Financial compliance jobs in Mitcham - Page 15Create job alerts

The Deputy General Counsel will work closely with LI's UK CEO, European CFO and Chief Administrative Officer, Co-Heads of Europe, and Senior Counsel (European Compliance), most of whom are located in ...

Ensure compliance with relevant property legislation, including lease agreements, fire safety ... Financial Acumen: Experience in preparing and managing service charge budgets, with the ability to ...

Risk and Compliance : Act as the first line of defence against financial crime, identifying and escalating risks, conducting due diligence, and complying with AML and regulatory standards. Additional ...

Ensure compliance with global regulatory requirements and ethical standards for the conduct of ... Budget & Financial Oversight : * Oversee clinical trial budgets, ensuring cost-effective resource ...

Working alongside Compliance Team and Finance Team to ensure relevant reporting for legal bodies is delivered (eg. ATOL). * Working with Senior Management & Compliance to provide reporting and ...

Ideal candidates may come from compliance roles in financial services , a paralegal background , or experience with regulatory bodies like the Law Society or police. Required Skills and Experience

Fast Growing MGA, with over 15 years of Financial Lines experience, * We are experts in our niche ... Compliance - Ensure all underwriting activity complies with relevant legislation, underwriting ...

The role will ensure compliance, quality and safety standards are adhered too in the construction ... This role will communicate clear and precise operational and financial performance indicators to ...

Management, Finance etc. * Experience : 3+ years professional experience in business management, focused on governance, compliance, and people management. * Skills : Regulatory knowledge, leadership ...

Your leadership will be essential in ensuring that our nurseries meet the highest standards of care, safety, and education, while also achieving financial goals and maintaining regulatory compliance

... counter financial and commodity related products. CFT is represented in over 28 countries ... Collaborate with risk management, legal, and compliance teams to ensure alignment on operational ...

Draft legal documents, including regulatory advice, authorisation applications, and compliance frameworks. Engage with financial market infrastructure matters, providing advice where necessary

Identify and assess potential commercial risks, developing mitigation strategies to minimize financial exposure. Maintain oversight of compliance with legal, regulatory, and contractual obligations

Work closely with compliance and legal teams to ensure AI-driven interactions meet regulatory and ethical standards, particularly for financial data handling. * Analytics and Continuous Improvement

Ensure compliance with the firm's quality policies and CQS standards. * Achieve agreed financial and billing targets set by the Partners. * Conduct performance reviews and support the development of ...

Manage and interpret contractual documents to ensure compliance with client agreements, scope, and ... Develop, monitor, and control project budgets to ensure financial targets are met, implementing ...

... compliance, and supply chain optimisation. Client Details Our client is a mid-sized, post-funded entity in the financial services industry. Description * Develop and implement the procurement and ...

This role involves overseeing the financial performance, contractual obligations, and strategic ... Compliance: Ensure compliance with all relevant regulations, standards, and company policies

Identify and assess financial, operational, regulatory, and strategic risks across the organization ... Ensure compliance with relevant industry regulations, including monitoring for updates and changes ...

You will collaborate with key stakeholders, including HR business partners, Finance, Legal, Compliance and Risk, and senior leaders and provide expert advice on remuneration policies, practices and ...

Supporting Transfer Pricing implementation, gathering financial data and applying specific rules. * Assisting with ad-hoc projects (e.g., VAT and corporate tax compliance in the UK and ...

Compliance and Risk Management: * Develop and enforce internal policies and strategies to ensure ... Support financing and investment activities by coordinating with external advisors and stakeholders

The high-profile team provides support to the firm's senior management on partner-related finance issues, partnership tax compliance and tax planning. ROLE OVERVIEW The Tax Accountant has primary ...

Stay updated on regulatory changes and ensure compliance with industry standards * Own and maintain ... Proven track record of success in senior executive-level risk management roles within financial ...