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Job Description iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clie...

Job DescriptionBroker-Dealer Finance Associate or Staff Attorney Location: New York Direct Counsel is seeking a Broker-Dealer Finance Associate or Staff Attorney to join a prestigious Am Law 100 firm in New York. This position offers the opportunity to work with a leading Broker-Dealer Regulator...

Job Description New York Life Accelerated Path to Management Program Latino Market Are you looking for a job where you can use your language skills and experience to propel your career into management? At New York Life, we will invest in you from the start to help you learn and grow as a financi...

Job Description we are looking for leadership-oriented individuals to join our Fast Track Management Program. In this program, you’ll have the opportunity to accelerate your path to management, and advance within 12 months. Job Description New York Life Insurance Company and its affiliates are ...

Job Description Responsibilities - Reviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters. - Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offer...

Job Description We're looking for experienced Interest Rates salespeople with existing client relationships to join our growing team. Responsibilities include but are not limited to: - Build relationships with institutional clients by sharing market insights and generating creative trading id...

Job DescriptionDo you have great listening skills and a knack for developing effective, analytics-based strategies? We are seeking a money-minded individual who is looking for an opportunity to break into the financial services industry! Our successful entry-level financial advisor candidate has ...

Job Description iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clie...

Job DescriptionJoin our Financial Professionals team! Our New York Life Manhattan General Office is seeking financial professionals to join our growing practice. Our financial professionals strive to understand their clients' goals and needs to develop customized solutions that can help their cli...

Job DescriptionWe are seeking an eager, strategic, and definitive financial advisor to fill an entry-level position that offers room for growth and a promising job outlook. Our ideal candidate will be driven by the need to help clients identify and achieve their financial goals through a variety ...

Job DescriptionOTC Markets Group Inc Associate, Business Development OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., operator of premier US financial marketplaces, is seeking an Associate, Business Development to join our Corporate Services team. This role will engage direct...

Job DescriptionOTC Markets Group Inc Human Resources Business Partner OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., operator of premier US financial marketplaces, is seeking a Human Resources Business Partner (HRBP) to join our Human Resources & Administration team. Pleas...

Job Description Broker Dealer Private Equity Sales and Investment Management Opportunity This is an opportunity to join a world-class private equity training program with seasoned mentors. New York-based boutique broker-dealer and wealth management firm looking for recent college graduate...

FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a t...

FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA's Code of Conduct imposes restrictions on employees' investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose ...

Our Equity Capital Markets (ECM) team is seeking an Investment Banking Associate, Consumer & Retail to join our New York City office. Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification....

OTC Link ATS, OTC Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC. OTCQX: OTCM) operates regulated markets for trading 12,000 U. Our data-driven disclosure standards form the foundation of our three public ma...

FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Stay abreast of industry trends and functionalities to maintain system expertise. FINRA's Code of Conduct imposes restrictions on employees' investments and requires financial disclosures that are uniquely relate...

Have a strong understanding of securities laws and regulations regarding marketing, advertising and distribution activities, especially the SEC Marketing Rule and FINRA Rule 2210. Review and approve marketing materials, investor communications, websites, social media content, thought leadership m...

Job Description iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clie...

Job DescriptionSalary: The Vice President (VP) is primarily responsible for managing the execution of M&A, private placements, and capital raising transactions. This role serves as the main point of coordination for transaction processes, client relationships during live deals, and overseeing i...