Fca jobs in Morden - Page 7Create job alerts

Compliance & Risk Management - Ensure all underwriting activities are conducted in compliance with FCA regulations and other relevant legislation. Maintain accurate and up-to-date underwriting ...

... FCA regulated companies. There will be the opportunity to support the Tax Partners with ad hoc advisory work. The ideal individual will have supervisory experience and ideally be ACA/ACCA and /or CTA ...

Knowledge and practical understanding of the UK financial services sector and FCA regulatory agenda. * Proven consulting experience, with expertise in lending or wealth management. * Comprehensive ...

The role involves analyzing trading, client portfolios, and accounts to provide FCA regulated advice on areas such as pension transfers, bond surrenders, investment taxation, and account structure ...

Sound knowledge of UK financial regulations (FCA, PRA), anti-money laundering (AML), and KYC procedures. * Proven experience working in compliance within the banking or financial services industry ...

Familiarity with compliance requirements and FCA regulations. Ability to work effectively in a team environment, demonstrating professionalism and integrity.Salary: £70k - £90k DOELocation: City of ...

Assisting with FCA authorisation applications and other regulatory transactions; * Taking part in and leading client visits, meetings and training sessions; and * Keeping up to date with current ...

This exciting role offers variety and the chance to work across a broad client portfolio, including entrepreneurial companies, larger corporates, multinational groups, and FCA-regulated businesses

Understanding of relevant regulatory guidelines, such as EBA Outsourcing Guidelines, PRA Outsourcing Rules, and FCA/PRA operational resilience requirements. * Risk Reporting to Regulators: Experience ...

Adhere to PRA/FCA's Conduct Standards, upholding integrity and cooperation with regulatory bodies. Candidate Profile: We're looking for candidates with a degree in Geography/Physical hazards and a ...

ITI Capital Limited is an esteemed FCA-regulated multi-asset brokerage firm in The City of London. Specializing in various asset classes and account types, including Equities, ETF's, Futures, Options ...

Ensure all activities are compliant with FCA regulations, Consumer Duty obligations, and internal policies. About YouTo succeed in this role, you'll need to be: * Experienced : Demonstrable ...

In addition to the responsibilities summarised above you are required to comply at all times with the Conduct Rules set out in the FCA Handbook and the PRA Rulebook. Finance Manager - What You'll be ...

Maintains up-to-date working knowledge of regulatory requirements (Contract Certainty, LMBS, FCA and International requirements) * Enable and encourage interaction and collaboration with other ...

FCA. About you To join us as a Commercial Account executive, you'll need to have prior experience in a similar role and enjoy providing top client service and growing the business. You will also have

Qualified accountant with PQE within an FCA regulated environment (FinTech or Financial Services) * Experience of working with a high volume, multicurrency environment with global operations * Strong ...

FCA accreditation required * Excellent knowledge of finance and related systems * Knowledge of insurance products * A good understanding of car valuations and advanced negotiation skills For the ...

Authorised by the FCA, they act as a trusted partner to insurers and brands alike, helping them to launch and operate tailor-made, regulated insurance solutions. These are built for multiproduct and ...

Compliance & Risk Management - Ensure all underwriting activities are conducted in compliance with FCA regulations and other relevant legislation. Maintain accurate and up-to-date underwriting ...

Background in the Financial Services sector, specifically within an FCA-regulated environment. * Proficient in interfacing with SAP systems. * Skilled in handling large datasets with experience in ...

Good working knowledge of the UK regulatory frameworks such as Mifid, MAR, FCA, Benchmarking and more. * Detailed knowledge of specific Compliance principles and processes in control testing ...

Ensure compliant processing of contracts as per FCA and contract certainty requirements Retention and Growth: * Support team leaders on various strategic initiatives including development of new ...

Keep abreast with current EU, FCA, DNB, ECB and AFM AML / Financial Crime regulations and provide advice on relevance and implementation within AACB * Undertake ad hoc client file (NCTO & PR) reviews ...