Are you a business? Hire compliance officer candidates in Slough
We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. This critical role will be responsible for leading our global risk management...
The MLRO/Compliance Officer will be responsible for managing our compliance with legal and regulatory requirements, with a particular focus on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. Provide training and guidance to staff on compliance procedures and the import...
They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Advise on compliance requirements for new initiatives. Strong experience in advising businesses on energy markets compliance. ...
We have an exciting opportunity for a Compliance Officer to join our Organisation. As a Compliance Officer at Certsure, you'll collaborate with external organisations, ensuring adherence to accreditation, process, and product criteria. By presenting compliance and risk information in certificatio...
Employers want to know
Do you have work experience?
Our client a well-respected and reputable trade association with 1,400 members is currently looking for Compliance Officer. The Role of Compliance Officer. ...
Compliance Officer – Reading. An exciting opportunity has arisen within our Reading office, for a Compliance Officer to join the team. The ideal candidate will be tasked to provide a wide range of compliance/legal advice, be responsible for managing compliance pre & post-employment checks and res...
Compliance Officer - Insurance. A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and promotion of best practice. Act as a key part of the Compliance function driving...
To undertake compliance monitoring reviews as agreed with the Head of Compliance Monitoring to achieve delivery of the Compliance Monitoring Plan as agreed for the activities of WMUK, LFA and LFI. To deliver the Compliance Monitoring plan, which is agreed on an annual basis with the regulated ent...
Your main focus will be to liaise with local and overseas entities to ensure they are compliant with the firms Compliance framework, with opportunities to travel both nationwide and overseas, whilst also working closely with the Senior Compliance Manager in supporting the regional structure for r...
Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...
Be responsible for and support the Head of Compliance with the implementation of compliance policies and the regulator's rules, establishing adequate in-house controls and compliance procedures, thereby assuring continued authorisation by the regulators. Assist the Head of Compliance in all areas...
Compliance Officer & MLRO - Money Laundering Reporting OfficerProfessional. The MLRO will be responsible for overseeing the company's anti-money laundering (AML) and counter-terrorism financing (CTF) program to ensure compliance with regulatory requirements and industry best practices. Provide AM...
Reporting to the Head of Compliance and Operational Risk, the focus of this role is to oversee the embedding and ongoing development of the compliance risk management framework and supporting processes within the first line of defence, with a particular focus on regulatory risk and assurance and ...
The Role: In this exciting new role you will hold responsibility for Compliance Metrics across the company, ensuring that we are compliant in all our day-to-day communications, actions and planning. Safeguarding company information through creating and updating GDPR policies and acting as the com...
As part of their continued growth journey, they're offering the opportunity for a Senior Compliance Officer to join their team. Responsibilities of the Senior Compliance Officer includes:. Requirements of the Senior Compliance Officer includes:. Implement and carry out the Compliance Monitoring p...
Provide input and recommendations to the Head of Compliance, or Compliance Manager in relation to the compliance strategy, compliance framework and monitoring plan for the Bank, including in relation to key risks and future potential challenges. This is a 6-month FTC to support the Head of Compli...
The Senior Advisory Compliance Officer will have responsibility for Compliance activities relating to the FICC markets businesses focusing on our Fixed Income (Bonds and Derivatives) and FX desks and is therefore expected to be a product specialist. Be able to manage those relationships in a prof...
Compliance Manager / Compliance Officer / ISO27001 / Compliance / Information Security / Information Security Officer. They are looking for an experienced Compliance Officer to support the build and completion of ISO27001. Responsibilities include: Compliance Officer. Experience Required: Complia...