Financial compliance jobs in CowesCreate job alerts

GENERAL MANAGER Here at PO41, it’s all about creating the best possible experiences for today, tomorrow and the future. You will do this by taking your store to new heights, driving energy and passion in your team. And as you deliver great standards and store growth, you will of course have fun ...

Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices. Financial Services or Consulting. Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy.

Financial Services or Consulting. Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clie...

Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Support clients with the exec...

Maintain, update, and monitor compliance standards including written policies and procedures. Train and onboard new financial planners, including certifying competency. Conduct regular competence assessments across the financial planner team.

At a minimum must hold the Diploma in Regulated Financial Planning by the CII (or equivalent). Supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group. Maintain, update, and monitor compliance standards including written policies and procedures.

Whether you’re looking to gain foundational skills in financial services, have a knack for customer service, or seek to expand your horizons, we likely have the perfect opportunity for you.

Supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group. Maintain, update, and monitor compliance standards including written policies and procedures. Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and ...

This organisation is a specialist provider of financial services, committed to delivering exceptional support and insights to business clients. Data providers, including credit and financial information sources. Background in financial services or a similar regulated environment.

We are working with a leading national law firm to recruit a Financial Crime Lawyer into their Risk and Compliance team in Manchester. In this role, you’ll be a central figure in upholding the firm’s high standards in anti-money laundering and financial crime compliance, while contributing to st

Permanent | Flexible Hybrid Working.Are you a seasoned Business Analyst with a passion for transforming complex operational challenges into seamless digital solutions?.This is an exciting opportunity to join a high-impact programme focused on optimising core business processes using low-code tech...

You will manage audits, support regulatory compliance (including Civil Aviation Authority and customs clearance), oversee health and safety processes, and develop a strong risk and compliance framework. Build and manage a risk and compliance programme. Promote and monitor compliance with anti-bri...

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Provide guidance and support to ensure understanding and adherence to ...

We are currently looking for two experienced Business Analyst's for an industry leading and ambitious financial services company based in Surrey. Experience gained in the insurance/financial services industry or in a regulated environment, with a focus on developing and enhancing billing/payments...

Grounds Maintenance Team Leader - Wirral.Full Time 40 Hours per Week - Annualised Hours.Are you a leader? Are you reliable and conscientious? Are you able to work on your own initiative?.If you identify with the above, this role was made for you!.At Glendale, we have a great new opportunity for a...

If you have good experience in financial crime, sanctions and compliance monitoring and would like to take on more responsibility and focus on the areas of compliance you enjoy most, while taking on new challenges in areas that you may not have had exposure to, then this could be the perfect role...

Key Responsibilities: Develop, implement, and maintain firm-wide compliance policies and procedures Monitor compliance with SRA Standards, AML, GDPR, and financial crime prevention laws Lead investigation and resolution of client complaints in line with requirements Manage processes relating to p...

We’re looking for a Business Analyst to join the Operations team at VP level, supporting change across trade lifecycle processes within Markets and Securities.You’ll work closely with trading desks and support functions to scope requirements, lead testing, improve controls, and deliver strategic

Job Title: Data/Business Analyst Location: Remote (UK-based) with occasional client site visits Salary: £55–65k This position sits within the Solution Consulting function of a data-focused consultancy, supporting the delivery of data projects across a range of strategic clients.The role involves ...

Ready to Lead, Inspire, and Transform Pensions Admin? This team needs you.Step into a role where leadership isn’t just about managing - it's about motivating, elevating, and setting the pace for excellence.This is your chance to take charge of a thriving pensions administration team at the heart ...

Key Responsibilities: Assist in monitoring and reviewing company compliance with regulatory requirements Support the development and implementation of compliance policies and procedures Conduct research to stay informed about industry regulations and best practices Prepare reports and documentati...

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Key Responsibilities of the Compliance Monitoring Officer:. Conduct compliance monitoring activities following established methodologies.

Temporary support worker required for our Bangor based Day Centre.In this role you will be working as part of a team to support adults with physical disabilities, sensory impairments or learning disabilities.This is a sociable role where you will interact and provide support to the service users,...

You will be responsible for implementing the companies’ compliance programme across a various areas of the trading business. At least 4 years of experience with compliance. Experienced in the commodity/financial trading sector.

Were looking for a dedicated Environmental Compliance Manager to help us lead the way in sustainable and responsible manufacturing across our UK sites. As our Environmental Compliance Manager, youll be the go-to expert for ensuring our operations meet all environmental laws, permits, and standard...

