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Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Collaborate closely with stakeholders across ECT to identify and addre...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. Conduct risk assessments and compliance audits to identify and evaluate potential compliance risks. Champion bes...

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Collaborate closely with stakeholders across ECT to identify and addre...

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Ensure compliance information is cascaded down to all operational staff, whilst ensuring compliance is also covered appropria...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Compliance Reviews &...

An excellent opportunity has arisen to work for our established client in High Wycombe as a Compliance Officer. Benefits: 21 days holiday bank holidays, birthday day off, life assurance, pension, study certifications As the Compliance Officer, you will be responsible for: Assess trainers against ...

Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Be a resource to business group...

Role Overview: As Compliance Officer, you will play a pivotal role in maintaining and enhancing the companys regulatory compliance framework. Key Responsibilities: Ensure compliance with all relevant legal, environmental, health & safety, and quality standards (e. Monitor and report on compliance...

We're Hiring: Compliance Officer | Specialist Financial Services. If you're detail-oriented, proactive, and looking for the next step in your compliance career — this could be the role for you. Assist in the execution of the compliance monitoring programme.

As a Compliance Officer, you will report to the Compliance Manager and play a vital role in overseeing key governance controls, supporting business units, and ensuring compliance with various regulations. Are you passionate about governance, risk management, and data protection? Do you have an ey...

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. Educated Appointments are proud to be working in partnership with a highly respected and...

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. Chief Compliance Officer SMF16/17. Registered Compliance Officer and MLRO.

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. Stay updated on industry trends to enhance compliance programs.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues - Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) - Creating new, and revise existing, policies and procedur...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Housing Disrepair Lawyer or Legal Officer.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Monitor compliance with FCA regulatory requirements, especially. Maintain and review internal compliance documentation (policies, procedures, registers). Help prepare Board and Risk Committee packs and compliance reports.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

We’re Hiring: Support Worker – Epsom, Surrey 🌟.Manual UK driving licence essential (service vehicle provided).Looking to make a real impact in people’s lives? Whether you're already working in social care or exploring a new, meaningful career path—this is your chance to join a supportive,

ABOUT THIS OPPORTUNITY We have an exciting opportunity for an experienced data protection and compliance professional to join our central Head Office team in East Croydon. The Data Protection Compliance Manager role is key to the Federation, as it helps facilitate and assure the organisations abi...

Strong understanding of compliance frameworks, systems, and operational controls. Opportunity to work on meaningful international projects and shape the compliance function. Job Title: Compliance Project Manager.

Information Security Assurance Officer A financial institution in London is looking for an experienced Information Security Assurance Officer (ISAO) to join their Risk team.

Our client, a highly respected and reputable recognised membership organisation within the construction and roofing sector, is currently seeking a Compliance Manager to lead quality assurance and compliance for their Competent Person Scheme. As Compliance Manager, you will:. Create and implement ...

Develop and execute an audit plan covering key FCA risk areas and conduct independent Compliance and Operational audits. Report compliance status, findings, and recommendations to senior management, the Board, and the Audit Committee. Conduct regular and ad-hoc audits of ARs to ensure regulatory ...

Our client, a highly respected and reputable recognised membership organisation within the construction and roofing sector, is currently seeking a Compliance Manager to lead quality assurance and compliance for their Competent Person Scheme. Develop and maintain technical compliance policies alig...

Maintain, update, and monitor compliance standards including written policies and procedures. Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of compliance. Maintain knowledge of regulatory developments and...

Although the role title reflects a compliance function, the successful candidate will be working hands-on across quantity surveying, contracts administration, and commercial compliance tasks — with particular emphasis on managing documentation, supporting procurement, and ensuring that vendor eng...

Your core focus will be to develop, communicate, train and enforce/ensure compliance with internal and regulatory requirements in our Scottish offices. Periodic review of compliance with AML / KYC processes. Assisting with iCompliance helpdesk queries in relation to technical matters.

Experience in governance, risk, compliance, or related sectors.

Conduct information security, information system, and compliance-based risk assessments, evaluate responses and recommend risk treatment actions. Demonstratable experience in an Information Security, IT Governance, Risk and Compliance based role, including maintaining and continually improving an...

Quality Assurance & Compliance Manager. Proven experience in quality assurance, compliance, or HSEQ within construction or housebuilding. Strong working knowledge of ISO frameworks, audit processes, and regulatory compliance.

Housing Standards Enforcement Officer. A local authority client of mine, based in the West of England are seeking an experienced Housing Enforcement Officer to join their team for 6 months with a potential likelihood of extension.

As a global organisation committed to innovation and excellence, we are now investing further in our QA Compliance department and seeking a driven QA Compliance Manager to join our expanding team. Are you an experienced Quality Assurance professional with a proven track record in product complian...

Strong understanding of compliance frameworks, systems, and operational controls. Opportunity to work on meaningful international projects and shape the compliance function. Job Title: Compliance Project Manager.

Maintaining compliance with the company's management systems and support compliance with environmental permits or licenses. Working closely with the Plant Manager and site team, you'll support the development of the plant to maintain high productivity whilst ensuring a no compromise approach with...

Take the lead on the day-to-day compliance operations. Strong compliance experience within an IFA/wealth management environment. Experience writing compliance reports and interpreting MI.