Fca jobs in Isleworth - Page 3Create job alerts

You will take responsibility for all Regulatory reporting to the FCA and PRA. * Support the annual audit process * Work with the wider finance team on providing support with all regulatory matters

Maintain statutory records and assist with FCA filings. Key Skills: * 4-5 years of relevant experience. * Chartered Governance Institute (CGI) qualification preferred. * Excellent minuting and ...

Collaborate with the Finance Director to submit FCA and other regulatory filings. * Manage the processing of purchase invoices, employee expenses, company credit cards, and execute the weekly payment ...

Experience of UK financial services regulations, including the FCA. * Attention to detail and the ability to work independently, manage multiple tasks and deadlines effectively. * Experience working ...

Ensure compliance with FCA and AML regulations, focusing on the Payments Services and Electronic Money Directives. * Risk Assessment & Mitigation: Evaluate and address compliance risks, particularly ...

Implement data governance and security protocols in line with GDPR, FCA guidelines, and other relevant financial industry regulations to protect sensitive customer data. * Integration: Design ...

It is therefore subject to the Conduct Rules set by the FCA/PRA. Act as a lead SME to proactively input into the regulatory change agenda, as well as taking a leading role in highlighting and ...

Staying updated on regulatory changes relating to relevant financial crime legislation as well as, PRA, FCA, Lloyd's and other regulations. * Build out and maintain Financial Crime control frameworks ...

Must have basic knowledge of the FCA Handbook Administrative Compliance tasks Compliance Generalist Handling complaints Support the team with Compliance Monitoring Reviews Assist with Regulatory ...

GFI Securities Ltd (GFISL) is a swap dealer authorised and regulated by the FCA in the U.K. Aurel Partners is an Agency business and uses GFISL to execute cleared derivatives. Both Aurel Partners and ...

In-depth knowledge of UK SME lending markets and regulations, including FCA guidelines. * Expertise in credit analysis, financial statement interpretation, and risk assessment. * Ability to make ...

KYP Manager MarTrust Corporation Limited (''MarTrust'') is an Authorised Payment Institution, regulated by the UK's Financial Conduct Authority ("FCA"), that provides payments solutions and services ...

Considered candidates will have: • Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management • Experience with Financial Conduct Authority (FCA) a plus ...

Handling Senior Management Function (SMF) FCA applications. * Coordinating conflict-of-interest management. * Overseeing compliance for funds in relevant jurisdictions (e.g., Prospectus reviews, due ...

Advise on global regulations from bodies like the FCA, SEC, NFA, and CFTC. * Compliance Monitoring Program (CMP): Assist in designing, executing, and enhancing the CMP, focusing on market abuse ...

Private Equity, Direct Debt, Leveraged Finance, Distressed Investments, Infrastructure Lending and/or Commercial Real Estate required. • Good knowledge of the regulatory framework of the FCA, in ...

In-depth knowledge of regulatory standards like NIST , ISO 27001 , DORA , or FCA operational resilience frameworks. * Exceptional leadership and project management skills, with a track record of ...

Understanding of FCA Consumer Duty regulations * Investment / Wealth Management

This is a fantastic role for candidates with at least 18 months experience in compliance where you will have gained an understanding of the FCA rules and regulations. This is a broad role that will ...

Product development and FCA experience is a plus If you are interested in finding out more details on each, please apply directly

Working closely with the Head of Compliance and Risk, you will ensure all relevant regulatory requirements are met during operational practice including the FCA's Consumer Duty, Conduct Rules and ...

Provide expert legal advice on UK and EU regulatory matters affecting the insurance industry, including FCA/PRA rules and Lloyd's regulations. * Drafting, reviewing, and negotiating general ...

Key Responsibilities: · Act as main point of contact with regulatory bodies and exchanges. · Ensuring regulatory compliance with FCA and NFA rules. · Oversight of regulatory compliance framework ...

Uphold and promote best practices, maintaining compliance with industry standards and FCA regulations. * Collaborative Strategy : Partner with the marketing team to develop strategies that support ...