Fca jobs in Morden - Page 6Create job alerts

Experience making filings with the FCA and the CSSF. Our ambition is simple - to do our best for our people, clients and communities. We are determined to make a positive difference at work and ...

Experience Required Relevant experience working in-house at an FCA-regulated firm or in a compliance consulting role; Experience in the relevant regulatory environments including but not limited to ...

A sound working knowledge of relevant regulation (FCA and ICO) with the ability to apply principles to all daily activity. Some benefits we offer : * Hybrid Working Scheme * Performance based bonus

Stay abreast of relevant financial regulations, including but not limited to AIFMD and other FCA guidelines. · Thematic reviews and testing · Develop and maintain compliance policies and procedures ...

Lead and process client new business, renewals, midterm adjustments and lapses in accordance with current procedures and FCA requirements. * Input accurate data onto the back office systems. * Liaise ...

FCA Reporting: Preparing accurate and timely regulatory report submissions. * Financial Planning: Co-ordinating the production of budgets and forecasts. * Banking: Bank reconciliations. * Projects

The salary for the FCA role is £41,550 - £46,332 (this is not a range, people join on either the lower or higher value) although as this is London, there is also London weighting of £4,885 (pro ...

Working knowledge of FCA regulations, in particular conduct rules, AML and financial crime requirements, as well as any other related business compliance rules and regulation. * Experience with ...

... FCA, PRA, Lloyds regulation knowledge #LI-PB1

Strong technical knowledge and understanding of the FCA regulations and ability to maintain knowledge as they change. * Experience of a fast growing business would be advantageous

Comprehensive knowledge of the UK and EU's financial services regulatory environment, including the PRA and FCA rules and guidance. * Familiarity with the general insurance industry, its products ...

Compliance & Risk Management - Ensure all underwriting activities are conducted in compliance with FCA regulations and other relevant legislation. Maintain accurate and up-to-date underwriting ...

... FCA regulated companies. There will be the opportunity to support the Tax Partners with ad hoc advisory work. The ideal individual will have supervisory experience and ideally be ACA/ACCA and /or CTA ...

Knowledge and practical understanding of the UK financial services sector and FCA regulatory agenda. * Proven consulting experience, with expertise in lending or wealth management. * Comprehensive ...

The role involves analyzing trading, client portfolios, and accounts to provide FCA regulated advice on areas such as pension transfers, bond surrenders, investment taxation, and account structure ...

Sound knowledge of UK financial regulations (FCA, PRA), anti-money laundering (AML), and KYC procedures. * Proven experience working in compliance within the banking or financial services industry ...

Familiarity with compliance requirements and FCA regulations. Ability to work effectively in a team environment, demonstrating professionalism and integrity.Salary: £70k - £90k DOELocation: City of ...

This exciting role offers variety and the chance to work across a broad client portfolio, including entrepreneurial companies, larger corporates, multinational groups, and FCA-regulated businesses

Understanding of relevant regulatory guidelines, such as EBA Outsourcing Guidelines, PRA Outsourcing Rules, and FCA/PRA operational resilience requirements. * Risk Reporting to Regulators: Experience ...

Adhere to PRA/FCA's Conduct Standards, upholding integrity and cooperation with regulatory bodies. Candidate Profile: We're looking for candidates with a degree in Geography/Physical hazards and a ...

Ensure all activities are compliant with FCA regulations, Consumer Duty obligations, and internal policies. About YouTo succeed in this role, you'll need to be: * Experienced : Demonstrable ...

In addition to the responsibilities summarised above you are required to comply at all times with the Conduct Rules set out in the FCA Handbook and the PRA Rulebook. Finance Manager - What You'll be ...

Maintains up-to-date working knowledge of regulatory requirements (Contract Certainty, LMBS, FCA and International requirements) * Enable and encourage interaction and collaboration with other ...

FCA. About you To join us as a Commercial Account executive, you'll need to have prior experience in a similar role and enjoy providing top client service and growing the business. You will also have