Compliance specialist jobs in Port Chester, NYCreate job alerts

The Trade Compliance Specialist is an experienced professional responsible for ensuring compliance with U. Support the Trade Compliance Manager with compliance audits and special projects. Daily Trade Compliance Operations.

Ensures that methods used in accounting, budgeting, auditing and analysis are consistent with college, county and SUNY policies and procedures and in compliance with regulatory standards;.

D Aceto Services LLC is seeking a motivated and detail-oriented Entry-Level Data Analyst to join our team.In this remote position, you will work closely with various departments to analyze data, generate insights, and support decision-making processes.This is a fantastic opportunity for individua...

The company is a leader in the construction industry, specializing in complex and large-scale projects in the municipal and private sector.With a reputation for delivering high-quality water and wastewater management solutions, they are committed to providing innovative and sustainable constructi...

The ideal Construction Project Manager for this position is an experienced construction professional who is responsible for overseeing all aspects of the building process through completion.This Westchester-based GC has a strong reputation in the area.They specialize in various commercial sectors...

Location: Stamford, ConnecticutJob Type: ContractCompensation Range: $50.We are looking for a talented and experienced Creative Project Manager to join the creative team of our Fortune 500 client and help drive projects from concept to completion.The Creative Project Manager will oversee and mana...

Develop and implement strategies for purchasing, sourcing, and manufacturing that align with our vision of enhancing operational efficiency while minimizing costs.Lead and cultivate a high-performing team, while fostering an innovative and collaborative culture.The Organization is one of the larg...

Location: Stamford, ConnecticutJob Type: ContractCompensation Range: $50.We are looking for a talented and experienced Creative Project Manager to join the creative team of our Fortune 500 client and help drive projects from concept to completion.The Creative Project Manager will oversee and mana...

Ensure compliance with all relevant financial regulations, industry standards, and internal controls.

Engage the Compliance/Legal team to identify the parameters of programmatic solutions to new/existing regulatory requirements. Excellent health and welfare benefits, including medical, dental, specialist and in-patient.

The chance to build out an industry leading compliance program from the ground up.

Capital is powering the world’s alternative investment marketplace.Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.Capital servic...

Oversee project teams, client communications, and ensure compliance with regulations while delivering successful projects. Ensure compliance with all local building codes, safety regulations, and industry standards.

Assist in drafting business specifications to create and improve surveillance and compliance tools. Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment. Interactive Brokers is looking for a motivated IT audit, risk, or compliance profe...

Ensure compliance with safety regulations and promote a safe work environment on-site.

Familiarity with maintaining, configuring and using Governance, Risk & Compliance (GRC) tools – knowledge of Service Now as a GRC tool is a bonus.

Billion Greenwich Alternative Asset Manager Seeks a Middle Office Operations Associate (Credit Products).Reporting to the Head of Strategic Finance; Supporting the Trading Desk.Manage All Third Party Vendors for Investment Team & PM's.Exposure to Credit Products a Must- Credit Derivatives – IRS, ...

Project Manager (Climate Change and Retrofit).We are looking for a highly motivated and proactive Project Manager with a strong architectural background in housing retrofit to join our Housing Energy and Sustainability team.This role offers a significant opportunity to make valuable changes to ex...

Enhance second line of defense compliance governance and credible challenge processes utilizing strategic thought leadership to evolve compliance oversight of credit bureau processes; additional process coverage responsibilities as identified by leadership. The VP, Compliance Manager Credit Burea...

Assisting in conducting compliance training sessions for clients’ employees. Experience assisting with the development or monitoring of compliance programs. Assisting with annual compliance reviews, mock audits and SEC examinations.

Business Analyst - Chat Messaging CX Product Team.IntePros is seeking a Business Analyst with expertise in customer experience and digital servicing to support a Chat Messaging Product Team.This role will focus on defining and documenting business requirements (BRDs) for chat enhancements, ensuri...

Assisting with annual compliance reviews, mock audits and SEC examinations. Conducting compliance testing, including electronic communications reviews. Assisting with the onboarding and monitoring of compliance software platforms for clients.

Must have experience with Microsoft compliance products.

Billion Greenwich Alternative Asset Manager Seeks a Middle Office Operations Associate (Credit Products).Reporting to the Head of Strategic Finance; Supporting the Trading Desk.Manage All Third Party Vendors for Investment Team & PM's.Exposure to Credit Products a Must- Credit Derivatives – IRS, ...

Billion Greenwich Alternative Asset Manager Seeks a Middle Office Operations Associate (Credit Products).Reporting to the Head of Strategic Finance; Supporting the Trading Desk.Manage All Third Party Vendors for Investment Team & PM's.Exposure to Credit Products a Must- Credit Derivatives – IRS, ...

