Fca jobs in Isleworth - Page 6Create job alerts

The salary for the FCA role is £41,550 - £46,332 (this is not a range, people join on either the lower or higher value) although as this is London, there is also London weighting of £4,885 (pro ...

Stay abreast of relevant financial regulations, including but not limited to AIFMD and other FCA guidelines. · Thematic reviews and testing · Develop and maintain compliance policies and procedures ...

... FCA, PRA, Lloyds regulation knowledge #LI-PB1

Working knowledge of FCA regulations, in particular conduct rules, AML and financial crime requirements, as well as any other related business compliance rules and regulation. * Experience with ...

Comprehensive knowledge of the UK and EU's financial services regulatory environment, including the PRA and FCA rules and guidance. * Familiarity with the general insurance industry, its products ...

Strong technical knowledge and understanding of the FCA regulations and ability to maintain knowledge as they change. * Experience of a fast growing business would be advantageous

Compliance & Risk Management - Ensure all underwriting activities are conducted in compliance with FCA regulations and other relevant legislation. Maintain accurate and up-to-date underwriting ...

Knowledge and practical understanding of the UK financial services sector and FCA regulatory agenda. * Proven consulting experience, with expertise in lending or wealth management. * Comprehensive ...

The role involves analyzing trading, client portfolios, and accounts to provide FCA regulated advice on areas such as pension transfers, bond surrenders, investment taxation, and account structure ...

... FCA regulated companies. There will be the opportunity to support the Tax Partners with ad hoc advisory work. The ideal individual will have supervisory experience and ideally be ACA/ACCA and /or CTA ...

Sound knowledge of UK financial regulations (FCA, PRA), anti-money laundering (AML), and KYC procedures. * Proven experience working in compliance within the banking or financial services industry ...

Familiarity with compliance requirements and FCA regulations. Ability to work effectively in a team environment, demonstrating professionalism and integrity.Salary: £70k - £90k DOELocation: City of ...

This exciting role offers variety and the chance to work across a broad client portfolio, including entrepreneurial companies, larger corporates, multinational groups, and FCA-regulated businesses

Adhere to PRA/FCA's Conduct Standards, upholding integrity and cooperation with regulatory bodies. Candidate Profile: We're looking for candidates with a degree in Geography/Physical hazards and a ...

Understanding of relevant regulatory guidelines, such as EBA Outsourcing Guidelines, PRA Outsourcing Rules, and FCA/PRA operational resilience requirements. * Risk Reporting to Regulators: Experience ...

Ensure all activities are compliant with FCA regulations, Consumer Duty obligations, and internal policies. About YouTo succeed in this role, you'll need to be: * Experienced : Demonstrable ...

In addition to the responsibilities summarised above you are required to comply at all times with the Conduct Rules set out in the FCA Handbook and the PRA Rulebook. Finance Manager - What You'll be ...

Maintains up-to-date working knowledge of regulatory requirements (Contract Certainty, LMBS, FCA and International requirements) * Enable and encourage interaction and collaboration with other ...

Qualified accountant with PQE within an FCA regulated environment (FinTech or Financial Services) * Experience of working with a high volume, multicurrency environment with global operations * Strong ...

Authorised by the FCA, they act as a trusted partner to insurers and brands alike, helping them to launch and operate tailor-made, regulated insurance solutions. These are built for multiproduct and ...

Compliance & Risk Management - Ensure all underwriting activities are conducted in compliance with FCA regulations and other relevant legislation. Maintain accurate and up-to-date underwriting ...

Background in the Financial Services sector, specifically within an FCA-regulated environment. * Proficient in interfacing with SAP systems. * Skilled in handling large datasets with experience in ...

Good working knowledge of the UK regulatory frameworks such as Mifid, MAR, FCA, Benchmarking and more. * Detailed knowledge of specific Compliance principles and processes in control testing ...

Ensure compliant processing of contracts as per FCA and contract certainty requirements Retention and Growth: * Support team leaders on various strategic initiatives including development of new ...