully qualified lawyers that have a general commercial litigation background and if you have financial services litigation or white collar crime experience it would be a ...
... crime, corruption, human trafficking, safeguarding threats, animal cruelty, fraud and more ... Supportive of your financial future with their Share Options (EMI) scheme * Take advantage of 25 ...