Trabajos financial compliance en Chester - Page 4Crear alertas

What will I be doing?Overseeing the end-to-end Financial Promotions approval pipeline, ensuring all materials align with FCA, ASA and internal Group Marketing standardsProviding clear, pragmatic guidance on consumer financial promotions, social media campaigns and wider marketing collateralPartnerin

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. Advising on broader compliance topics such as conflicts, confidentiality and regulatory obligations. If you are a skilled compliance lawy

Compliance & Financial Crime Manager - Hertfordshire, HP2 4YLCompliance & Financial Crime ManagerHemel Hempstead, Hybrid (3 days/ week in office)Annual salary + bonus and benefitsJoin us as our Compliance & Financial Crime Manager and take the lead in safeguarding our business by ensuring full adher

A reputable financial service firm based in Holmes Chapel is seeking a Financial Services Compliance Officer. The ideal candidate will have experience in banking, insurance, or financial planning compliance, and possess a strong understanding of FCA frameworks. In this role, you'll ensure compliance

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

This hands-on role involves managing the month-end close process, strengthening financial controls, and providing financial insights. A fast-growing fintech company in the UK is seeking a UK Financial Controller to shape the finance function and support growth in a regulated environment.

Financial Crime Compliance Officer - Compliance - London. Minimum 2-3 years of experience either working in compliance or a financial crime-related operational role. Strong attention to detail and analytical skills allow the candidate to identify financial crime risks and address them accordingly.

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with banking and capital markets clients on key risk and regulatory programmes. Support design and implementation of risk and compliance processes and controls. Experience in financial services risk o

Serve as the second‑line escalation point for complex seller onboarding, monitoring, and financial crime cases, including associated incidents and issues, escalating material risks to the Compliance & Risk Lead where required. You’ll be the primary point of contact for developing and evolving Pa

A prominent financial services company in the United Kingdom is looking for a Financial Promotions Consultant. In this role, you will review and approve financial promotions while ensuring compliance with regulatory standards. You will work closely within a supportive team, providing guidance and ut

A financial consultancy firm in the UK is seeking Compliance Consultants to deliver risk-based consultancy services for financial advice and mortgage firms. Key responsibilities include providing tailored compliance guidance, maintaining positive relationships with member firms, and producing compli

Responsibilities include overseeing financial crime compliance, driving regulatory transitions, and maintaining strong relationships with regulatory bodies. A leading currency service provider in Greater London is seeking a Head of Compliance to oversee regulatory adherence and ensure compliance acr

An internship provider in financial services seeks ambitious individuals for an internship in Financial Crime Compliance. This opportunity is designed for recent graduates or career changers serious about building a long-term career in the financial sector. The role includes a 4-week online training

A global marketing advisory firm in London seeks a Sub Practice Lead to oversee compliance audits, manage client delivery, and lead the Compliance team. The ideal candidate is a Chartered Accountant with over 8 years of financial experience, excellent communication skills, and strong analytical abil

You'll apply your extensive experience in financial compliance to design, lead, and improve the future of oversight and compliance. Financial Crime Compliance Manager (Crypto). Knowledge of anti-financial crime frameworks, such as AML/CTF and sanctions policies, and regulatory recommendations and ri

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Regulatory Transformation team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. We work across Front Office, Risk, Compliance and Finance functions. Design and imple

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

The Finance Reporting & Compliance Manager, reporting to the Financial Controller, will lead the preparation and delivery of comprehensive financial reports and ensure full compliance with statutory, Premier League, and UEFA regulatory requirements. The Financial Reporting & Compliance Manager is a

Financial Planning Compliance Assistant Location: Holmes Chapel, Cheshire Hours: Monday to Friday Working Pattern: Office-based initially, hybrid after training/probation Salary: Up to £40,000 (DOE) A Fresh Career Move in Financial Services Compliance Are you ready to take the next step in your fin

The role offers comprehensive on-the-job training and mentorship from experienced professionals, crafting future experts in portfolio management and compliance.

With continued growth and a strong presence in the industry, they are now looking to strengthen their compliance team with a. Working closely with advisers and the wider compliance team, your responsibilities will include:. FCA requirements and internal compliance standards.

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

A global technology provider in Greater London is seeking a Financial Controller to oversee financial reporting and compliance across multiple EMEA entities. In this leadership role, you will manage financial close cycles, ensure statutory compliance, and develop a high-performing team. Candidates m

A leading financial institution in Greater London is seeking a Senior Analyst to join the Global Financial Control team.

This position is ideal for a qualified tax professional who enjoys operating at the centre of compliance, reporting and stakeholder management, and who is looking to further broaden their international experience. Managing group tax compliance and reporting obligations across the UK, EMEA and APAC.