Compliance Analyst – Top Private Equity/Credit Firm (CT). Chief Compliance Officer (CCO). SEC regulations, investment adviser compliance, and regulatory filings.

Compliance Analyst – Top Private Equity/Credit Firm (CT). Chief Compliance Officer (CCO). SEC regulations, investment adviser compliance, and regulatory filings.

Bachelor's degree and five years of compliance or risk management experience in a banking or financial services industry; or in lieu of degree, 10+ years of compliance or risk management experience in a banking or financial services industry. Enhance second line of defense compliance governance a...

The success of any relationship is based upon honesty, open communication and integrity.The relationships built at Detail Renovations are constructed upon that very foundation.The livable works of art we create in partnership with our clients, industry leading architects and interior designers an...

Location: Stamford, ConnecticutJob Type: ContractCompensation Range: $50.We are looking for a talented and experienced Creative Project Manager to join the creative team of our Fortune 500 client and help drive projects from concept to completion.The Creative Project Manager will oversee and mana...

Assisting with annual compliance reviews, mock audits and SEC examinations. Conducting compliance testing, including electronic communications reviews. Assisting with the onboarding and monitoring of compliance software platforms for clients.

The success of any relationship is based upon honesty, open communication and integrity.The relationships built at Detail Renovations are constructed upon that very foundation.The livable works of art we create in partnership with our clients, industry leading architects and interior designers an...

Are you a passionate problem solver? Do you act with integrity and hold yourself and others to the highest standard? If the answer is, Yes! then we have an opportunity that will impress you.Who are we? We are ARCO, a Family of Construction Companies!.We are looking for a highly motivated Entry-Le...

Job Title: Project Manager III.Location: Stamford, CT - 06902.Manages the entire project lifecycle from definition through implementation.Accountable for meeting agreed-upon scope, cost, schedule, and quality measures.Develops project plans and drives project milestones.Establishes effective comm...

Assist Store Manager in leading and managing adherence to Standard Operating Procedures (SOP's) and Company programs to ensure compliance to applicable laws and requirements; ensure execution of Company policies and standards; hold team accountable for store conditions and results.

Responsibilities include the development, implementation, and management of a vehicle/equipment preventive maintenance program; overseeing and approving new vehicle specifications; decommission of vehicles; acquisition of new vehicles; overseeing DOT compliance/reporting as related to the fleet; ...

The APM will be responsible for assisting in project administration, tracking progress, and ensuring compliance with project specifications. Monitor project progress and perform quality control checks to ensure compliance with project specifications and industry standards.

Participate in weekly Compliance Committee meetings. Keep abreast of legal and regulatory developments and compliance best practices. Strong understanding of hedge fund legal and compliance issues and reporting requirements.

Implements construction projects in compliance with the WPH process including regulatory submissions, budgets, schedules, the design process, construction process, quality control, and adherence to project specifications and drawings. With the guidance of senior department leadership, assures com...

Uncontractor! A premier home improvement company that delivers the customer experience every homeowner truly deserves.Good Housekeeping’s 2023 Home Renovation Awards! As such, we’re expanding nationally and looking for a Project Manager.Scroll down for our benefits and compensation package!**.We

PARTNER offers full-service engineering, environmental and energy consulting, and design services throughout the Americas, Europe, and around the globe.As a leading firm in the Commercial Real Estate (CRE) industry, we have 1200+ employees in more than 40 offices.We want to be the best home for t...

You will own the compliance function, building out the compliance program from scratch. Work with the software developer to approve compliance related systems. Chief Compliance Officer (CCO).

Monitoring and following up on all Compliance Helpline calls and compliance inquiries from all sources from within and outside the agency. Chairing the Staff Compliance Committee and serves as the agency liaison to and is a member of the BOD Compliance Committee. Overseeing efforts to educate emp...

Partner with data mar-tech on data management and integrity, including lead list imports, database maintenance, field updates, deliverability, and compliance.

Our client, a recently founded private equity firm is seeking a Compliance Officer to build and manage the firm's compliance program. Draft compliance policies and procedures and advise senior leadership on compliance issues. Understanding of key regulatory frameworks applicable to the business, ...

Project - Rule Mapping //Hybrid.This is an opportunity for a driven Business Analyst/ Jr.Project Manager to join NatWest Markets and deliver our goals on time, within budget and to the highest quality.You'll be joining an innovative and inclusive culture where you'll have access to fantastic deve...

Based in our Greenwich, CT office, the Billing Operations Specialist is responsible for NCAM ... Manage internal control infrastructure to ensure compliance with Sarbanes-Oxley (includes ...

... our Food Safety Specialists do? The primary purpose of this role is to support our hotel ... Ensuring compliance with regulations * Maintaining documentation and records * Ability and desire ...