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Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Job Title: Regulation 44 Visitor.Remote-based with regional travel.We are currently recruiting for a committed and experienced.

Lutine Bell are currently supporting a Global Investment Manager looking to appoint a Senior Compliance Officer, reporting directly into the Head of Compliance. Conduct the Compliance Monitoring programme covering the Firm’s regulated business. Provide sound advice proactively on asset management...

The postholder will:Carry out risk-based second line assurance activities, including:Delivery of the Compliance Monitoring Plan Feedback to the 1st line on the Consumer Duty Management Pack, Compliance oversight and input to the annual Board Consumer Duty reportAct as the primary point of contact...

We are working with an accomplished law firm to hire an AML Officer to join their expanding corporate team in Lincolnshire. In this role, you’ll play a key part in ensuring the firm's AML processes run smoothly and effectively, supporting the MLRO while driving improvements in risk management and...

This is a fantastic opportunity to join a a leading crypto exchange and MiFID II regulated Trading Venue in Europe, offering cryptocurrency derivatives! Your mission As a Senior Core Compliance Officer, your role will be to support the business and day to day operations by undertaking Compliance ...

We are working with an accomplished law firm to hire an AML Officer to join their expanding corporate team in London. In this role, you’ll play a key part in ensuring the firm's AML processes run smoothly and effectively, supporting the MLRO while driving improvements in risk management and compl...

About the role An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer to join Recognise Bank and support the delivery of our compliance agenda, ensuring we operate within the legal and regulatory frameworks set by the FCA, PRA, and other governing bodies. You’ll s...

My client, a global law firm, is actively recruiting for a Legal Risk & Compliance professional to join them on a permanent basis in their London office - working as their new Risk & Compliance Officer. The Risk & Compliance department for the firm is led by the London based Risk & Compliance Par...

Foster a compliance-driven culture by promoting awareness of compliance policies and the importance of ethical conduct. Senior Compliance Officer and MLRO. Audit, amend and lead the ongoing development and execution of the Compliance framework to meet all regulatory requirements.

PLEASE ONLY APPLY IF YOU HAVE THE RELEVANT INSURANCE COMPLIANCE EXPERIENCE) About the Role The Compliance Officer will be responsible for managing and maintaining various compliance functions within the company. In this role the Compliance Officer will provide the UK Head of Compliance with suppo...

An exceptional opportunity has arisen for a Compliance Officer within an International law firm in London. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional...

Key Responsibilities: Execute and manage the Compliance Monitoring Programme across all regulated business activities, including: Monitoring regulatory developments Oversight of portfolio management and trading practices Reviewing market abuse controls and maintaining restricted lists Communicati...

Job Title: Senior Compliance Officer. Reviewing, updating, and implementing new procedures/practices to ensure compliance with regulatory changes / developments. Maintaining accurate records of compliance-related activities, including audits, training, and reporting.

This critical hire offers an exciting opportunity to oversee compliance in a dynamic and fast paced environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the business. Experience/Skills/Qualifications: Previously operated as a Co...

We’re excited to be partnering with a leading international law firm in their search for a Risk & Compliance Officer to join their highly respected London-based team. VIEW FULL JOB DESCRIPTION: Risk & Compliance Officer | International Law Firm | London (EC2N) | £40k-£45k | Hybrid Working. Worki

Key Responsibilities: Operate as part of the 2nd line Compliance function, supporting a culture of regulatory integrity and client-centric outcomes Deliver expert regulatory guidance and support across all business functions Manage and respond to data protection requests, including Data Subject A...

Our Client is a well established CFD and Forex trading house looking for a new compliance leader.

VIEW FULL JOB DESCRIPTION: Risk & Compliance Officer | International Law Firm | London (EC2N) | £40k-£45k | Hybrid Working We’re excited to be partnering with a leading international law firm in their search for a Risk & Compliance Officer to join their highly respected London-based team

Risk & Compliance Officer – Financial Services (Mortgage Sector). You’ll join a small but highly capable Risk & Compliance function at a firm where you can make a real impact. You’ll have broad exposure to regulatory risk, compliance, and resilience frameworks, and the opportunity to develop p

ComplianceJobs InsuranceCompliance InterimCCO LondonJobs InsuranceLeadership ContractRoles LloydsMarket Governance HiringNow SeniorCompliance. Im recruiting for an interim Chief Compliance Officer to join a leading insurance business on a 6-month contract. What’s Required: Proven compliance leade...

MIS & Funding Compliance Officer. We are looking for the next wonderful individual to join our team of MIS & Funding Compliance Officer, supporting learners through our range of groundbreaking apprenticeship programmes. Support the Head of MIS and Compliance in ensuring that the NCE/NCLM/PP (Capt...

