Fca jobs in Morden - Page 8Create job alerts

Extensive knowledge of AML regulations, CDD, and EDD guidelines, including FCA's PEP Guidance. * Advanced Excel skills for data analysis and reporting accuracy. * Experience with customer screening ...

Experience of PRA/FCA enforcement and S166 audit desirable. JOB SCOPE The role of Senior Manager, Group Capital Regulatory Reporting leads the BAU capital reporting team that delivers the Capital ...

The Role * Assist with the FCA Filings * Maintain and update Compliance manual * Initial and Ongoing KYC * Compliance Monitoring and Testing * Preparation for Audits * Organising staff (including new ...

FCA Reporting: Preparing accurate and timely regulatory report submissions. * Financial Planning: Co-ordinating the production of budgets and forecasts. * Banking: Bank reconciliations. * Projects

You must be open and cooperative with the FCA and other regulators. * You must pay due regard to the interests of customers and treat them fairly. * You must observe proper standards of market ...

FCA filings (quarterly) * Management accounts (monthly) * Payroll (monthly) * First point of contact for auditors, suppliers and customers for finance queries * Secondary areas: * Internal reporting ...

Applicants must be able to demonstrate strong knowledge of the FCA/PRA Operational Policy Statement and EBA Outsourcing Guidelines, as well as a thorough understanding of DORA.

Implement product updates, modifications, and regulatory updates (FCA's). Technical Expertise Development: Gain advanced knowledge and understanding of products and solutions through training and ...

Maintain personal awareness of the FCA's 6 Consumer Outcomes and ensure customers and funds are being treated fairly. Experience & Qualifications * Strong knowledge of risk processes, the roles of ...

Complete surveillance and monitoring reviews as set out in the Compliance Programme at Quilter Cheviot, identifying and reporting on identified and potential breaches of FCA, and other relevant ...

Prepare relevant regulatory reporting (FCA), liaise with Compliance team to monitor regulatory reporting evolution and planning, and monitor capital requirements and anticipate capital increase. Pre ...

Compliance & Risk Management - Ensure all underwriting activities are conducted in compliance with FCA regulations and other relevant legislation. Maintain accurate and up-to-date underwriting ...

You will support continuous embedment of the EMEA regulatory requirements - UK (PRA- Prudential Regulation Authority/FCA- Financial Conduct Authority) and EU Digital Operational Resilience Act (DORA ...

Detailed knowledge of FCA, MiFID, MIFIR, EMIR and MAR rules and regulatory requirements * Knowledge/awareness of US FINRA broker dealer requirements * At BNY, our culture speaks for itself. Here's a ...

Good working knowledge of the UK regulatory frameworks such as Mifid, MAR, FCA, Benchmarking and more. * Detailed knowledge of specific Compliance principles and processes in control testing ...

Comply with all appropriate regulatory and FCA guidelines which are pertinent to Borrowers, Colleagues and Investors. * Proactively problem solving, identifying and confidently mitigating any risks ...

Adhering to all processes and meeting daily deadlines, ensuring our service is consistent and the business is compliant with FCA regulations. * Understanding the risks and governance requirements for ...

Delivery of prudential regulatory reporting requirements (FCA, NFA, ACPR, DFSA, CFTC, EBA & DNB) and UK Client Money (CMAR). * Working with the business to optimise return on capital across EMEA

Ensure that service delivery aligns with FCA regulations, nationally agreed standards, and best practices in benefits and money advice.Resource Coordination: Oversee resource allocation and plan ...

Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations, and our internal policies and procedures to every potential customer.Work closely with the ...

... CASS (FCA Client Assets Sourcebook). • Knowledge of a wide range of audit principles, processes, regulations and legislation appropriate for the CIB2S, IPS & GB team and ability to translate ...