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The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. Motivated and entrepreneurial, Dealer Relationship Representatives drive success by achieving and surpassing business goals, mee

Meet the requirements of Dealer Tire's Motor Vehicle Record Policy and Company Vehicle Fleet Policy. Dealer Tire is a drug-free environment. Why Dealer Tire: An amazing opportunity to join a growing organization, built on the efforts of hard working, innovative, and team-oriented people.

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. Assist dealers with loan origination and the deal funding process, ensuring a smooth process for all parties, and provide ongoin

Oversee, administer, and continuously enhance the firm's Compliance Program across all broker-dealer and investment banking activities. Minimum of 10+ years of broker-dealer compliance experience. Prior experience serving as a Chief Compliance Officer or senior compliance leader at a full-service br

What will you do as our Dealer Account Manager?/pulliPrepare presentations and proposals to communicate company products and services to all levels of management within Independent and Franchise Dealerships/liliIdentify sales prospects and contact these and other accounts assigned to you/liliFollow-

Alpinestars is seeking enthusiastic, energetic, sports-minded people to fill a Dealer Development position in our Motorcycle division. Experience with ADP Lightspeed or other Powersport dealer management software.

A fast-growing financial services company in New York is seeking a skilled compliance professional to support its broker-dealer and registered investment adviser operations.

Experience in Broker-Dealer or Capital Markets is a plus, but not required. Broker-Dealer and Capital Markets Coverage Group. Houlihan Lokey's Financial Services Group is seeking to support its quickly-growing Broker-Dealer and Capital Markets practice with an experienced Investment Banking Associat

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. They introduce dealers to the company and programs, demonstrating an ability to influence decisions and drive results. Motivated

RSM is looking for a Assurance Manager to join our Capital markets practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation.

Assist dealers with loan origination and the deal funding process, ensuring a smooth process for all parties, and provide ongoing support to clients Collaborate with management to analyze sales trends, identify future opportunities, and develop strategies for growth Monitor market competition by c

The Broker-Dealer Operations Team at Betterment oversees and operates Betterment's broker-dealer entity that safeguards over $65B in assets for over one million customers. As Director of Broker-Dealer Operations you will lead the team and oversee all financial and operational aspects of our broker d

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. They introduce dealers to the company and programs, demonstrating an ability to influence decisions and drive results. Motivated

Associate Broker Dealer Risk Specialist. The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and decision-making skills with integrity and ownership. The Associate Ri

Regulatory compliance experience at a broker dealer and or swap dealer preferred. The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function provides centralized compliance support across the Advisory Function with respect to broker-dealer-applicable regulatory engagemen

Lead and develop the Northeast territory targeting wirehouses and broker dealers by actively developing relationships with advisors to promote business building ideas and services; maintain and grow assets in territory across mutual funds, SMAs, alternative investment products, and ETFs.

Your expertise in financial management will directly impact the Swap Dealer's ability to navigate the evolving landscape of cryptocurrency markets, optimize our financial performance, and maintain our reputation as a trusted and reliable partner in the industry. Collaborate with senior management to

Lead and develop the Northeast territory targeting wirehouses and broker dealers by actively developing relationships with advisors to promote business building ideas and services; maintain and grow assets in territory across mutual funds, SMAs, alternative investment products, and ETFs.

As Senior Manager of Broker-Dealer Financial Operations and Controls you will play a pivotal role in overseeing and managing all financial and operational aspects of our broker dealer business. The Firm Operations Team at Betterment oversees and operates Betterment's broker-dealer entity that safegu

Alpinestars is seeking enthusiastic, energetic, sports-minded people to fill a Dealer Development position in our Motorcycle division. Experience with ADP Lightspeed or other Powersport dealer management software.

Develop and implement strategic marketing plans to support the growth and expansion of the dealer network and consumer originations acquisition via prospecting to drive more through the door applications across the Chase dealer network, ensuring alignment with business goals. Maintain dealer segment

Your expertise in financial management will directly impact the Swap Dealer's ability to navigate the evolving landscape of cryptocurrency markets, optimize our financial performance, and maintain our reputation as a trusted and reliable partner in the industry. Collaborate with senior management to

We are seeking a Vice President to lead marketing for the Independent Broker Dealer (IBD) channel. Vice President Marketing Independent Broker Dealer Channel.

Lead and develop the Long Island & CT territory targeting wirehouses and broker dealers by actively developing relationships with advisors to promote business building ideas and services; maintain and grow assets in territory across mutual funds, SMAs, alternative investment products, and ETFs.

A New York–based, full-service broker-dealer and investment bank providing investment banking, brokerage, trading, and capital markets services to institutional and corporate clients. Oversee, administer, and continuously enhance the firm’s Compliance Program across all broker-dealer and investm

As a Dealer Success Manager, you operate as a Strategic Consultant and Customer-Centric Partner to our auto dealers, anchoring your efforts firmly within the Capital One Sales Process. New York, NY: $131,800 - $150,500 for Dealer Success Manager Jericho, NY: $131,800 - $150,500 for Dealer Success Ma

The Swap Dealer Advisor will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team. The Swap Dealer Advisor will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance

Lead and develop the Northeast territory targeting wirehouses and broker dealers by actively developing relationships with advisors to promote business building ideas and services; maintain and grow assets in territory across mutual funds, SMAs, alternative investment products, and ETFs.

Project Manager/Wealth Management or Broker Dealer. We need a senior Project Manager with experience leading Wealth Management and/or Broker dealer projects (Not Investment Banking) in a Banking or Financial services environment.

If you are strategic minded, high energy, and possess a high level of accountability, consider joining our playing to win team at Dealer Tire. Collaborate with the Service Manager, Parts Manager, and other dealer stakeholders to determine product screen, inventory levels, and set competitive pricing

The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and decision-making skills with integrity and ownership. The Associate Risk Specialist's primary responsibilities

Assist with preparation of FINRA FOCUS Reports including the form X-17A-5 Part II, Supplemental Statement of Income (SSOI), Form Custody for Broker Dealers, Supplemental Liquidity Schedule (SLS), Off Balance Sheet Report (OBS) and SEC 17H reports. Assist with preparation of 15c3-1 Daily Net Capital

A broker dealer client offering prime brokerage, global securities financing, correspondent clearing, agency execution, and foreign research distribution services to clients worldwide is seeking a finance professional to support financial reporting, controls, and operational oversight within its U.

Responsibilities * Understand and implement dealership sales process * Own every aspect of the sales process (from new client prospecting to vehicle delivery) * Present and demonstrate inventory * Review, update and manage daily inventory reports * Create and execute strategies for increasing marke

RSM is looking for an Assurance Manager to join our Capital Markets practice, which specializes in serving, introducing, and clearing broker dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation.

We are seeking an analyst to support our broker‑dealer client with SEC Rule 15c3‑3 (Customer Protection Rule) reserve and possession/control calculations on a contract basis.

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. They introduce dealers to the company and programs, demonstrating an ability to influence decisions and drive results. Motivated

We are seeking an analyst to support our broker‑dealer client with SEC Rule 15c3‑3 (Customer Protection Rule) reserve and possession/control calculations on a contract basis.

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. They introduce dealers to the company and programs, demonstrating an ability to influence decisions and drive results. Motivated

The Dealer Relationship Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. Motivated and entrepreneurial, Dealer Relationship Representatives drive success by achieving and surpassing business goals, mee