Key Responsibilities of the Compliance Monitoring Officer: Conduct compliance monitoring activities following established methodologies Draft reports and propose proportionate recommendations to address identified risks Collaborate with stakeholders to manage compliance risks and implement approp...

Responsibilities Supporting the compliance team on managing day-to-day compliance processes Advising on global regulatory matters, spanning the FCA and SEC Developing and running the compliance monitoring program Updating and maintaining policies and procedures Providing guidance to investment pr...

This Compliance Officer is a genuinely broad compliance role in a firm known for its inclusive, collaborative culture and strong global platform. Compliance Officer (Generalist) – £100k + Benefits – Investment Office (London). Compliance Officer Key Responsibilities:.

Compliance Officer – Compliance Advisory Team Location: London, UK Department: Compliance – Advisory Reporting to: Head of Compliance Advisory Jurisdictional Coverage: UK Are you an experienced compliance professional with a strong understanding of financial regulations and a keen eye for detail

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Conflicts experience to join them on an initial 12m FTC basis in their London office – working as their Senior Compliance Officer. As the successful Senior Compliance Officer, you’ll be responsible for (but not limited to) the following:. Ensuring Compliance Officers apply a consistent approach

Our client, a prestigious international law firm, is seeking a risk & compliance officer to join its London-based team. The role forms part of a collaborative, globally connected compliance function that supports the business across a range of regulatory and risk matters. This position involves

Our client is seeking an experienced Compliance Manager to support their global compliance function. Reporting to the Chief Compliance Officer based in London, you will play a key role in ensuring the firm remains fully compliant with all relevant regulations (excluding financial regulations). Ma...

We are working with an accomplished law firm to hire an AML Officer to join their expanding corporate team in Lincolnshire. In this role, you’ll play a key part in ensuring the firms AML processes run smoothly and effectively, supporting the MLRO while driving improvements in risk management and ...

We are looking for a new part time team member to serve as Compliance Director, hold SMF16/Compliance Oversight and SMF17/MLRO roles and support us as we grow. You must have had direct experience of working within a compliance function, either in a compliance consultancy, investment management or...

Responsibilities will include but not be limited to: Monthly Compliance monitoring (best ex and allocation) Review of fin pro and cross-border distribution material (marketing material) Regulatory reporting FCA and SEC Review and update compliance manual, policies and procedures Development and d...

Seeking a Senior Compliance Monitoring Analyst to oversee compliance monitoring, conduct reviews, and report findings. Manage and deliver compliance monitoring activities. Perform comprehensive compliance reviews across business divisions.

Compliance Officer Key Responsibilities: Provide advice and guidance on UK and EU regulatory frameworks, including MiFID II, AIFMD, Market Abuse Regulation, and other relevant regimes Contribute to internal compliance monitoring, regulatory reporting, and policy development Play a key role in fin...

Seeking a Senior Compliance Monitoring Analyst to oversee compliance monitoring, conduct reviews, and report findings. Perform comprehensive compliance reviews across business divisions. Monitor compliance progress and report to management.

Our client, a prestigious international law firm, is seeking a risk & compliance officer to join its London-based team. The role forms part of a collaborative, globally connected compliance function that supports the business across a range of regulatory and risk matters. This position involves p...

We are working with a well-regarded law firm to recruit a Risk & Compliance Officer to join their team in Royal Leamington Spa. Some of the responsibilities will include: Conducting audits of policies, procedures and case files across all offices Reporting findings and recommending improvements

An international law firm headquartered in London is looking to appoint a Compliance Officer to its growing Business Acceptance team. Proficient with compliance tools and data platforms (e. Join a high-performing, collaborative team in a firm with a strong compliance culture.

Assessment of client files to ensure compliance with regulations and company standards. Ideally you will need to be CeMap qualified (or willing to work towards it) and have experience within the mortgage compliance environment. Due to continued growth, they are looking to expand their compliance ...

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Compliance Assurance Officer - York. Benenden Health has exciting opportunities within in its Governance and Assurance team for a Compliance Assurance Officer. Delivery of the Compliance Monitoring Plan.

They're now looking for a Legal and Compliance Officer to take ownership of contract negotiations and support key compliance processes across the business. Legal and Compliance Officer - Hybrid (Edinburgh). Support or lead ISO27001 and ISO9001 compliance activities, including audits and documenta...

Compliance Officer - Global Banking Group A global financial services organisation is seeking a talented Compliance Officer to support its Regulatory Compliance team across the UK, Europe, and Asia Pacific. You’ll work closely with compliance leaders to implement strategic initiatives, monitor