Compliance officer jobs in Hauppauge, New York (NY) State

Leading community health organization seeks a Chief Human Resources Officer to plan, direct, coordinate, and evaluate the work of the Human Resources Department and Human Resources staff. Maintains a knowledge base relating to human resources management staying abreast of compliance issues, agenc...

The EDD Analyst will assist the KYC-EDD Program Manager in the administration of the high-risk customer Enhanced Due Diligence (EDD) program, a part of Dime's BSA/AML/OFAC program. The EDD Analyst ...

Broker Dealer Compliance Officer. Compliance Exchange Group (www. CXG is a top-tier Principal outsourcing, and full-service compliance firm, servicing FINRA regulated broker-dealers across the U. Analyze and interpret regulatory and compliance issues . ...

The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities and jurisdictions of operation. Volcker Compliance Officer (Vice President). Recommending and implementing enhancements to the Volcker c...

Summary: The Compliance Department at Credit Agricole's Combined US Operations (CUSO) seeks an individual to join the department and report to the CUSO Head of Compliance Risk Assessment, being responsible for coordinating the Compliance Risk Assessments (CRA) across all business lines on behalf ...

The WM Consumer Compliance Group within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business segments within Wealth Management responsible for opening, maintaining, and servicing of self-directed brokerage account...

Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head O...

As our Senior Information Security Compliance Officer, you will be part of our Information Security team, overseeing our InfoSec compliance requirements. This role partners with several areas of Digital Science and adds value through delivering a robust compliance framework to meet our ever evolv...

Key Responsibilities:·         Review and issuance of opinions for High Risk KYC files, high risk transactions to ensure completeness and compliance with Bank policies and Regulatory Requirements. Prepare daily reports and reconciliations of all daily transaction and customer uploads within compl...

Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, inclu...

Security Guard / Patrol] - Competitive Pay & Benefits - As an Unarmed Security Guard you'll: Patrol assigned areas on foot or in a vehicle to ensure the security of the premises; Monitor surveillance cameras and alarm systems to detect and respond to security threats; Respond to alarms and emerge...

Security Guard / Patrol] - Competitive Pay & Benefits - As an Armed Security Guard you'll: Patrol assigned areas on foot or in a vehicle to ensure the security of the premises; Monitor surveillance cameras and alarm systems to detect and respond to security threats; Respond to alarms and emergenc...

Securitas - JobID: 144638 [Safety Officer / Law Enforcement] As a Security Officer at Securitas, you'll: Observe and report activities and incidents at an assigned client site; Make periodic patrols to check for irregularities and to inspect protection devices and fire control equipment; Preserve...

Securitas - JobID: 143756 [Safety Guard / Security] As a Warehouse Security at Securitas, you'll: Help maintain a safe and secure environment for the clients by actively monitoring the premises, including patrolling a variety of locations; Preserve order while enforcing regulations and directives...

The Center for Justice Innovation seeks a Project Manager, Eviction Diversion Initiative (EDI). Reporting to the Center’s Senior Director, Housing Justice and working in Suffolk County 5th and 6th District Courts (in Ronkonkoma and Patchogue), the Project Manager is responsible for managing the d...

Safety Consulting and Compliance Corp is an Equal Opportunity / Affirmative Action Employer; M/F/D/V. Safety Consulting and Compliance Corp is a drug free working environment. ...

At Home - JobID: 18692 [Store Manager] As an Opeartions Manager at At Home, you'll: Responsible for managing all store opening, closing, and Front-End processes, ensuring accurate and timely execution, and operational readiness; Drive performance, set goals and, where appropriate, take follow-up ...

Status: Direct hire, FT, On-Site Our client is seeking an experienced Drywall/ Carpentry Project Project Manager, Manager, Project Management, Staffing. ...

Meets with managers and executives within the Service to define the overall goals and objectives of the project. Prepares recommendation for resource requirements to accomplish the project; negotiates with managers of various components of the Service to obtain needed resources and support. Plans...

The department will utilize the Project Manager's expertise to help prioritize projects, to develop detailed project plans for major safety & regulatory initiatives, assist other members of the department in planning projects, and assure a structured, well planned approach for successful outcomes...

Administrative Manager of Operations - Cancer Center. Duties of the Administrative Manager of Operations - Cancer Center may include but are not limited to the following:. Cancer Center operations and administrative teams across sites. This role supports the coordination of new and existing paten...

This Security position is affiliated with St Charles Hospital Security. The Safety and Security Officer ensures the safety of all staff, visitors and patients in the facility. Security Officer License in NYS. Enforces all security regulations and is part of the Hospital Emergency Management Respo...

At least one year of specialized experience which has equipped you with the particular knowledge, skills, and abilities to successfully perform the duties of a Supervisory Transportation Security Officer, and this is typically related to the duties of a Transportation Security Officer or Lead Tra...

This Security position is affiliated with St Charles Hospital Security. Job Details The Safety and Security Officer ensures the safety of all staff, visitors and patients in the facility. Requirements: Qualified candidates must have a High School Diploma or GED Security Officer License in NYS. En...