In turn drive evaluation of complex workflows and processes through advanced visualisation and stakeholder communication, ensuring alignment with organisational goals and compliance or regulatory standards.

Are you a quality-driven professional ready to shape and safeguard the standards of tomorrow’s homes? Were working with a respected regional developer who is looking for a Quality Assurance & Compliance Manager to lead their internal quality systems, raise compliance standards, and strengthen

Monitor compliance with FCA regulatory requirements, especially. Maintain and review internal compliance documentation (policies, procedures, registers). Help prepare Board and Risk Committee packs and compliance reports.

You’ll get support for your physical, mental, and financial wellbeing, as well as market leading policies to help you through life events from bereavement and pregnancy loss to fertility treatment and menopause.

Compliance & Security: Ensure adherence to UK-specific financial regulations such as FCA, PSD2, Open Banking, APP Scam Codes, and GDPR, especially where customer data and transactional services are involved. We are seeking a strategic and detail-oriented Business Analyst with deep expertise in th...

You’ll get support for your physical, mental, and financial wellbeing, as well as market leading policies to help you through life events from bereavement and pregnancy loss to fertility treatment and menopause.

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

You’ll get support for your physical, mental, and financial wellbeing, as well as market leading policies to help you through life events from bereavement and pregnancy loss to fertility treatment and menopause.

Permanent | Flexible Hybrid Working.Are you a seasoned Business Analyst with a passion for transforming complex operational challenges into seamless digital solutions?.This is an exciting opportunity to join a high-impact programme focused on optimising core business processes using low-code tech...

Accor, the world-leading hospitality group, provides unique hotel stays and experiences in over 5,500 properties, throughout 110 countries.With more than 45 hotel brands, restaurants, bars, entertainment and nightlife venues, co-working and wellness spaces, Accor enables new ways to travel, work,...

Ennogen, founded in 2011, is a fast-growing international pharmaceutical and medical device company with a focus on reinvigorating heritage brands to meet under-served clinical need.At the core of everything we do is our purpose to improve the lives of our patient communities around the world.In ...

You will manage audits, support regulatory compliance (including Civil Aviation Authority and customs clearance), oversee health and safety processes, and develop a strong risk and compliance framework. Build and manage a risk and compliance programme. Promote and monitor compliance with anti-bri...

Are You Ready to Redefine How Pensions Operations Should Work?.If you're the kind of leader who spots inefficiencies and thinks, “there’s a smarter way to do this”—then this role is calling your name.A global firm is looking for a Pensions Operations Team Lead who isn’t afraid to challenge

We are exclusively partnering with a leading organisation.We are currently supporting them in the recruitment of.Intensive Support Practitioners.Hampshire and the Isle of Wight.This is an exceptional opportunity to be part of a passionate, purpose-driven team making a real impact in young people’...

Business Intelligence Analyst | Cross Asset Trading House | £80,000 + Bonus + Benefits | Hybrid LDN.Business Intelligence Analyst is needed for a cross asset trading house who through mergers and acquisitions, as well as exceptional performance, have added extra business lines, profit centres and...

A great opportunity for an experienced BA to join an industry leading global organisation, based here in Liverpool!.Identifying and mapping business process improvements.Developing and maintaining stakeholder relationships.Assessing and defining requirements for system developments.Provide traini...

Whether you’re looking to gain foundational skills in financial services, have a knack for customer service, or seek to expand your horizons, we likely have the perfect opportunity for you.

Our client, a commodity trading house based in London, are looking for Compliance Officer to join their expanding team. You will be responsible for implementing the companies’ compliance programme across a various areas of the trading business. At least 4 years of experience with compliance.

Job Title: Compliance Project Manager. This is a unique opportunity to take ownership of a range of compliance and operational initiatives across an international business. Lead and manage compliance-related projects end-to-end, from scoping and planning through to implementation and review.

Support information security and compliance audits conducted in the department. Demonstratable experience in an Information Security, IT Governance, Risk and Compliance based role, including maintaining and continually improving an ISO 27001 compliant management system. Experience of project mana...

Proven experience in financial services, banking, or wealth management, with the ability to facilitate stakeholders in defining clear and focused requirements.

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Minimum three years' experience in compliance monitoring or a similar role. If you're an experienced Compliance Monitoring Officer looking for a cha...

Background in financial services or a similar regulated environment. This organisation is a specialist provider of financial services, committed to delivering exceptional support and insights to business clients. Data providers, including credit and financial information sources.