Fca jobs in Isleworth - Page 5Create job alerts

... of FCA compliance and reporting, under guidance from CFO and external advisors. • Manage the collation, analysis and reporting of time usage data, and ensure the coordination with billings to ...

You'll bring extensive experience with at least 5+ years in a compliance role within financial services, ideally in general insurance, along with a deep understanding of FCA regulations governing ...

Enhance the operational resilience program in line with FCA and CBI regulations * Lead DORA implementation across EMEA entities * Champion the IT Risk Framework implementation and collaborate with ...

Working knowledge of FCA compliance rules * Competent user of insurance client system; Acturis an advantage * Confident user of technology and software e.g. MS Office and Outlook * Good communication ...

So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com ( including contact no ) however please note we cannot reply to all ...

FCA regulation knowledge * Good IT literacy skills (Word, Outlook and Excel) ABOUT UIBL * Rich heritage beginning in 1986 a private family-owned reinsurance and insurance international broking group

Strong understanding of FCA regulatory requirements , Payment Services Regulations , and operational control guidelines. * Demonstrated ability to drive process improvements and implement new ...

Minimum of 5 years of core HR experience within an FCA/PRA regulated environment. * University Degree in Business, HR or equivalent and CIPD qualified. * Strong knowledge of UK Employment Law & SMCR ...

Reviewing and submitting monthly emission auction reports to the FCA, HM Treasury and the Department of Energy Security and Net Zero. * Producing regulatory self-assessments including compliance with ...

FCA handbook - you must have a strong understanding and interpretation of and understand where to navigate through it. * SMCR. * AIFMD. * MiFID2. * PRA/ PRU. The role involves a broad range ...

FCA Handbook, UK and EU regulatory issues, AML/CTF and other relevant AML/CTF regulations, such as Sanctions and Anti Bribery and Corruption * Detailed working knowledge of understanding, researching ...

The role holder will need knowledge of the FCA/PRA Operational Resilience Policy Statements (March 2021), as well as the DORA EU regulations and will gain experience working in a team ultimately ...

You will join a team specialising in FCA-regulated clients, including asset managers, investment funds, brokers, finance providers, and payment service providers. Your engagements will encompass ...

Ensure compliance with FCA guidelines and internal procedures, maintaining accurate records. * Collaborate with claims colleagues, accounts, and brokers to ensure the timely production of ...

... FCA regulations and Solvency II frameworks. The successful candidate will have a track record of success and be comfortable in taking responsibility to multi-task across a variety of client and ...

Knowledge of UK and EU laws, with experience working with regulatory bodies such as the FCA, PRA, or Lloyd's. * Excellent communication, multitasking, and organizational skills. * A team player with ...

Good understanding of the regulatory environment, and values and abilities consistent with the FCA conduct rules. * Good organisational skills; ability to work under pressure and to tight deadlines

... FCA, PRA, Lloyds regulation knowledge

Strong knowledge of PRA & FCA regulation of the mortgage industry including CBTL * Able to work with minimum supervision * Strong attention to detail and analytical skills * Experience gained with a ...

Excellent knowledge of FCA rules and regulations * Ability to be pragmatic and make commercial decisions * Proven ability to work with autonomy and make decisions Salary: The Senior Compliance ...

Experience Required Relevant experience working in-house at an FCA-regulated firm or in a compliance consulting role; Experience in the relevant regulatory environments including but not limited to ...

Experience making filings with the FCA and the CSSF. Our ambition is simple - to do our best for our people, clients and communities. We are determined to make a positive difference at work and ...

A sound working knowledge of relevant regulation (FCA and ICO) with the ability to apply principles to all daily activity. Some benefits we offer : * Hybrid Working Scheme * Performance based bonus

The salary for the FCA role is £41,550 - £46,332 (this is not a range, people join on either the lower or higher value) although as this is London, there is also London weighting of £4,885 (pro ...