Compliance assistant jobs in WallingtonCreate job alerts

Proven experience as an Executive Assistant or Administrative assistant, preferably in Risk, Compliance and Lending areas. Ensuring compliance with all applicable policies, operating procedures and internal controls. To deputise to the other Executive Assistants in their absence or as required.

They are looking for a Graduate Compliance Assistant to join their team. Graduate) Compliance Assistant | Global Investment Specialist | £30,000 -£40,000 | London and 5 Days in Office We are working with a global investment specialist that provides specialized financial services to its clients. Y...

The primary role of the Compliance Assistant, is managing the intake, handling, and storage of documentation for company and project related documents and its management system, alongside supporting operational Compliance activities including internal audits. The primary role of the Compliance As...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. Performs compliance controls testing, transactional testing, or c

Graduate) Compliance Assistant | Global Investment Specialist | £30,000 -£40,000 | London and 5 Days in Office. They are looking for a Graduate Compliance Assistant to join their team. Liaising with outside council, obtaining advice on Compliance and Legal matters.

Allica is the UK’s fastest growing company - and the fastest-growing financial technology (Fintech) firm ever.Our purpose is to help established SMEs, one of the last major underserved opportunities in fintech.Established SMEs are the backbone of local communities - representing over a third o

A prestigious UK Law Firm is hiring for a Compliance Assistant in London. Liaise with fee earners to facilitate the undertaking of compliance procedures (eg central record maintenance, file audits, non-compliance reviews). You will work closely with firm-wide staff to ensure enquiries are dealt w...

Maintain designed Compliance Registers to ensure regulatory compliance and support monthly reporting. Minimum 2 years’ experience in a Compliance function with minimum one year supervisory experience. Complete thematic review tasks as assigned through Compliance Monitoring Programme (CMP).

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. Performs compliance controls testing, transactional testing, or c

The primary role of the Compliance Assistant, is managing the intake, handling, and storage of documentation for company and project related documents and its management system, alongside supporting operational Compliance activities including internal audits. The primary role of the Compliance

This includes a proactive Risk & Compliance advisory service that supports the UK R&C Team, Money Laundering Compliance Officer and Compliance & Nominated Officers. Assistant Manager - Risk and Compliance. Develop and implement robust training programmes aimed at enhancing the organisat

Liaise with fee earners to facilitate the undertaking of compliance procedures (eg central record maintenance, file audits, non-compliance reviews). A prestigious UK Law Firm is hiring for a Compliance Assistant in London. The core function of this role will be to support Senior Compliance profes...

Graduate) Compliance Assistant | Global Investment Specialist | £30,000 -£40,000 | London and 5 Days in Office. They are looking for a Graduate Compliance Assistant to join their team. Liaising with outside council, obtaining advice on Compliance and Legal matters.

Deliver training programs focused on risk and compliance * Assist in reviewing and managing AML and counter-terrorism financing measures, including acting as an independent auditor for these ...

... compliance. * Assist with FP&A duties including commercial budgeting, forecasting and reporting * Ensure efficient office operations by developing and implementing organisational policies and ...

Compliance training * Assist with marketing presentations review * Assist with AML and deal due diligence support * Monitor regulatory sanctions and implement where appropriate. * Monitor company ...

Seeking a HR and Compliance professional to support the Managing Director and wider team within a ... This is a fabulous opportunity for somebody who has worked at Assistant level, to step up and gain ...

Residential Conveyancing Legal Assistant/Paralegal Location: New Malden Salary: £34,500 Contract ... Familiarity with compliance regulations and legal systems is an advantage. In return, we offer a ...

Personal Assistant/Analyst - Private Family Office Knightsbridge and Henley-On-Thames. Salary ... Supporting private office finance and reporting, reviewing and processing legal and compliance ...

Becoming familiar with compliance and regulations to ensure that the necessary processes and ...  * Assist and support the team with day-to-day duties. Requirements * Previous experience in a ...

Risk & Compliance Paralegal An excellent opportunity has arisen for a Paralegal to join the risk ... Some experience working in a law firm, ideally as a Paralegal, but potentially as a Legal Assistant ...

Compliance Responsibility for the Health & Safety aspects of all activities that occur in your ... The completion of regular health and safety checks, * Assist with the Evacuation Management plan ...

... CCO/Compliance, and Payments, as well as ESG. We are looking for a proactive and innovative ... assist with marketing, pitching and candidate management. Senior Associates provide support in the ...

As Assistant General Manager, you'll help create and oversee a flagship project that sets new ... Oversee daily operations, ensuring efficiency, compliance, and high standards. * Drive leasing ...