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Staying updated on regulatory changes relating to relevant financial crime legislation as well as, PRA, FCA, Lloyd's and other regulations. * Build out and maintain Financial Crime control frameworks ...

Must have basic knowledge of the FCA Handbook Administrative Compliance tasks Compliance Generalist Handling complaints Support the team with Compliance Monitoring Reviews Assist with Regulatory ...

You need to have at least 4 years experience of working in compliance for an insurance business, have knowledge of Lloyd's and FCA regulation and a desire to work in a fast-moving, early-stage ...

Card issuing experience and experience/understanding of the FCA rules and regulations * Responsible for management and statutory reporting * Manage AP & AR teams * Responsible for capex and fixed ...

In-depth knowledge of UK SME lending markets and regulations, including FCA guidelines. * Expertise in credit analysis, financial statement interpretation, and risk assessment. * Ability to make ...

KYP Manager MarTrust Corporation Limited (''MarTrust'') is an Authorised Payment Institution, regulated by the UK's Financial Conduct Authority ("FCA"), that provides payments solutions and services ...

Considered candidates will have: • Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management • Experience with Financial Conduct Authority (FCA) a plus ...

GFI Securities Ltd (GFISL) is a swap dealer authorised and regulated by the FCA in the U.K. Aurel Partners is an Agency business and uses GFISL to execute cleared derivatives. Both Aurel Partners and ...

Handling Senior Management Function (SMF) FCA applications. * Coordinating conflict-of-interest management. * Overseeing compliance for funds in relevant jurisdictions (e.g., Prospectus reviews, due ...

Advise on global regulations from bodies like the FCA, SEC, NFA, and CFTC. * Compliance Monitoring Program (CMP): Assist in designing, executing, and enhancing the CMP, focusing on market abuse ...

Understanding of FCA Consumer Duty regulations * Investment / Wealth Management

In-depth knowledge of regulatory standards like NIST , ISO 27001 , DORA , or FCA operational resilience frameworks. * Exceptional leadership and project management skills, with a track record of ...

This is a fantastic role for candidates with at least 18 months experience in compliance where you will have gained an understanding of the FCA rules and regulations. This is a broad role that will ...

Uphold FCA guidelines and company procedures while supporting special projects and resolving complex queries What you'll bring to the role; * Proven expertise in delegated authority operations ...

Working closely with the Head of Compliance and Risk, you will ensure all relevant regulatory requirements are met during operational practice including the FCA's Consumer Duty, Conduct Rules and ...

Private Equity, Direct Debt, Leveraged Finance, Distressed Investments, Infrastructure Lending and/or Commercial Real Estate required. • Good knowledge of the regulatory framework of the FCA, in ...

Provide expert legal advice on UK and EU regulatory matters affecting the insurance industry, including FCA/PRA rules and Lloyd's regulations. * Drafting, reviewing, and negotiating general ...

Key Responsibilities: · Act as main point of contact with regulatory bodies and exchanges. · Ensuring regulatory compliance with FCA and NFA rules. · Oversight of regulatory compliance framework ...

Uphold and promote best practices, maintaining compliance with industry standards and FCA regulations. * Collaborative Strategy : Partner with the marketing team to develop strategies that support ...

Product development and FCA experience is a plus If you are interested in finding out more details on each, please apply directly

Execute our regulatory reporting requirements to the FCA and the NCA the root cause of issues and develop effective remediation plans to mitigate the risks; * Implementation of local regulatory ...

Experience in a regulated FCA environment (desirable). * Previous experience in new business, sales, or development underwriting. * Proven track record in achieving new business targets. * Solid ...

Strong communication skills and regulatory awareness including PRA, FCA, EBA, will also be key to your success. Please share your CV for consideration.

Financial services and have a solid understanding of the FCA rules and regulations * Risk-based assessment methodologies * Presenting your findings and working with a business to find practical and ...