A consulting firm is seeking a Senior Financial Reporting Manager for an International Tech firm in Manchester.

Compliance Manager: Financial Crime & UW Advisory. Take ownership of developing and monitoring MI in the financial crime space across the Convex entities. Take ownership of designing and implementing risk assessments in the financial crime space across the Convex entities.

The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate consideration of risk, operational, and tax technical issues. Ability to manage large scale fund compliance projects involving 2,500+ hours, multiple funds/deliverables, an

A leading Investor Services group in the UK seeks a Compliance Consultant to manage client relationships and provide compliance support. Responsibilities include offering tailored financial crime advice, conducting compliance monitoring, and guiding clients through regulatory changes. The role requi

Reporting into the Group Head of Compliance (SMF16), you’ll have plenty of autonomy to really shape Compliance Advice and Oversight for the Financial Advice arm that’ll be combining cutting‑edge digital technology with personal financial advice to modernise wealth management. Senior Compliance

Proven experience in a financial crime monitoring, assurance, audit, or compliance testing role — ideally within a banking or financial services environment. Lead and deliver targeted and thematic reviews across the financial crime framework, covering AML, sanctions, bribery and corruption, fraud,

A start-up WealthTech firm in London is seeking a Senior Compliance Manager to lead its Compliance operations. Ideal candidates are experienced Compliance professionals familiar with regulatory requirements like COBS, PROD, and Consumer Duty.

AFME is the European member of the Global Financial Markets Association (GFMA), a global alliance with the Securities Industry and Financial Markets Association (SIFMA) in the US, and the Asia Securities Industry and Financial Markets Association (ASIFMA) in Asia. The Association for Financial Marke

Experience with conducting financial crime and sanctions horizons scanning and communicating financial crime and sanctions regulatory requirements. Promoting a strong compliance culture throughout Antares Global. Experience with handling sanctions and financial crime enquires (pre - bind checks and

A leading leisure company based in Hemel Hempstead is seeking a Compliance & Financial Crime Manager to lead regulatory adherence and compliance frameworks. The role requires significant experience in compliance within FCA-regulated environments and the ability to influence senior stakeholders.

We are looking for an experienced financial crime compliance counsel based in London to join our Global Legal Compliance team as a key member to advise on AML, Fraud, and Sanctions related issues for the United Kingdom and European Union. This role will also work to strengthen ByteDance's compliance

A leading insurance firm in London seeks a Financial Crime Assistant to manage financial crime risks and provide operational support to the Compliance team. Ideal candidates will have experience in compliance-related roles within insurance or financial services. Join a committed team dedicated to en

This role offers hands-on experience in financial crime compliance and is perfect for early-career professionals looking to build a foundation in the industry. A financial services firm in Greater London is seeking a Junior KYC / Onboarding Analyst. The ideal candidate will have 0-2 years' experienc

A leading fintech company in London is offering a 12-week internship in Financial Crime Compliance. The internship provides specialized training, mentorship from industry experts, and a chance to build a networking foundation in the financial services field. This role involves learning AML and KYC f

The regulator requires regulated firms to have a compliance function with an appropriate number of technically knowledgeable staff who are suitably independent to perform their duties objectively in the best interest of the Group, its stakeholders and the financial markets even in the face of challe

Proven track record of supporting solution selling related to Financial Crime and Compliance/Fraud & Identity technology platforms. Solutions Consultant - Fraud and Financial Crime Compliance. This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Complia

A leading consulting firm is seeking a Non-Financial Risk & Compliance Manager / Senior Manager to lead teams working with financial services clients in London, Edinburgh, and Glasgow.

Engage with other colleagues across Financial Crime Compliance, Audit etc to ensure awareness of how financial crime effectiveness is being assessed through these other channels and ensure the work of the Assurance team is informed by (and does not duplicate) this. The Financial Crime Compliance Off

Alpha’s leading Regulatory Compliance & Risk practice enables us to support our clients meet Regulators’ evolving expectations and the business standards our clients seek. Significant experience within ‘blue‑chip’ Financial Services organisations, preferably Asset or Wealth Managers. Exper

A leading global Financial Services firm seeks an experienced Internal Auditor to focus on Compliance and Corporate Governance. Ideal applicants should have at least 3 years’ experience in compliance functions, preferably within financial services, and possess strong analytical and communication s

Compliance Manager: Financial Crime & UW Advisory. Given Convex's rapid growth, global distribution model, and potential regulatory changes, this role offers a unique opportunity to be involved in all aspects of compliance at a global level. As a Compliance Manager, you will take ownership of your r

Ideal candidates will have proven experience in regulatory compliance within financial services or fintech and strong stakeholder management skills. Join a dynamic team focusing on compliance in a fast-paced environment. A leading payments company in Greater London seeks an experienced Regulatory Co