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The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. Key Responsibilities of the Compliance Monitoring Officer:.

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. Conduct risk assessments and compliance audits to identify and evaluate potential compliance risks. Champion bes...

Prior compliance experience within a general insurance or related financial services environment. This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver an...

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a ...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Are you a detail-oriented professional with a passion for compliance a...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Prior compliance experience within a general insurance or related financial services environment. This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver an...

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. Educated Appointments are proud to be working in partnership with a highly respected and...

Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions.

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Ensure compliance information is cascaded down to all operational staff, whilst ensuring compliance is also covered appropria...

Group Chief Risk and Compliance Officer. Group Chief Risk and Compliance Officer (SMF16/SMF4). Lead, develop, and implement the Group’s risk and compliance frameworks in line with FCA regulations and industry best practices.

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Lead and oversee all aspects of higher education compliance, ensuring ...

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...

We are looking to appoint an experienced financial services Compliance Officer to maintain and develop an effective conduct and regulatory risk framework to ensure that the Arbuthnot Latham (AL) Group (Core and Subsidiaries) operates in compliance with all regulatory requirements. Ideally qualifi...

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Be a resource to business group...

Manage the structure of, and compliance with, the organisation's equipment calibration register. Own and maintain compliance documentation, including procedures, work instructions, control plans, and risk assessments. Plan, execute, and report on internal audits across departments to verify compl...

As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm. Compliance Officer (Generalist) – Hedge Fund - Lo...

Driver Trainer and Compliance Officer. Are you an experienced and qualified Driver Trainer and Compliance Officer? If so, we would love to hear from you!. Staffline is recruiting a Driver Trainer and Compliance Officer in.

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Job Title: Quality and Compliance Officer.

As a Senior Compliance Officer in the Right to Work team, you’ll play a vital role in ensuring the firm’s compliance with UK immigration legislation and Home Office requirements. Why Join KPMG as a Senior Compliance Officer?. Partnering with the Immigration team to support visa applications and

Job Title: Quality and Compliance Officer.

Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. COMPLIANCE OFFICER – MANUFACTURING. Deliver compliance training to ensure awareness and adherence among staff.

Job Title: Quality and Compliance Officer.

We're Hiring: Compliance Officer | Specialist Financial Services. If you're detail-oriented, proactive, and looking for the next step in your compliance career — this could be the role for you. This is a fantastic opportunity to work in a specialist financial services business where compliance pl...

We are seeking an immediately available Compliance Officer for a brilliant 12 month opportunity within a progressive organisation who are experiencing continued success! This role will be responsible for monitoring, providing compliance support and advice to the business on a wide range of compli...

Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Provide compliance a...

We are seeking an immediately available Compliance Officer for a brilliant 12 month opportunity within a progressive organisation who are experiencing continued success!. This role will be responsible for monitoring, providing compliance support and advice to the business on a wide range of compl...

They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm. As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. Compliance Officer (Generalist) – Hedge Fund - Lo...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. The firm is expanding its UK op...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

As a Senior Compliance Officer in the Right to Work team, you’ll play a vital role in ensuring the firm’s compliance with UK immigration legislation and Home Office requirements. Why Join KPMG as a Senior Compliance Officer?. Experience in a compliance or regulatory role, ideally within a profes

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. Key Responsibilities of the Compliance Monitoring Officer:.

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. Educated Appointments are proud to be working in partnership with a highly respected and...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Be a resource to business group...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Horizon Scanning for any new or updated regulation and assessing any potential impact on both Saltus and our clients Requirements: - Level 4 Diploma Qualified in Regulate...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

We’re Hiring: Part-Time Compliance Officer (2 Days/Week) 100% remote within the UK Location: 100% remote within the UK Sector: Cloud-Native Hydrocarbon Data Management Contract: Part-Time, 2 Days/Week As we expand our global footprint, we’re seeking a proactive and experienced Compliance Officer